VP, Assistant General Counsel

6 days ago

Fort Mill, South Carolina, United States LPL Financial Full time

Job Overview:
The VP, Assistant General Counsel (Corporate Legal) will advise on a broad range of general corporate and securities law issues in support of LPL Financial's corporate governance, strategic transactions and obligations as a public company. The position reports to the Senior Vice President, Associate General Counsel – Corporate Legal within the Legal Department's Corporate group, and will interface daily with in-house colleagues and business executives in the context of providing legal advice.
Primary Responsibilities: The attorney will advise in connection with a range of general business matters, including corporate governance, corporate secretary support, strategic transactions, capital markets transactions, executive compensation and public company reporting and compliance. In particular, the position will provide legal advice in support of:
Exchange Act filings, including Forms 10-K, 10-Q and 8-K and Section 16 filings
Securities law compliance
Capital markets transactions
Strategic M&A transactions
Financial reporting
Executive compensation
Investor relations
Board and committee matters
Corporate subsidiary management
What are we looking for? We are seeking a lawyer with at least 3 to 5 years of experience in a sophisticated general corporate practice. Experience in the financial services industry is preferred but not required. We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive in a fast-paced environment, who are client-focused and team-oriented, and who are able to execute in a way that encourages creativity and continuous improvement.
Requirements: JD from a nationally recognized law school
At least 3 to 5 years of experience working for a sophisticated law firm or comparable in-house legal department
Preferences: Strong organizational and project management skills, including the ability to handle multiple priorities in a fast-paced and demanding work environment
Excellent drafting, negotiation and communication skills
Ability to interface well with business executives in real time to problem-solve and provide independent judgment
Experience counseling public companies with regard to public company reporting and corporate governance matters
Pay Range: $163,725-$272,875/year
Actual base salary varies based on factors, including but not limited to, relevant skill, prior experience, education, base salary of internal peers, demonstrated performance, and geographic location. Additionally, LPL Total Rewards package is highly competitive, designed to support your success at work, at home, and at play – such as 401K matching, health benefits, employee stock options, paid time off, volunteer time off, and more. Your recruiter will be happy to discuss all that LPL has to offer
Company Overview: LPL Financial Holdings Inc. (Nasdaq: LPLA) was founded on the principle that the firm should work for advisors and institutions, and not the other way around. Today, LPL is a leader in the markets we serve, serving more than 23,000 financial advisors, including advisors at approximately 1,000 institutions and at approximately 580 registered investment advisor ("RIA") firms nationwide. We are steadfast in our commitment to the advisor-mediated model and the belief that Americans deserve access to personalized guidance from a financial professional.
At LPL, independence means that advisors and institution leaders have the freedom they deserve to choose the business model, services, and technology resources that allow them to run a thriving business. They have the flexibility to do business their way. And they have the freedom to manage their client relationships, because they know their clients best. Simply put, we take care of our advisors and institutions, so they can take care of their clients.
Join LPL Financial: Where Your Potential Meets Opportunity
At LPL Financial, we believe that everyone deserves objective financial guidance. As the nation's leading independent broker-dealer, we offer an integrated platform of cutting-edge technology, brokerage, and investment advisor services.
Why LPL? Innovative Environment: We foster creativity and growth, providing a supportive and responsive leadership team.
Limitless Career Potential: Your career at LPL has no limits, only amazing potential.
Unified Mission: We are one team on one mission—taking care of our advisors so they can take care of their clients.
Impactful Work: Our size is just right for you to make a real impact.
Commitment to Equality: We support workplace equality and embrace diverse perspectives and backgrounds.
Community Focus: We care for our communities and encourage our employees to do the same.
Benefits and Total Rewards: Our Total Rewards package goes beyond just compensation and insurance.
Join the LPL team and help us make a difference by turning life's aspirations into financial realities. Please log in or create an account to apply to this position. Principals only. EOE.
Information on Interviews: LPL will only communicate with a job applicant directly from an @lplfinancial.com email address and will never conduct an interview online or in a chatroom forum. During an interview, LPL will not request any form of payment from the applicant, or information regarding an applicant's bank or credit card. Should you have any questions regarding the application process, please contact LPL's Human Resources Solutions Center at (855) 575-6947.
EAC1.22.25

#J-18808-Ljbffr

  • VP, Assistant General Counsel

    3 weeks ago

    Fort Mill, South Carolina, United States LPL Financial Full time

    VP, Assistant General Counsel LPL Financial Fort Mill, United States Apply now Posted 5 hours ago Permanent Competitive Are you a team player? Are you curious to learn? Are you interested in working on meaningful projects? Do you want to work with cutting-edge technology? If so, LPL Financial is the place for youJob OverviewThe Regulatory Enforcement group...

