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Regulatory Analyst, Sr
2 months ago
We are searching for Regulatory Analyst, Sr on behalf of our client. This is a 1 yr. contract assignment. This job is responsible for assisting in the management and coordination the Company’s compliance activities. Employees in this job provide interpretive guidance and training; and oversee the development of business unit controls for new regulations or new business initiatives.
Location: Palm Beach Gardens, FL
Job Duties & Responsibilities
• Ensures content of compliance policies and procedures are up-to-date
• Maintains the Company’s compliance intranet site as an education and informational sharing tool
• Assists managers in the development and delivery of compliance training
• Maintains all electronic files, reports, filed documents, etc. related to compliance activities
• Monitors compliance activities at regulatory agencies and informs managers, directors, and business units
• Communicates new or revised compliance documentation
• Provides oversight, analysis and guidance to employees and/or business units
• Prepares Executive Management Reports
• Performs spot checks of business unit controls, analyzes and presents results
• Conducts benchmarking research on best practices
• Works with the appropriate departments to gain agreement, makes changes, and revises the Code of Business Conduct and Ethics or Senior Officer Code as necessary
• Performs other job-related duties as assigned
Required Qualifications
• High School Grad / GED
• Bachelor's Degree
• Experience: 4+ years
Preferred Qualifications
• Master's Degree
EOE of Minorities / Females / Vets / Disability.
FL: 16931