Financial Advisor
2 weeks ago
401K Generation is a Registered Investment Advisory firm providing financial and fiduciary services to employer sponsored 401(k) plans and private wealth management services to individuals. As a 3(16) Plan Fiduciary, we manage certain day-to-day administrative tasks for 401(k) plans nationwide. We are committed to helping individuals prepare for their financial future and assisting businesses across America with the administrative burdens of a 401(k) plan. We hold ourselves accountable and pride ourselves on delivering uncomplicated and innovative retirement plan solutions. This dynamic, fast- growth company is seeking a Financial Advisor to join our team and grow with us. Job Title: Financial Advisor Report to: Chief Compliance Officer Status: Full Time/Exempt Position Summary: As a key member of the financial advising department, you will be responsible for providing comprehensive investment advice to our clients. The successful candidate will hold the necessary licenses, possess excellent communication skills, and demonstrate a deep understanding of financial markets, investment products, and wealth management strategies. Developing a Private Wealth book of business and meeting quota will be required. Job Description: Promote and adhere to the company's core values; Accountability, Communication, Commitment, Service Excellence, Integrity, and Collaboration Promotes established investment models and strategies that are suitable for targeted clients. Construct and manage diversified investment portfolios based on research, including Fi360 scoring methodology. Articulate the story of the company and identify ideal qualified prospects including terminated 401(k) plan participants. Identify and attend community events to develop networking opportunities. Consistently achieve stated quota. Retrieve and compile information related to the client and Firm to ensure accurate information is recorded in the Client Record Management System (CRM). Work with TPA partners to ensure optimal service quality and participate as needed in various internal and external strategy meetings. Resolve escalated client issues. Prepare financial and plan documents required to lead annual client reviews. Conduct research that may include financial markets, individual securities, mutual funds, ETF's, ESG's, alternative investments and coordinate third-party money manager guest speakers for Advisory/Investment Committee meetings. Accept and enter client orders. Perform Portfolio rebalancing and reporting. Participates in the business development process with prospective clients to deepen relationships and perform ongoing fact-finding to uncover organic growth opportunities. Ensure the best service possible while always considering bottom line profitability. Facilitate Enrollment meetings for 401k clients. recblid 9rscp57991qpc00x8rsgvbdc4lgx6t
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Financial Advisor
3 weeks ago
Altamonte Springs, United States 401k Generation Full time401K Generation is a Registered Investment Advisory firm providing financial and fiduciary services to employer sponsored 401(k) plans and private wealth management services to individuals. As a 3(16) Plan Fiduciary, we manage certain day-to-day administrative tasks for 401(k) plans nationwide. We are committed to helping individuals prepare for their...
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Financial Advisor
4 weeks ago
Altamonte Springs, United States 401k Generation Full time401K Generation is a Registered Investment Advisory firm providing financial and fiduciary services to employer sponsored 401(k) plans and private wealth management services to individuals. As a 3(16) Plan Fiduciary, we manage certain day-to-day administrative tasks for 401(k) plans nationwide. We are committed to helping individuals prepare for their...
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Financial Advisor
19 hours ago
Rock Springs, United States Prudential Financial Full timePrudential Advisors/The Northern Lights Financial Group is looking for an experienced financial professional in the Rock Springs, Wyoming area that is interested in working with Prudential existing clients base. This exciting position will allow you to grow your career and business, helping the people and families that look to Prudential for financial...
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Financial Advisor
2 weeks ago
Colorado Springs, CO, United States First Command Financial Services Full timeJob DescriptionFinancial Advisor Careers at First Command: Shaping Positive Financial Behaviors since 1958 First Command Financial Advisors coach military families in their pursuit of financial security. Our reputation has been built on shaping positive financial behaviors through face-to-face coaching with military families. We embrace time-tested financial...
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Financial Advisor
2 weeks ago
Colorado Springs, CO, United States First Command Financial Services Full timeJob DescriptionFinancial Advisor Careers at First Command: Shaping Positive Financial Behaviors since 1958 First Command Financial Advisors coach military families in their pursuit of financial security. Our reputation has been built on shaping positive financial behaviors through face-to-face coaching with military families. We embrace time-tested financial...
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Financial Advisor
2 weeks ago
Ocean Springs, United States Regions Financial Full timeFinancial AdvisorAt Regions, the Financial Advisor establishes a portfolio of bank customers based on meeting the financial objectives of the customer through sound advice and guidance. This advice will be based on a deep understanding of our customer, their current financial standing and their short and long term goals. The ideal candidate is...
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Financial Advisor
2 weeks ago
Camp Springs, United States First Command Financial Services, Inc Full timeFinancial Advisor 4 out of 5 of our Advisors are veterans or military spouses Who we are: First Command is committed to helping military families get their financial lives squared away. As we continue to expand our advisor force, we are seeking leaders who have internal drive, entrepreneurial mindsets and a desire for professional growth. #CB What our...
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Financial Advisor
4 days ago
Colorado Springs, United States First Command Financial Services, Inc Full timeFinancial Advisor 4 out of 5 of our Advisors are veterans or military spouses Who we are: First Command is committed to helping military families get their financial lives squared away. As we continue to expand our advisor force, we are seeking leaders who have internal drive, entrepreneurial mindsets and a desire for professional growth. What our Advisors...
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Financial Advisor
6 days ago
Saratoga Springs, United States LPL Financial Full timeFinancial Advisor Arrow BankLPL Financial partners with banks to offer a complete menu of financial services to bank clients. This employment opportunity at Arrow Bank in Saratoga Springs, NY would allow you to join the Investment Program at Arrow Bank as a Financial Advisor associated with LPL Financial. Under this model Financial Advisors are not employees...
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Financial Advisor
4 weeks ago
Altamonte Springs, FL, United States 401k Generation Full time401K Generation is a Registered Investment Advisory firm providing financial and fiduciary services to employer sponsored 401(k) plans and private wealth management services to individuals. As a 3(16) Plan Fiduciary, we manage certain day-to-day administrative tasks for 401(k) plans nationwide. We are committed to helping individuals prepare for their...
