Fund/Securities Transactional Attorney

3 weeks ago


Wilmington DE, United States Fawkes IDM Full time
Responsibilities
  • Reviewing and negotiating fund documentation, including limited partnership agreements, subscription agreements, and side letters.
  • Advising clients on a range of securities transactions, including public offerings, private placements, and Regulation D offerings.
  • Conducting due diligence investigations in connection with prospective investments.
  • Preparing and filing required regulatory forms with the SEC, FINRA, and other regulatory bodies.
  • Providing legal and regulatory guidance to clients on compliance with federal and state securities laws.
  • Coordinating with colleagues and clients in the development of investment strategies.
  • Managing client relationships and ensuring high-quality service delivery.
Requirements
  • 7+ years of experience with fund formation, governance and transactions and/or securities matters.
  • Applicable bar admission is required.
Fawkes IDM

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