Senior Compliance Paralegal

7 days ago


Providence RI, United States Harvard Partners, LLP Full time

As a key member of our legal team, you'll help ensure the integrity of our corporate governance and compliance processes.
Responsibilities:
Board & Committee Support: Prepare materials for Board, Committee, and Annual General Meetings, and manage follow-up actions with precision.
Policy Enforcement: Assist in implementing and monitoring the Company's securities trading policy.
Regulatory Filings: Support NYSE and SEC filings and submissions, ensuring accuracy and timeliness.
Subsidiary Management: Form, register, and maintain records for subsidiaries and branches, including drafting annual reports, resolutions, consents, and powers of attorney

Qualifications:
Proficiency in Microsoft Office Suite, SharePoint, Teams, Adobe Acrobat Pro, and CTAdvantage/hCue
Exceptional organizational and project management skills
Ability to manage multiple priorities independently with strong attention to detail
Comfortable working under tight deadlines in a fast-paced setting
Strong communication skills and a team-oriented mindset
Proven ability to handle confidential and sensitive information with discretion


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