Manager, Corporate Compliance Risk Assessment

2 weeks ago

Farmington Hills, United States Comerica Full time
Manager, Corporate Compliance Risk Assessment The Manager of Compliance Risk Assessment reports to the Director of Enterprise Risk Assessment and is responsible for identifying, analyzing and mitigating potential risks associated with regulatory compliance within the Bank. They will oversee the development and implementation of policies and procedures to support the Corporate Compliance Risk Assessment (CCRA) as well as the day-to-day execution of the CCRA. The Manager will contribute to the evolving compliance risk assessment strategy and methodology and will oversee a team that has responsibility for the compliance risk assessment and compliance controls inventory. This role requires a strategic thinker with a solid understanding of risk and control identification, as well as the ability to identify control weaknesses and challenge issues as necessary. This role also requires an individual who will maintain strong relationships with the lines of business, compliance advisory and risk partners including the RCSA Team to ensure risk assessment approaches are coordinated. Position Responsbilities: Strategy Develop the strategy for the compliance controls inventory implementation and integration into the CCRA and RCSA. Stay abreast of changing laws and regulations that apply to the Bank. Participate in industry forums. Operational Execution Responsible for evolving and maintaining policies and procedures related to Compliance Risk Assessment. Oversee the execution of the Corporate Compliance Risk Assessment (CCRA) and ensures consistency in how the methodology is applied. Lead the evolution and maintenance of the Compliance Controls Inventory. Partner with Enterprise Risk to ensure alignment with the CCRA with the RCSA. Oversee the integration of CCRA applicable regulations and regulatory changes intothe CCRA. Identify compliance control gaps and manage the development of action plans and clear risk ownership of specific compliance risks to ensure transparency, ownership, and accountability. Ensure compliance risk mitigation plans are in place to address gaps identified in the CCRA and monitor and report on those plans the status of those plans. Provide recommendations and actionable insights to management on ways to mitigate identified compliance risks (includes process improvements, controls implementation, and policy enhancements). Continuously improve the program by evaluting and enhancing the CCRA to adapt to changing regultory requirements, business needs, and evolving industry standards. Perform independent review and challenge of 1LODs risk and control assessments and outputs, including inherent risk ratings and control effectiveness ratings. Tools, Tracking and Reporting Responsible for developing and maintaining common standards, tools and methodologies for risk assessment. Manage the continued automation of the CCRA in the GRC Tool. Lead the evolution and maintenance of the Compliance Controls Inventory. Develop and maintain reporting and KRIs to track risk assessment progress and results. Responsible for preparing reports for senior management and regulators. Responsible for maintinaing accurate documentation of compliance activities. Ensure timely communication and escalation of compliance related issues. Responsible for reporting, action plan monitoring, and GRC Tool quality assurance. Training, Communication and Leadership/Management Develop team through on-going performance coaching, counseling and training programs. Hire, train and retain a high-performing team. Provide guidance and training on compliance matters, conduct training sessions and promote a culture of compliance. Develop training associated with CCRA to ensure that the Bank complies with relevant laws, regulations and industry standards.

Position Qualifications Bachelor's degree from an accredited university 8 years Financial Services or related industry experience 4 years Experience in compliance, risk management in financial services or related industry 4 years Compliance risk assessment and controls inventory 2 years Managerial experience Comerica Great Lakes Campus 8:00am - 5:00pm Monday - Friday

  • Compliance Risk Assessment Specialist

    3 weeks ago

    Farmington Hills, United States Comerica Full time

    Corporate Compliance Risk Assessment Specialist The Corporate Compliance Risk Assessment Specialist reports to the Manager of Corporate Compliance Risk Assessment and is responsible for supporting the day-to-day execution of the Corporate Compliance Risk Assessment (CCRA) Program. This includes managing templates and data inputs, supporting the execution of...

  • Manager, Corporate Compliance Risk Assessment

    2 weeks ago

    Farmington, United States Comerica Bank Full time

    Job Description Manager, Corporate Compliance Risk Assessment The Manager of Compliance Risk Assessment reports to the Director of Enterprise Risk Assessment and is responsible for identifying, analyzing and mitigating potential risks associated with regulatory compliance within the Bank. They will oversee the development and implementation of...

  • Compliance Risk Assessment Specialist

    1 month ago

    Farmington Hills, United States Comerica Full time

    Corporate Compliance Risk Assessment SpecialistThe Corporate Compliance Risk Assessment Specialist reports to the Manager of Corporate Compliance Risk Assessment and is responsible for supporting the day-to-day execution of the Corporate Compliance Risk Assessment (CCRA) Program. This includes managing templates and data inputs, supporting the execution of...

  • Compliance Risk Assessment Specialist

    3 weeks ago

    Farmington, United States Comerica, Inc. Full time

    Corporate Compliance Risk Assessment Specialist The Corporate Compliance Risk Assessment Specialist reports to the Manager of Corporate Compliance Risk Assessment and is responsible for supporting the day-to-day execution of the Corporate Compliance Risk, Compliance, Assessment, Specialist, Business Operations, Management, Accounting

  • Compliance Risk Assessment Specialist

    2 weeks ago

    Farmington, United States Comerica Full time

    Corporate Compliance Risk Assessment SpecialistThe Corporate Compliance Risk Assessment Specialist reports to the Manager of Corporate Compliance Risk Assessment and is responsible for supporting the day-to-day execution of the Corporate Compliance Risk Assessment (CCRA) Program. This includes managing templates and data inputs, supporting the execution of...

  • Compliance Risk Assessment Specialist

    2 weeks ago

    Farmington, United States Comerica Full time

    Corporate Compliance Risk Assessment SpecialistThe Corporate Compliance Risk Assessment Specialist reports to the Manager of Corporate Compliance Risk Assessment and is responsible for supporting the day-to-day execution of the Corporate Compliance Risk Assessment (CCRA) Program. This includes managing templates and data inputs, supporting the execution of...

