Regulatory Affairs and Policy
2 weeks ago
Head of Compliance · Oversee AI & financial regulatory frameworks · Develop and maintain compliance policies for AI usage · Monitor tens of thousands of prompts · Drive strategic compliance initiatives
Do you have the following skills, experience and drive to succeed in this role Find out below.
Telescope AI is seeking a Head of Compliance to ensure we remain aligned with both national and international regulations governing AI usage, financial services, and brokerage collaboration.
What You’ll Do Develop & Oversee Policies : Create, implement, and maintain compliance policies and procedures for AI-based financial solutions, ensuring alignment with relevant regulations.
Regulatory Collaboration : Engage with regulatory bodies, brokers, and external stakeholders to keep our compliance posture up-to-date and effective.
Monitor AI Activities : Oversee the monitoring of tens of thousands of prompts across our platform to identify potential compliance risks or breaches.
Client Support : Work closely with clients to clarify compliance requirements, respond to audits, and provide guidance on regulatory obligations.
Data Protection & Privacy : Ensure robust data governance frameworks, safeguarding sensitive information and maintaining strict data privacy standards.
Reporting & Documentation : Manage reporting obligations, maintain accurate records, and produce clear documentation for internal and external audits.
Who You Are Proven Compliance Leader : Solid track record in a senior compliance role within finance, fintech, or AI-driven organizations.
Regulatory Expert : Deep knowledge of relevant regulations (e.g., ASIC, FINRA, GDPR) with the ability to interpret and apply rules to emerging AI technologies.
Strategic Thinker : Able to balance risk and innovation, shaping a compliance roadmap that supports business growth without compromising integrity.
Collaborative Communicator : Comfortable liaising with internal teams and external agencies, translating regulatory language into actionable insights.
Detail-Oriented : Skilled in spotting nuanced compliance risks in large-scale AI interactions.
Why Join Us Mission-Critical Role : Shape and maintain the compliance infrastructure for an AI-driven financial platform working with top brokers and fund managers.
Cutting-Edge AI : Collaborate with teams leveraging the latest large language models (OpenAI, Anthropic, Google Gemini, etc.) to address complex compliance challenges.
Growth & Impact : Lead compliance at a rapidly expanding firm, with ample opportunities to influence company strategy and culture.
Dynamic Team : Enjoy a supportive environment on the beautiful Sunshine Coast, combining AI innovation with financial responsibility.
Comprehensive Benefits : Competitive salary, flexible work arrangements, and an open-minded approach to professional development.
About Telescope AI We specialize in AI-driven solutions for the finance sector, serving publishers, brokers, and fund managers with advanced tools.
Our flagship product, Ripple, generates personalized stock portfolios from written prompts by analyzing ripple effects of specific events or scenarios. We fuse large language models with client datasets to give investors a blend of algorithmic precision and human wisdom—speeding up research and offering more informed starting points for decision-making.
Our reliance on frontier models with leading AI institutions like OpenAI and Anthropic, as well as emerging players like Google Gemini, Llama, and Cohere. xrczosw Here, you’ll have both freedom and support to experiment with the latest innovations in AI.
Join us at Telescope AI, on the beautiful Sunshine Coast, where you’ll help shape the forefront of AI-driven finance in an environment that values rapid iteration, creativity, and collaboration.
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