Chief Compliance
3 weeks ago
Base pay range $300,000.00/yr - $400,000.00/yr Additional compensation types Annual Bonus Direct message the job poster from Ascendo Resources Executive Director of Financial Services / Partner - Ascendo Resources A newly formed, de novo bank focused on private credit and private equity investment activities for accredited investors is seeking a Chief Compliance & Legal Counsel. This is a senior leadership role responsible for building and overseeing the institution’s legal and regulatory compliance framework from inception. The successful candidate will serve as a trusted advisor to executive management and the Board, playing a foundational role in shaping the bank’s governance, legal strategy, and regulatory posture. Responsibilities Serve as chief legal officer, advising executive leadership and the Board on legal and regulatory matters. Interpret and apply federal and state banking laws and regulations applicable to a Federal Reserve–regulated institution. Advise on legal structures, documentation, and disclosures related to private credit, private equity, and alternative investment activities. Draft, review, and negotiate investment-related agreements, offering materials, subscription documents, and vendor and service provider contracts. Establish and oversee corporate governance frameworks, including Board and committee materials, charters, and regulatory correspondence. Design, implement, and maintain a comprehensive compliance management program aligned with investor‑facing banking activities. Oversee compliance with applicable regulations, including BSA/AML, OFAC, privacy, conflicts of interest, and disclosure obligations. Lead regulatory interactions, examinations, and ongoing supervision with the Federal Reserve and other applicable authorities. Build and scale the legal and compliance function as the institution grows. Qualifications Juris Doctor (JD) from an accredited law school; active bar membership in good standing. 10+ years of progressive legal and compliance experience within banking, alternative investments, or regulated financial institutions. Strong experience advising on private credit, private equity, or alternative investment structures for accredited investors. Deep knowledge of U.S. banking regulations and Federal Reserve supervisory expectations. Experience engaging directly with regulators, Boards, and senior executives. Ability to build legal and compliance programs in a de novo or growth‑stage environment. Strong judgment, executive presence, and hands‑on leadership style. Seniority Level Executive Employment Type Full‑time Job Function Finance and Legal Industries Banking and Financial Services #J-18808-Ljbffr
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Chief Compliance
3 weeks ago
Greenwich, United States Ascendo Resources Full timeA newly formed bank is seeking a Chief Compliance & Legal Counsel to oversee the legal and regulatory compliance framework. The successful candidate will engage with leadership and regulators, shaping the bank’s governance and legal strategy. Qualifications include a Juris Doctor, 10+ years in banking compliance, and strong knowledge of U.S. banking...
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Greenwich, United States Michael Page Full timeLegal And Compliance Administrative AssistantThis position is brand new head-count, due to the team continuing to expand. Work closely with General Counsel and Chief Compliance Officer.Job DescriptionCoordinate schedules, meetings, and appointments for the legal and compliance teams. Prepare, proofread, and format legal and compliance documents with...
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Chief Information
1 day ago
Greenwich, NY, United States Siatech Solutions Full timeTitle: Chief Information & Technology Officer (CITO)Work hours and location:Role is Onsite. Location - 150 Greenwich Street (4 WTC), New York, New YorkCandidate(s) need to be available for an interview within twenty-four (24) hours, for the candidate's evaluation process.Duration: 12+ monthsTasks:The position is expected to be a hybrid CTO and CIO (Chief...
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Chief Operating Officer
4 weeks ago
Greenwich, CT, United States Ascendo Resources Full timeWe are seeking a Chief Operating Officer for a de novo bank. This newly formed entity will focus on private credit and private equity investment activities for accredited investors This Chief Operating Officer is responsible for building and overseeing the banks operational infrastructure from inception and ensuring scalable, efficient, and well-controlled...
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Greenwich, United States Soros Fund Management Full timeLegal & Compliance Executive Assistant and Operations CoordinatorSoros Fund Management LLC (SFM) is a global asset manager and family office founded by George Soros in 1970. With $28 billion in assets under management (AUM), SFM serves as the principal asset manager for the Open Society Foundations, one of the world's largest charitable foundations dedicated...
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Legal Compliance Administrative Assistant
1 week ago
Old Greenwich, CT, United States Michael Page Full timeLegal And Compliance Administrative Assistant This position is brand new head-count, due to the team continuing to expand. Work closely with General Counsel and Chief Compliance Officer. Coordinate schedules, meetings, and appointments for the legal and compliance teams. Prepare, proofread, and format legal and compliance documents with accuracy....
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Corporate Governance Paralegal
7 hours ago
Greenwich, United States Lewis Search Group Full timeCorporate Governance Paralegal-Greenwich, CT- Role is full-time in office. $100-$175K plus bonus and equity bonus. As a Legal Manager, Corporate Governance you’ll be a key member of the legal department and assist the chief legal officer with corporate legal and public company matters, including corporate governance, SEC compliance, executive compensation...
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Greenwich, United States Yale New Haven Health Full timeOverview To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values. These values - integrity, patient-centered, respect, accountability, and compassion - must guide what we do, as individuals and professionals, every day. Under the supervision of the Diagnostic Radiology Manager...
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Radiology Technologist
2 days ago
Greenwich, United States Yale New Haven Health Full timeOverviewTo be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values. These values - integrity, patient-centered, respect, accountability, and compassion - must guide what we do, as individuals and professionals, every day.Under the supervision of the Diagnostic Radiology Manager...
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Greenwich, CT, United States Yale New Haven Health Full timeOverview To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values. These values - integrity, patient-centered, respect, accountability, and compassion - must guide what we do, as individuals and professionals, every day. Under the supervision of the Diagnostic Radiology Manager...