  • VP, Assistant General Counsel

    3 weeks ago

    Fort Mill, South Carolina, United States LPL Financial Full time

    Are you a team player? Are you curious to learn? Are you interested in working on meaningful projects? Do you want to work with cutting-edge technology? Are you interested in being part of a team that is working to transform and do things differently? If so, LPL Financial is the place for youJob OverviewThe Regulatory Enforcement group within Legal manages...

  • General Counsel Expertise

    1 day ago

    Fort Mill, South Carolina, United States LPL Financial Full time

    About the Job: The VP, Assistant General Counsel will play a critical role in advising on a broad range of general corporate and securities law issues. This position reports to the Senior Vice President, Associate General Counsel – Corporate Legal within the Legal Department's Corporate group.Responsibilities:Advise on corporate governance matters,...

  • VP Asst General Counsel

    2 weeks ago

    Fort Mill, South Carolina, United States LPL Financial Full time

    Are you a team player? Are you curious to learn? Are you interested in working on meaningful projects? Are you solution-oriented and committed to delivering results? Do you like thinking outside the box, learning new skills and problem solving? If so, then this could be the role for youJob Overview:LPL Financial seeks an experienced attorney to join its...

  • Director of General Corporate Law

    6 days ago

    Fort Mill, South Carolina, United States LPL Financial Full time

    About the PositionThe VP, Assistant General Counsel (Corporate Legal) will be responsible for advising on a broad range of general corporate and securities law issues in support of LPL Financial's corporate governance, strategic transactions, and public company obligations. This role reports directly to the Senior Vice President, Associate General Counsel...

  • Senior Legal Advisor Role

    1 day ago

    Fort Mill, South Carolina, United States LPL Financial Full time

    About this Opportunity: As a VP, Assistant General Counsel, you will have the opportunity to work closely with senior executives and other stakeholders to advise on a broad range of general corporate and securities law issues.Key Accountabilities:Providing expert legal advice on corporate governance matters, including exchange act filings, securities law...

  • SVP, Associate General Counsel

    2 days ago

    Fort Mill, South Carolina, United States LPL Financial Full time

    LPL Financial seeks an experienced attorney to join its corporate legal advice team as Senior Vice President, Associate General Counsel – Broker-Dealer Regulatory Compliance. This SVP will report to the Executive Vice President responsible for providing strategic legal advice to various business units. This team focuses primarily on the LPL's broker-dealer...

  • Associate General Counsel – Regulatory Expert

    1 day ago

    Fort Mill, South Carolina, United States LPL Financial Full time

    We foster creativity and growth, providing a supportive and responsive leadership team. Our size is just right for you to make a real impact. As a Senior Vice President, Associate General Counsel, you will have the opportunity to work with a talented team of professionals dedicated to taking care of our advisors so they can take care of their...

  • Senior Corporate Counsel

    6 days ago

    Fort Mill, South Carolina, United States LPL Financial Full time

    About the RoleThe Senior Corporate Counsel will be responsible for providing legal advice on a wide range of corporate and securities law issues to support LPL Financial's corporate governance, strategic transactions, and public company obligations. This role reports directly to the Senior Vice President, Associate General Counsel – Corporate Legal within...

  • Business and Law Specialist

    23 hours ago

    Fort Mill, South Carolina, United States LPL Financial Full time

    About the Position: The VP, Assistant General Counsel (Corporate Legal) will advise on a broad range of general corporate and securities law issues in support of LPL Financial's corporate governance, strategic transactions, and obligations as a public company.Key Responsibilities:Advising on corporate governance matters, including exchange act filings,...

