Investment Compliance Associate | Boston Hedge Fund

3 weeks ago


Boston MA, United States Origin Staffing Full time

Investment Compliance Associate | Boston Hedge Fund Increase your chances of reaching the interview stage by reading the complete job description and applying promptly. Base pay: $80,000.00/yr – $120,000.00/yr Additional compensation: Annual bonus, profit sharing, 401(k) match, fully paid healthcare About the Firm A leading multi‑strategy investment management firm with over $3B in assets under management is seeking an Investment Compliance Associate to join its collaborative and high‑performing compliance team. Role Overview The Trade Compliance Associate will play a key role in monitoring trading activity across multiple asset classes and jurisdictions. This individual will work closely with the trading, operations, and legal/compliance teams to ensure the firm’s investment activity adheres to internal policies, client guidelines, and global regulatory standards. Key Responsibilities Monitor and resolve daily trade compliance alerts and exception reports in the firm’s order management system (OMS). Maintain restricted lists and oversee wall‑crossing processes. Review investment guidelines and assist in coding rules into the OMS. Support the onboarding of new funds, accounts, and instruments within compliance systems. Track and elevate potential compliance breaches and coordinate remediation with relevant stakeholders. Qualifications Bachelor’s degree required (Finance, Economics, or related field preferred). 1–5 years of investment compliance experience within an asset management, hedge fund, or investment advisory firm. Experience with Charles River, FlexTrade, or a similar OMS/OEMS strongly preferred. Strong analytical mindset, high attention to detail, and excellent communication skills. Thrives in a rigorous, collaborative, and intellectually curious environment. Benefits & Perks Annual bonus and profit‑sharing program. Best‑in‑class 401(k) match – 100% up to IRS limit. xrczosw Complimentary on‑site meals, fitness center, wellness benefits, and other perks. Employment Details Seniority level: Associate Employment type: Full‑time Location: Boston, MA



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