Chief Compliance Officer
2 weeks ago
Ideal candidate location in the vicinity of either Cleveland (OH), Toledo (OH), or Ann Arbor (MI). Willing to consider an exceptional candidate working remotely but must be in the Midwest. Flexibility on location as well as relocation assistance package for the right individual. A Midwest-based, dually registered RIA/Broker-Dealer is seeking a Chief Compliance Officer (CCO) to lead a risk-based compliance program, serve on the Leadership Team, and support advisors in meeting regulatory obligations. This role owns the design, implementation, and execution of the firm's compliance framework, partners closely with leadership to reduce risk, and ensures consistent standards through documented policies, training, and oversight. This is a hybrid role requiring onsite participation in leadership meetings and periodic travel to branch offices. Responsibilities: Own and maintain the firm's compliance program, including Written Supervisory Procedures and related policies Ensure compliance with SEC, FINRA, and applicable state regulatory requirements Lead regulatory examinations, inquiries, and requests; coordinate responses and serve as primary point of contact for regulators, outside counsel, and compliance vendors Plan, execute, and document the annual compliance review and ongoing risk assessments Oversee surveillance, testing, monitoring, and documentation for advisory and brokerage activities Identify issues early; document findings, decisions, remediation plans, and track items to closure Ensure timely and accurate regulatory filings, disclosures, and updates Manage marketing and communications review Maintain oversight of legacy private placements (no new private placements) Provide practical, timely guidance to advisors and leadership on compliant execution Assess and advise on new initiatives, products, vendors, and structural changes Prioritize and sequence work across competing demands; communicate deadlines, tradeoffs, and expectations clearly Lead and develop the compliance team with clear priorities, defined responsibilities, and accountability Deliver training aligned to firm policies, workflows, and supervision model Participate in weekly leadership meetings to integrate compliance considerations into decision-making Requirements: 10+ years of senior compliance experience in a dually registered RIA/Broker-Dealer environment Prior experience as a CCO or de facto CCO strongly preferred Series 7, 24, and 66 (or ability to obtain promptly); JD a plus Deep working knowledge of SEC and FINRA regulatory expectations Proven ability to manage overlapping regulatory obligations in a lean environment Strong regulatory judgment and written documentation skills Experience managing external vendors and contracted compliance relationships Familiarity with the following technologies required or strongly preferred: Orion Wealth Management platform (including Redtail/CRM, MoneyGuidePro, RightCapital, Orion Compliance), Global Relay/MirrorWeb, Office 365, ShareFile, ProSurv Highly accountable; follows through on commitments and drives outcomes Strong prioritization skills; effectively triages issues and meets deadlines without sacrificing quality Builder mindset; continuously improves the compliance program through scalable processes and durable documentation The expected base salary range is $175,000 to $200,000, with flexibility based on experience, performance-based incentives, and a path to equity in the firm.
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System SVP, Chief Medical Officer
1 week ago
Midwest, WY, United States Morgan Hunter HealthSearch Full timeA multi-hospital, non-profit health system with over 10,000 employees, has an outstanding opportunity for a Senior Vice President, Chief Medical Officer. The position is located in the Midwest (confidential search). Morgan Hunter HealthSearch has been retatined to conduct this key search. The CMO, reporting to the System Chief Executive Officer, is the...
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Chief Executive Officer
2 weeks ago
Midwest, United States FEMINIST Full timeAvra Search Partners is proud to partner with Brave Space Alliance in the search for a Chief Executive Officer (CEO). Opportunity Snapshot Overview: Brave Space Alliance (BSA), a community-anchored LGBTQ+ center on Chicago’s South Side, is seeking a courageous and operationally skilled Chief Executive Officer to lead the organization into its next era of...
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Survey Party Chief
2 weeks ago
Midwest, United States Jay Dee Contractors Full timeThe Position: The Tunnel Construction Survey Party Chief reports to the Project Manager or Survey Manager and is responsible for daily on-site construction surveying tasks, performing quality assurance and quality control checks, and providing frequent updates regarding surveying activities. The Survey Party Chief must be a flexible and adaptable team-player...
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Lab Manager
2 weeks ago
Midwest, WY, United States Morgan Hunter HealthSearch Full timeA critical access hospital located in the central Midwest has an immedate opportunity for a Lab Manager (director-level). Reporting to the Chief Clinical Officer, the manager is responsible for the direction, scheduling and coordination of the personnel in the Laboratory Department. Staff complement is 12 total. Maintains performance improvement activities...
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Mission-Driven CEO for Community Impact
2 weeks ago
Midwest, United States FEMINIST Full timeA community-anchored organization is seeking a Chief Executive Officer (CEO) to lead its mission-driven initiatives. The ideal candidate will embody values-led leadership, operational skills, and community engagement. This role focuses on reinforcing stability, advancing partnerships, and enhancing internal systems to support a diverse community. A...
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Dental Office Operations Lead
6 days ago
Midwest City, United States Dental Depot Full timeA prominent dental service provider in Midwest City seeks an Assistant Dental Office Manager. The successful candidate will manage office staff, ensuring compliance and quality patient service. Responsibilities include supervising team activities, preparing reports, and addressing patient inquiries. Candidates must possess 1+ years in management or dental...
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Assistant Office Manager
7 days ago
Midwest City, United States Dental Depot Full timeDental Depot Midwest City, 5691 Tinker Diagonal, Midwest City, Oklahoma, United States of America Job Description Posted Thursday, January 15, 2026 at 7:00 AM Position Summary The Assistant Dental Office Manager is a friendly, well organized, growth-oriented multi-tasker who is able to positively motivate a dental team of Doctors, Hygienists, Front Office...
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Assistant Office Manager
2 weeks ago
Midwest City, OK, United States Dental Depot Full timePosition Summary The Assistant Dental Office Manager is a friendly, well organized, growth-oriented multi-tasker who is able to positively motivate a dental team of Doctors, Hygienists, Front Office and Ortho Assistants. Under limited supervision, the Assistant Manager is accountable for working with the Ortho Dental Office Manager to ensure the successful...
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Assistant Office Manager
1 week ago
Midwest City, OK, United States Dental Depot Full timePosition Summary The Assistant Dental Office Manager is a friendly, well organized, growth-oriented multi-tasker who is able to positively motivate a dental team of Doctors, Hygienists, Front Office and Ortho Assistants. Under limited supervision, the Assistant Manager is accountable for working with the Ortho Dental Office Manager to ensure the successful...
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Mission-Driven CEO for Community Impact
3 weeks ago
Midwest, OK, United States FEMINIST Full timeA community-anchored organization is seeking a Chief Executive Officer (CEO) to lead its mission-driven initiatives. Make sure to read the full description below, and please apply immediately if you are confident you meet all the requirements. The ideal candidate will embody values-led leadership, operational skills, and community engagement. This role...
