Regulatory Compliance Counsel

3 weeks ago


Atlanta, United States Finastra Full time

OverviewJoin to apply for the Regulatory Compliance Counsel role at Finastra.This hybrid role is located in Lake Mary, Florida and Atlanta offices with a 2 days/week in office requirement.We are looking for an amazing individual to join a growing compliance team. Working as part of the Regulatory and Compliance Oversight Team within the Global Risk Management organization, this role will help meet the company’s regulatory and compliance obligations. The Regulatory and Compliance Oversight Team is responsible for key components of the company’s corporate compliance program such as regulatory compliance oversight, policy governance, compliance training, anti-bribery and corruption oversight, speak up/whistleblowing, and regulatory supervision oversight. We are seeking someone with strong project management, data analysis and reporting background who is interested in compliance. Responsibilities & Deliverables Facilitate development and implementation of the Regulatory Oversight Program, in the following areas: Regulatory Oversight, policy governance, training, and related controls. Regulatory Compliance Project Management: Monitor and identify global regulatory changes and industry trends using a regulatory change management solution. Advise and collaborate with cross-functional teams to assist the business in complying with new or revised regulations. Collaborate with attorneys and internal stakeholders to create, revise, track and report on corporate compliance training. Assist in executing the Regulatory Oversight Program roadmap for all areas of responsibility. Data Analysis: provide regular updates and training on significant legal issues, enforcement actions and lessons learned; create, monitor and manage key performance metrics for Finastra’s compliance programs. Reporting: report on relevant industry regulatory enforcement actions; design and maintain compliance training reports for the board, management and auditors; assist with tracking and reporting on regulatory examinations and audit requests from US Banking Regulators. Required Experience Bachelor of Arts or Sciences degree Juris Doctor (JD) from an accredited law school Excellent written and oral communication skills with meticulous attention to detail Experience crafting high-quality presentations and reports for management Ability to work both collaboratively and independently Detail oriented with a strategic mindset Excellent analytical and problem-solving skills Proficient in Microsoft Office Suite and virtual meeting technologies (e.g., TEAMS) Preferred Experience/Skills 1-3 years of compliance experience 1-3 years of project management and reporting experience in a global organization Experience with data analysis/visualization tools (Power BI, Tableau) and advanced Excel/Word skills Experience in financial services and/or FinTech This is a hybrid role available for Lake Mary, Florida location and Atlanta offices. 2 days/week in office requirement. Benefits Flexibility: Hybrid working arrangements with paid time off and location-based policies. Well-being: Employee Assistance Program, coaching, and support resources. Medical, life & disability insurance, retirement plan, and other benefits. ESG: Volunteer time off and donation matching. DEI: Participation in multiple groups (Count Me In, Culture@Finastra, Proud@Finastra, Disabilities@Finastra, Women@Finastra). Career Development: Online learning and accredited courses. Recognition: Finastra Celebrates and regular employee surveys. Specific benefits may vary by location. Be unique, be exceptional, and help us make a difference at Finastra Applicants for this position need to be located in the posted location or their immediate surrounding areas. This job posting is not available for, and Finastra will not be considering any applicants who currently reside in New York City or California. #J-18808-Ljbffr



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