Director of Compliance

1 week ago


los angeles, United States Larson Maddox Full time

A global asset manager located in Los Angeles is looking to bring on an experience Compliance Director to their team. The Compliance Director will work with the Chief Compliance Officer to ensure the firm and its employees remain compliant, and oversee the Risk team. This role will be performed on a hybrid schedule in West LA.


Responsibilities :

  • Create, update, and implement policies and procedures
  • Provide regulatory guidance to the portfolio compliance team
  • Prepare and submit regulatory filings
  • Design and conduct compliance testing
  • Identify and monitor risk across the firm, conduct risk assessments, and develop risk mitigation strategies
  • Conduct compliance trainings


Requirements :

  • 10+ years of compliance experience, ideally with an Investment Adviser
  • Bachelors Degree
  • Strong knowledge of Investment Advisers Act & Securities regulations


  • los angeles, United States Larson Maddox Full time

    A global asset manager located in Los Angeles is looking to bring on an experience Compliance Director to their team. The Compliance Director will work with the Chief Compliance Officer to ensure the firm and its employees remain compliant, and oversee the Risk team. This role will be performed on a hybrid schedule in West LA.Responsibilities :Create,...

  • Compliance Director

    5 days ago


    Los Angeles, United States Elevance Health Full time

    Compliance Director Location: This position will work a hybrid model (remote and office). The Ideal candidate will live within 50 miles of one of our California Elevance Health PulsePoint locations. The Compliance Director will be responsible for directing foundational and strategic compliance responsibilities with consistent excellence that support the team...

  • Compliance Director

    3 days ago


    Los Angeles, California, United States Larson Maddox Full time

    About Larson Maddox: A global investment management firm with a strong focus on research and technology, overseeing billions in assets across various public equity strategies. The company has a reputation for innovation in investment management and a commitment to exceeding client expectations. The work environment fosters collaboration and values work-life...

  • Director of Compliance

    2 months ago


    Los Angeles, United States Los Angeles Center for Ear Nose Throat and Allergy Full time

    Job DescriptionJob DescriptionDescription:Job Summary: The Director of Compliance is responsible for developing, implementing, and overseeing compliance programs related to medical standards including HIPAA and Occupational Safety and Health Administration (OSHA) regulations. This role ensures that the organization adheres to all relevant federal, state, and...


  • Los Angeles, United States Larson Maddox Full time

    About the Organization: A global equity manager with a strong emphasis on research and technology, managing billions in assets across various public equity strategies. The firm has a reputation for innovation in equity management and a commitment to exceeding client expectations. The work environment fosters teamwork and values work-life balance, offering a...

  • Director, Compliance

    4 weeks ago


    Los Angeles, United States Los Angeles Capital Management LLC Full time

    Director, Compliance & RiskPRIOR EXPERIENCE AT AN INVESTMENT MANAGEMENT FIRM IS REQUIRED. About the FirmFirm Mission“Achieving Client Success through Research and Technology”Los Angeles Capital, the “Firm”, is a global equity manager of assets for leading institutions around the world. The Firm is recognized as a pioneer in dynamic equity management,...


  • Los Angeles, California, United States L.A. Care Health Plan Full time

    Salary Range: $149, Min.) - $201, Mid.) - $254, Max.) Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide health coverage to low-income Los Angeles County residents. We are the nation's largest publicly operated health plan. Serving more than 2 million members in five health plans, we make...


  • Los Angeles, United States L.A. Care Health Plan Full time

    Salary Range:  $149,502.00 (Min.) - $201,827.00 (Mid.) - $254,152.00 (Max.)   Established in 1997, L.A. Care Health Plan is an independent public agency created by the state of California to provide health coverage to low-income Los Angeles County residents. We are the nation’s largest publicly operated health plan. Serving more than 2...


  • Los Angeles, United States FASTENER DISTRIBUTION HOLDINGS LLC. Full time

    Job DescriptionJob DescriptionFDH Aero is a trusted global supply chain partner for aerospace and defense companies. With more than 55 years of experience, it specializes in c-class components that include hardware, electrical, chemical, and consumable products and services for global OEM and aftermarket customers. At FDH Aero, we understand that the...


