Manager, Control Testing

Overview Manager, Control Testing - Independent Risk Management at SoFi
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What you’ll do Execute end-to-end control testing, including planning, walkthroughs, design assessments, sample selection, evidence review, and evaluation of operating effectiveness and drafting reports.
Assess controls established by the Risk and Compliance organizations, such as those related to enterprise risk, operational risk, privacy, model risk, third-party risk, AML/BSA, Sanctions, etc.
Assist in developing and maintaining the annual risk-based control testing plan.
Contribute to the continuous refinement of testing methodologies, documentation standards, and quality assurance processes.
Communicate findings clearly and concisely to management, including root-cause analysis and recommendations for remediation.
Support Risk and Compliance leadership in preparing materials for governance committees, regulators, and internal audit.
Prepare high-quality workpapers in accordance with internal methodology and regulatory expectations.
Produce testing reports, dashboards, and summaries that highlight trends, emerging risks, and thematic issues.
Maintain thorough documentation to support regulatory examinations and audit reviews.
Recommend enhancements to control design, risk management practices, and testing processes.
Stay current on industry best practices, regulatory updates (e.g., OCC, FDIC, FRB, CFPB), and evolving risk management frameworks.
What you’ll need Approximately 8 years of experience in risk management, compliance, internal audit, operational risk, or a similar control-assurance function.
Experience within the financial services industry.
Prior involvement with control testing, process walkthroughs, risk assessments, or issue validation.
Strong understanding of risk and control frameworks (e.g., COSO, three lines of defense, risk and control self-assessments).
Working knowledge of regulatory requirements impacting mid-sized banks (e.g., BSA/AML, Fair Lending, UDAAP, operational risk rules, privacy).
Proficiency in testing methodologies, sampling techniques, documentation standards, and evidence evaluation.
Ability to analyze data, identify themes, and translate findings into actionable insights.
Ability to manage multiple testing engagements and deadlines.
Bachelor’s degree in Business, Finance, Accounting, Risk Management, or related field.
Nice to have Experience in management consulting, investment banking and/or business operations
CIA, CRCM, CAMS, CISA, CRMA, CPA).
Experience in Fintech
MBA
SoFi provides equal employment opportunities (EEO) to all employees and applicants for employment without regard to race, color, religion (including religious dress and grooming practices), sex (including pregnancy, childbirth and related medical conditions, breastfeeding, and conditions related to breastfeeding), gender, gender identity, gender expression, national origin, ancestry, age (40 or over), physical or medical disability, medical condition, marital status, registered domestic partner status, sexual orientation, genetic information, military and/or veteran status, or any other basis prohibited by applicable state or federal law.
As part of this commitment, SoFi offers reasonable accommodations to candidates with physical or mental disabilities. If you need accommodations to participate in the job application or interview process, please let your recruiter know or email
Due to insurance coverage issues, we are unable to accommodate remote work from Hawaii or Alaska at this time. Employment type Full-time
Job function Quality Assurance