Americas Fixed Income Compliance Lead
2 weeks ago
A leading interdealer broker in New York is seeking a Head of Fixed Income Compliance to ensure adherence to regulations across various fixed income products. This role involves managing a compliance team and advising on regulatory compliance. Ideal candidates have over 15 years of experience in fixed income compliance, strong leadership skills, and a profound understanding of securities markets. The position offers a salary range of $250,000 to $325,000 and encourages diverse candidates to apply.
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Head of Fixed Income Compliance
2 weeks ago
New York, United States TP ICAP Full time2 days ago Be among the first 25 applicants The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we...
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Fixed Income Compliance Officer
2 weeks ago
New York, United States TP ICAP Full timeRole Overview TP ICAP is seeking a Fixed Income Compliance Officer to provide regulatory/compliance advice and support to the Firm’s fixed income trading and operational functions to enable the business to operate in accordance with all applicable regulatory requirements.This hybrid Fixed Income Compliance Officer will work as a member of the Americas...
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Head of Fixed Income Compliance
2 weeks ago
New York, United States Liquidnet Full timeThe TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and...
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Head of Fixed Income Compliance
2 weeks ago
New York, United States TP ICAP Full timeRole Overview TP ICAP is seeking a Head of Fixed Income Compliance to provide regulatory/compliance advice and support to the Firm’s fixed income trading and operational functions. This hybrid Head of Fixed Income Compliance will manage a small team of compliance professionals, work as a member of the Americas Compliance team based in TP ICAP’s New York...
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Head of Fixed Income Compliance
5 days ago
New York, New York, United States TP ICAP Full time $250,000 - $325,000The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to superior liquidity and...
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Head of Fixed Income Compliance
3 weeks ago
New York, United States TP ICAP Group Full time**Group Overview**The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to...
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Head of Fixed Income Compliance
2 weeks ago
New York, United States TP ICAP Full timeHead Of Fixed Income ComplianceThe TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect clients to...
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Senior Fixed Income Compliance Advisor
2 weeks ago
New York, United States Mufgamericas Full timeA leading financial group is seeking a Fixed Income Compliance Advisor, Vice President in New York. The role involves assessing regulatory controls, drafting compliance policies, and delivering training. Candidates should have 5-7 years of compliance experience with a focus on advisory and policy development in fixed income. The position offers a competitive...
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Fixed Income Product Controller
1 week ago
New York, United States Mizuho Bank Full timeFixed Income Division Product ControllerA Fixed Income Division (FID) Product Controller is responsible for the accounting and financial reporting of the fixed Income trading desks. FID Product Controllers are responsible for the monitoring of transactions, P&L, and act as a primary control function. This role will be supporting Derivative Products...
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Fixed Income Middle Office Trade Support
3 weeks ago
New York, United States Mizuho Bank Full timeFixed Income Trade Support ProfessionalWe are seeking a detail-oriented and proactive professional to join our Fixed Income Trade Support team. This role is critical in ensuring the accuracy, efficiency, and integrity of trade operations across various platforms and client interactions.Key ResponsibilitiesTrade Confirmation & MonitoringValidate and monitor...