Head of Financial Operations
3 weeks ago
Top-Tier Financial Services Firm in Tampa, Florida is seeking a Head of Clearing Operations
Responsibilities:
Overseeing a team that is responsible for the day-to-day operations of a fast growing broker-dealer
Large scale and change and enhancement projects
Responsible for Options clearing (OCC)
Trading and Purchase & Sales
Stock Record, Segregation, and Security Movements
Account transfers, Cost Basis, Trade Reporting
Cash (customer-facing) and Treasury (firm needs)
Corporate Actions and Security Master
Qualifications:
~10+ years experience managing an operations team within a broker-dealer
~ Must be a hands-on manager that knows the operations
~ Bachelor's Degree
~ Strong managerial and strategy skills
~ Series 7 & 24 are a must
~ Series 4 is a plus
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