Chief Compliance Officer
6 days ago
A rapidly growing Registered Investment Advisor is looking to bring on a new Chief Compliance Officer to their team. The ideal candidate will be someone who has 8 years of experience working within a RIA, covering a variety of compliance matters and able to help build the framework at the firm. The role will be based in Chicago in a hybrid setting. Responsibilities: Oversee regulatory filings for the organization, such as Form ADVs, CRS, and BDs, as well as other state filings Manage U4/U5 submissions for registered representatives Perform periodic and monthly testing of compliance policies and procedures Responsible for the surveillance program to monitor activity and identify any issues for potential escalation Partner closely with the SEC and FINRA, as well as state agencies; strong knowledge of KYC and AML policies Develop the compliance framework for the firm and implement in partnership with the executive team Qualifications: 8 years of experience at a RIA or in Investment Management sector Bachelors in Business, Finance, Pre-Law or Economics; MBA or JD preferred Prior experience in implementation and maintenance of compliance programs at a RIA Ability to work with executive team members and strategize on compliance policies Certification such as a IAACP, CRCM, or CCEP is desired Benefits: Competitive compensation package Medical, Vision, Dental & 401k Strong PTO policy Ability to grow and develop at a growing firm If interested in the above, feel free to click the link to be put for immediate consideration
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Chief Compliance Officer
4 days ago
Schiller Park, United States Atticus Recruiting Inc Full timeEXCLUSIVE Our client, a leading, public, technology manufacturing company with 7,000 employees and sales, engineering and manufacturing locations in North America, Europe, Middle East, and Asia, seeks a Chief Compliance Officer in its Chicago headquarters. Reporting directly to the General Counsel, the Chief Compliance Officer will develop, implement, and...
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Chief Business Risk Officer
6 days ago
Schiller Park, United States Metropolitan Capital Bank and Trust Full timeOur Company Metropolitan Capital is a Universal Bank offering Private Banking & Wealth Advisory, Commercial Banking and Investment Banking services. Using a creative and customized process, we deliver highly integrated solutions for high net worth individuals, family offices and the small to medium-sized businesses that they own and operate. Position Chief...
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Chief Technology Officer
2 days ago
Schiller Park, Illinois, United States MxD Full timeJob Title: Chief Technology OfficerMxD is seeking an experienced Chief Technology Officer to lead the development and execution of our technology strategy and project portfolio. As a key member of our Senior Leadership Team, you will collaborate to drive the institute's long-term growth and sustainability.Key Responsibilities:Develop and communicate a...
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Chief Information Officer
5 days ago
Schiller Park, Illinois, United States Videojet Full timeJob Title: Chief Information OfficerVideojet Technologies, a Veralto Company, is seeking a highly experienced and strategic Chief Information Officer (CIO) to lead our global IT organization. As a key member of the executive leadership team, the CIO will be responsible for developing and executing the company's IT strategy, ensuring alignment with business...
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Chief Risk Officer
6 days ago
Schiller Park, United States Cboe Full timeJob Description Building trusted markets powered by our people. At Cboe Global Markets, we inspire our people to solve complex challenges together because what we do matters. We provide the financial infrastructure that powers the global economy. As a leading provider of market infrastructure and tradable products, Cboe delivers innovative trading, clearing...
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Chief Investment Officer
4 days ago
Schiller Park, United States Alumni Full timeAre you looking for a new and exciting fundraising opportunity at the digital crossroads of immigration and higher education? Your work and professionalism can help change the world with us. We will be highly selective for this important role in our company, but you will be very well compensated and have the opportunity for a permanent position based upon...
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Chief People Officer North America
5 days ago
Schiller Park, Illinois, United States CLevelCrossing Full timeJob Title: Chief People Officer North AmericaAon is seeking a highly skilled and experienced Chief People Officer to lead our North America region. As a strategic partner to the CEO and Executive Committee, you will be responsible for developing and executing a comprehensive people strategy that drives business results and supports the organization's overall...
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Chief Nursing Officer
1 week ago
Pinellas Park, Florida, United States Everest Rehabilitation Hospitals LLC Full timeJob Title: Chief Nursing OfficerEverest Rehabilitation Hospitals LLC is seeking a highly skilled and experienced Chief Nursing Officer to lead our nursing department. As a key member of our leadership team, you will be responsible for directing and coordinating the functions and activities of our nursing department and assigned clinical operation...