  • Los Angeles, United States RadNet Full time

    Job DescriptionJob DescriptionResponsibilitiesThe Senior Compliance Director oversees the Radnet Compliance department’s billing and coding compliance auditing activities and assures the timely performance and consistent collection and analysis of compliance audit data and documentation. The Director identifies areas to audit, develops tools to perform...


  • Los Angeles, United States Children's Hospital Los Angeles Full time

    NATIONAL LEADERS IN PEDIATRIC CARERanked among the top 10 pediatric hospitals in the nation, Children’s Hospital Los Angeles (CHLA) provides the best care for kids in California.Here world-class experts in medicine, education and research work together to deliver family-centered care half a million times each year. From primary to complex critical care,...


  • Los Angeles, United States Children's Hospital Los Angeles Full time

    NATIONAL LEADERS IN PEDIATRIC CARERanked among the top 10 pediatric hospitals in the nation, Children’s Hospital Los Angeles (CHLA) provides the best care for kids in California.Here world-class experts in medicine, education and research work together to deliver family-centered care half a million times each year. From primary to complex critical care,...

  • Compliance Director

    3 days ago


    Los Angeles, California, United States Wayoh Full time

    Job SummaryWe are seeking a highly experienced Compliance Director to join our team at Wayoh. As a key member of our organization, you will be responsible for ensuring the company's compliance with regulatory requirements, client guidelines, and internal policies and procedures.Key ResponsibilitiesRegulatory Compliance: Monitor and interpret changes in...


  • Los Angeles, California, United States RadNet Full time

    Job Description**About the Role**RadNet is seeking a highly skilled and experienced Director of Quality Assurance and Compliance to join our team. As a key member of our leadership team, you will be responsible for ensuring that our organization meets the highest standards of quality and compliance in the delivery of patient care.Key...


  • Los Angeles, California, United States CPS Inc Full time

    Job SummaryCPS Inc. is seeking a highly experienced and skilled Director of Regulatory Affairs to lead our regulatory strategy and ensure compliance with domestic and international regulations.Key ResponsibilitiesRegulatory Leadership: Develop and implement regulatory strategies to ensure compliance with US and international regulations, including FDA, USDA,...


  • Los Angeles, CA - Health Sciences Campus, United States Keck Medicine of USC Full time

    The Director, Regulatory Compliance (Medical Group) is responsible for implementing and maintaining a comprehensive provider compliance program. The position will be responsible for developing and leading training, policy development, monitoring auditing, reporting and enforcement efforts necessary to effectuate an effective provider compliance program....


  • Los Angeles, United States Preferred IPA of California Full time

    Job DescriptionJob DescriptionOpenings for both a Quality Compliance Nurse and a Compliance Coordinator. QUALITY COMPLIANCE NURSEPURPOSE:The Quality and Compliance Nurse is responsible for working with the Medical Director, the VP of Clinical Policy, the QM Committee in developing, implementing, and refining the Quality Management Program. They are also...


  • Los Angeles, California, United States Creative Artists Agency Full time

    About the RoleWe are seeking a highly skilled and detail-oriented Administrative Assistant to support the Executive Director of Compliance at Creative Artists Agency. This is a hybrid role that requires onsite presence in our Los Angeles office Monday – Thursday, with Fridays flexible.Key ResponsibilitiesManage the Executive Director's high-volume calendar...

  • Compliance Director

    2 days ago


    Los Angeles, California, United States Children's Hospital Los Angeles Full time

    Job SummaryThe Compliance Director is a key leadership position at Children's Hospital Los Angeles, responsible for ensuring the effectiveness of our Compliance Program. This role requires a subject-matter expert in compliance topics, with a strong understanding of applicable laws, regulations, and policies.Key ResponsibilitiesProvide leadership to the...


  • Los Angeles, United States United American Indian Involvement, Inc. Full time

    The Director of Quality and Compliance is a highly detail-oriented healthcare professional who combines healthcare industry knowledge, technology experience, and compliance expertise to ensure the organization follows all laws governing healthcare information. The primary focus will be to identify and mitigate compliance risks, conduct audits and reviews,...