  • Manager, Compliance Testing

    1 month ago

    Farmington Hills, United States Comerica Full time

    Compliance Testing ManagerThe Manager, Compliance Testing within the second line of defense is responsible for planning, developing, implementing, and managing a comprehensive risk-based compliance testing program for their area of responsibility.Position Repsonsibilities:Compliance Testing, Monitoring and ReportingProvide guidance and lead a team...

  • Senior Compliance Specialist

    4 weeks ago

    Farmington Hills, United States COMERICA MANAGEMENT CO INC Full time

    Compliance Specialist III, Vice PresidentThis position is responsible for providing guidance and direction and making recommendations with respect to compliance laws and regulations. This includes ongoing guidance as well as leading and managing major implementation processes including Compliance Management System (CMS) Monitoring, Third-Party Risk...

  • Manager, Compliance Testing

    2 weeks ago

    Farmington Hills, United States Comerica Full time

    Manager, BRCO Third-Party Risk The Business Risk and Control Officers (BRCOs) play a pivotal role in guiding the business to identify and understand risk exposures and the controls needed which are integral to reducing risk and safeguarding our customers and colleagues. BRCOs are critical to the success of the Risk Management Lifecyle and play a role in...

  • Compliance Manager, Wealth

    3 weeks ago

    Farmington Hills, United States Comerica Full time

    Senior Compliance Manager -- Wealth and Trust Compliance Advisory Manager The Wealth and Trust Compliance Advisory Manager within the second line of defense is responsible for planning, developing, and managing a comprehensive compliance management program for the Wealth Management division of Comerica including Private Banking, Trust Services, and...

  • Compliance Manager, Wealth

    1 month ago

    Farmington Hills, United States Comerica Full time

    Senior Compliance Manager - Wealth and Trust Compliance Advisory ManagerThe Wealth and Trust Compliance Advisory Manager within the second line of defense is responsible for planning, developing, and managing a comprehensive compliance management program for the Wealth Management division of Comerica including Private Banking, Trust Services, and...

  • Retail Compliance Manager

    2 weeks ago

    Farmington Hills, United States Comerica Full time

    Manager Compliance Advisory Retail The Retail Compliance Advisory Manager will provide guidance and direction to Retail line of business on the organization's Compliance program and serve as a trusted advisor to Retail leadership. This individual will report directly to the Deputy Chief Compliance Officer and act as the primary compliance contact for...

  • Payments Compliance Manager

    2 weeks ago

    Farmington Hills, United States Comerica Full time

    Manager Compliance Advisory Payments The Payments Compliance Advisory Lead will provide guidance and direction to Payments lines of business on the organization's Compliance program and serve as a trusted advisor to Payments leadership. This individual will report directly to the Deputy Chief Compliance Officer and act as the primary compliance contact for...

  • Business Unit Risk Manager

    2 months ago

    Farmington Hills, United States Comerica Full time

    Manager, Business Unit RiskPlays a critical role in the Risk Management Lifecycle as the First Line of Defense. Is the owner of risk, the originator and is ultimately accountable for risks in the line of business.Performs a function in each of the 6 Risk Management Lifecycle steps: Planning, Identifying, Assessing, Mitigating, Monitoring and...

  • Manager Compliance Advisory

    1 month ago

    Farmington Hills, United States Comerica Full time

    Manager Compliance Advisory RetailThe Retail Compliance Advisory Manager will provide guidance and direction to Retail line of business on the organization's Compliance program and serve as a trusted advisor to Retail leadership.This individual will report directly to the Deputy Chief Compliance Officer and act as the primary compliance contact for Retail...

  • Manager Compliance Advisory

    1 month ago

    Farmington Hills, United States Comerica Full time

    Manager Compliance Advisory PaymentsThe Payments Compliance Advisory Lead will provide guidance and direction to Payments lines of business on the organization's Compliance program and serve as a trusted advisor to Payments leadership.This individual will report directly to the Deputy Chief Compliance Officer and act as the primary compliance contact for...

  • Manager Compliance Advisory

    1 month ago

    Farmington Hills, United States Comerica Full time

    Manager Compliance Advisory CommercialThe Commercial Compliance Advisory Manager will provide guidance and direction to Commercial line of business on the organization's Compliance program and serve as a trusted advisor to Commercial line of business leadership.This individual will report directly to the Deputy Chief Compliance Officer and act as the primary...

  • ORM Risk Analyst

    2 weeks ago

    Farmington Hills, United States Comerica Full time

    Risk Analyst Provides guidance, support, and challenge for Operational risk management practices. This includes, but not limited to, supporting Operational Risk Management assessment processes and monitoring tools such as the Risk and Control Self-Assessment (RCSA), issue management, change assessments, etc. Position Responsibilities: Daily...

  • ORM Risk Analyst

    4 weeks ago

    Farmington Hills, United States Comerica Full time

    Risk AnalystProvides guidance, support, and challenge for Operational risk management practices. This includes, but not limited to, supporting Operational Risk Management assessment processes and monitoring tools such as the Risk and Control Self-Assessment (RCSA), issue management, change assessments, etc.Position Responsibilities:Daily...

  • Technology Risk Specialist

    2 weeks ago

    Farmington Hills, United States Comerica Full time

    Technology Risk SpecialistThe Technology Risk Specialist is responsible for providing oversight, consulting and risk management assessment/support, and reporting functions relative to Comerica's Lines of Business (LOBs) and other divisions; for utilizing their specialized skillset to engage with business partners and shared services stakeholders to provide...