Manager, Compliance Testing

2 weeks ago

Farmington HIlls MI United States Comerica Full time
Compliance Testing Manager
The Manager, Compliance Testing within the second line of defense is responsible for planning, developing, implementing, and managing a comprehensive risk-based compliance testing program for their area of responsibility.
Position Repsonsibilities:
Compliance Testing, Monitoring and Reporting
Provide guidance and lead a team responsible for executing the compliance monitoring and testing plan, ensuring execution of other assigned compliance related projects, tasks, and functions as assigned.
Manage a sustainable control testing and monitoring program, ensuring all testing requirements are met and execute on a defined timeline.
Develop an Annual Monitoring and Testing Plan using a risk-based approach to include RCSA control testing and issue validations.
Partner with Compliance Advisory teams on new or changing regulatory requirements, emerging risks, risk assessment results, and incorporation into the testing and monitoring program.
Manage issue validations on a defined schedule and provide aggregate results through formal reporting.
Analyze, aggregate, and report the results/issues/recommendations related to control testing activities to senior management.
Drive change through the enhancement and execution of a strong testing/monitoring program and provide risk support/consulting for key partners.
Lead the strategy to execute compliance monitoring and testing requirements and create policies and procedures for consistent execution.
Policy, Process, and Procedure Improvement
Coordinates the development and maintenance of all testing and monitoring procedures and department process flows.
Support the development of control testing frameworks and methodologies.
Strategy
Participate in multiple industry forums to share, decipher and create solutions to address risk and compliance trends.
Provide recommendations and counsel to senior management to gain support for implementation of new strategies.
May participate in large to complex corporate and department projects representing department needs while ensuring adherence to corporate and/or department direction.

Position Qualifications:
Bachelor's Degree from an accredited university in Business, Finance, or related field
10 years of experience financial services or related industry
8 years of experience in compliance, risk management in financial services or related industry
Licenses/ Certifications:
Certified Regulatory Compliance Manager (CRCM)
Comerica Great Lakes Campus
8:00am - 5:00pm Monday - Friday

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