  • Senior Legal Counsel, Environment, Paper

    7 days ago

    Fort Mill, South Carolina, United States Domtar Corporation Full time

    Domtar is a leading producer of pulp, paper, packaging, tissue and wood products. Through our focus on safety and sustainability, as well as our commitment to operational excellence and our network of facilities across Canada and the United States, Domtar delivers high-quality and cost-effective products to customers around the world.Our workforce is...

  • Corporate Lawyer

    1 day ago

    Fort Mill, South Carolina, United States LPL Financial Full time

    About the Role: We are seeking a highly skilled corporate lawyer to join our team as a VP, Assistant General Counsel. This role will provide legal advice on general corporate and securities law issues in support of LPL Financial's corporate governance, strategic transactions, and obligations as a public company.Key Responsibilities:Advising on corporate...

  • General Management Assistant

    3 days ago

    Fort Mill, South Carolina, United States StepStone Hospitality Full time

    The ideal candidate for this position will have a passion for excellence and a proven track record of success in the hospitality industry. As the General Management Assistant, you will play a key role in supporting the General Manager and driving business growth.About the Role:This position involves assisting the General Manager in overseeing daily business...

  • Legal Counsel

    3 days ago

    Fort Mill, South Carolina, United States Schaeffler Full time

    Schaeffler is a dynamic global technology company and its success has been a result of its entrepreneurial spirit and long history of private ownership. As a partner to all of the major automobile manufacturers, as well as key players in the aerospace and industrial sectors, we offer you many development opportunities. Job OverviewThe Legal Counsel role for...

  • Legal Counsel

    2 weeks ago

    Fort Mill, South Carolina, United States Domtar Full time

    Legal Counsel Location: Fort Mill, Fort Mill Office (FM01), US, 29715Department: Legal Services (CL01)Domtar is a leading producer of pulp, paper, packaging, tissue and wood products. Through our focus on safety and sustainability, as well as our commitment to operational excellence and our network of facilities across Canada and the United States, Domtar...

  • Corporate Counsel

    3 weeks ago

    Fort Mill, South Carolina, United States TWO USA Full time

    446 Wrenplace Rd, Fort Mill, SC 29715, USA •Job Description Posted Tuesday, January 7, 2025 at 5:00 AMRoundPoint's Legal and Compliance team seeks to add an energetic, collaborative junior to mid-level attorney (4-7 years preferred).Candidates should have a strong working knowledge of federal and state laws related to mortgage banking and consumer finance...

  • Corporate Counsel

    3 weeks ago

    Fort Mill, South Carolina, United States RoundPoint Mortgage Servicing Full time

    446 Wrenplace Rd, Fort Mill, SC 29715, USA •Job Description Posted Tuesday, January 7, 2025 at 5:00 AMRoundPoint's Legal and Compliance team seeks to add an energetic, collaborative junior to mid-level attorney (4-7 years preferred).Candidates should have a strong working knowledge of federal and state laws related to mortgage banking and consumer finance...

  • Office assistant to General Manager

    4 weeks ago

    Fort Mill, South Carolina, United States Keer America Corp Full time

    SUMMARY OF JOB PURPOSE The General Manager Office's Assistant will serve as the primary point of contact for all matters pertaining to the office of the General Manager. The General Manager's Assistant will also serve as liaison for management, employees and business associates to ensure effective communication across all channels in the organization. ...

  • VP, Offensive Security

    2 days ago

    Fort Mill, South Carolina, United States LPL Financial Full time

    Are you curious to learn? Are you interested in working on meaningful projects? Do you want to work with cutting-edge technology? Are you interested in being part of a team that is working to transform and do things differently? If so, LPL Financial is the place for you Job Overview: As a member of the Information Security team, the VP of Offensive Security...

  • General Manager

    3 weeks ago

    Fort Mill, South Carolina, United States McDonald's Full time

    This job posting is for a position in a restaurant owned and operated by an independent franchisee and not McDonald's USA. This franchisee owns a license to use McDonald's logos and food products, for example, when running the restaurant. However, this franchisee is a separate company and a separate employer from McDonald's USA. If you are hired for the job...