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Chief Financial Officer
4 months ago
New Hyde Park, United States Advanced Dermatology Full timeJob DescriptionJob DescriptionDescription:Advanced Dermatology, P.C. / MD Alliance Solutions, LLC is seeking a seasoned Chief Financial Officer to join our company.*This opportunity is not remote, must be willing to commute to New Hyde Park, NY*As the Chief Financial Officer, you will have responsibility for the company’s financial reporting, strategic...
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Chief Financial Officer
2 weeks ago
Midland Park, New Jersey, United States CLevelCrossing Full timeJob Title: Chief Financial OfficerJob Summary:We are seeking a highly skilled Chief Financial Officer to join our team at CLevelCrossing. The successful candidate will be responsible for planning, directing, and coordinating the financial activities of our organization at the highest level of management.Key Responsibilities:Oversee all tax and billing...
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Chief Financial Officer
2 days ago
Buena Park, California, United States Jobot Full timeJob Title: Chief Financial OfficerWe are seeking a highly skilled and experienced Chief Financial Officer to join our team at Jobot. As a key member of our leadership team, you will be responsible for overseeing all financial aspects of our company, including budgeting, forecasting, and financial reporting.Key Responsibilities:Develop and implement financial...
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Chief Financial Officer
1 week ago
La Grange Park, Illinois, United States Plymouth Place Full timeChief Financial OfficerPlymouth Place is seeking a seasoned Chief Financial Officer to lead our financial strategy and operations. As a key member of our leadership team, you will be responsible for driving financial growth, ensuring financial stability, and making strategic decisions that impact our organization's success.Key Responsibilities:Develop and...
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Chief Financial Officer
1 week ago
La Grange Park, Illinois, United States Plymouth Place Full timeChief Financial OfficerPlymouth Place is seeking a seasoned Chief Financial Officer to lead our financial strategy and drive growth. As a key member of our leadership team, you will be responsible for overseeing all financial aspects of the organization, including financial planning, budgeting, and reporting.Key Responsibilities:Develop and implement...
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Chief Financial Officer
4 days ago
Cedar Park, Texas, United States MERCH REVOLUTION LLC Full timeChief Financial OfficerWe are seeking a highly experienced and strategic Chief Financial Officer (CFO) to oversee the financial operations of our multinational organization. The CFO will be a key member of the executive leadership team responsible for shaping the company's growth strategy, managing financial risks, and ensuring compliance across our global...
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Chief of Staff
5 days ago
Schiller Park, United States Blue Air Full timeBlueair, as part of Unilever, is a rapidly growing global brand with rocketlike potential. At Blueair we believe that the freedom to breathe clean air is a basic right, and we fight for that right around the world. We have built a team of thinkers, dreamers, and doers who are passionate about our impactful products. At Blueair, we strive to gain and support...
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Chief Financial Officer
1 week ago
La Grange Park, Illinois, United States Plymouth Place Full timeChief Financial OfficerPlymouth Place is seeking a seasoned Chief Financial Officer to lead our financial strategy and operations. As a key member of our leadership team, you will be responsible for driving financial planning, budgeting, and forecasting to ensure the long-term sustainability and growth of our organization.Key Responsibilities:Develop and...
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Chief Lending Officer
3 weeks ago
Oak Park, Illinois, United States D. Hilton Associates, Inc. Full time{"title": "Chief Lending Officer", "company": "D. Hilton Associates, Inc.", "location": "Oak Ridge, Tennessee", "jobType": "Full-time", "category": "Finance", "description": "Job SummaryWe are seeking a seasoned lending executive to join our team as the Chief Lending Officer. As a visionary leader, this individual will create and execute the credit union's...
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Chief Financial Officer
1 week ago
Cedar Park, United States MERCH REVOLUTION LLC Full timeChief Financial Officer (CFO)Position Overview We are seeking a highly experienced and strategic Chief Financial Officer (CFO) with a strong focus on tax management to oversee the financial operations of our multinational organization. The CFO will be a key member of the executive leadership team responsible for shaping the company's growth strategy,...
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Chief Development Officer
2 months ago
College Park, United States University of Maryland Full timeThe University of Maryland seeks an experienced, creative, and forward-thinking leader to serve as Chief Development Officer (CDO). This is an exciting opportunity to play a key role in a dynamic advancement team currently in the silent phase of a 10-figure campaign. Reporting to the Executive Director of Development in University Relations with a dotted...
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Chief Operating Officer
1 week ago
Cedar Park, United States Cedar Park Regional Medical Center Full timeCedar Park Regional Medical Center is your community healthcare provider; a 126-bed facility with inpatient, outpatient, surgical and emergency care. We believe in the power of people to create great care. We're more than 700 healthcare professionals strong. We are a Joint Commission accredited facility that is a Primary Stroke Center and also includes a...