Senior Operational Compliance

7 days ago

houston, United States Primary Services Full time

Join a dynamic team and play a crucial role in regulatory compliance while earning a competitive salary plus an annual bonus This direct-hire position offers a generous pension plan starting on day one for permanent employees. With a hybrid work schedule of three days in the office and two days remote, you'll be working in a modern downtown location with a parking stipend each month.


Primary Services is excited to announce the role of Senior Operational Compliance Analyst for our esteemed client in Oil and Gas Industry. As a Senior Operational Compliance Analyst, you will ensure compliance with both American and European regulations while working closely with Middle Office, Back Office, and Finance teams. This position offers a unique opportunity to be at the forefront of evolving regulatory landscapes, developing and enhancing risk control procedures, and providing strategic guidance on compliance matters.

Responsibilities:

  • Ensure trading operations comply with federal, state, and local regulations (e.g., CFTC, FERC, EIA) and internal risk and compliance policies.
  • Report trading activities accurately and efficiently to management and regulators.
  • Identify and report any breaches in daily compliance processes to Compliance Management and the Head of Risk Control.
  • Analyze and reconcile daily compliance issues, coordinating with relevant departments for investigation and resolution.
  • Manage Level 2 CFTC Swap Reporting for a dynamic power business, including contract analysis, working with data feeds (API, FTP), and using internal risk systems.
  • Handle operational risk requests from national regulatory authorities.
  • Maintain comprehensive documentation and reports for audit and retention purposes.
  • Continuously review and improve operational procedures and the compliance framework by identifying vulnerabilities, implementing corrective actions, and collaborating with other departments.
  • Educate and support trading and trade support functions on compliance matters.
  • Assist global operational risk teams with European and Asian reporting processes (e.g., EMIR, REMIT, MIFID II, MAS, ASIC).

Qualifications:

  • Bachelor’s Degree in Business, Economics, Finance, or a related discipline required.
  • Graduate Degree in Economics, Finance, Business, Mathematics, or a quantitative discipline preferred. Professional certification is a plus.
  • 3 to 7 years of experience in operational or market compliance, ideally within a commodity trading environment.
  • Familiarity with swap reporting and compliance reporting for US commodities and financial trading.
  • Solid understanding of finance and risk management methodologies.
  • Strong analytical skills, with proficiency in numerical analysis and advanced computer literacy, including Microsoft Excel, Power BI, and scripting tools such as Python or Alteryx.
  • Comfort with legal texts and the ability to translate these into actionable processes.


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