Current jobs related to Regulatory Middle Office Analyst - Dallas - Strategic Staffing Solutions
-
Dallas, United States Russell Tobin Full timeJob DescriptionJob DescriptionRussell Tobin is looking for an Asset & Wealth Management - Operations - Reg Middle Office -Analyst in Dallas TX.Are you looking to apply your analytical skills while deepening your understanding of asset management regulation? Our Regulatory Middle Office team is seeking a professional who is looking to collaborate with...
-
Credit Loans Middle Office
3 weeks ago
Dallas, United States Constantin Control Associates LP Full time $23Job DescriptionJob DescriptionNew Role in Dallas, TX. Major Investment firm located in Dallas, TX has an immediate need for a Credit Loan Middle Office Analyst. For immediate consideration, please email me an updated resume in a Word Document. Email - fgalante@controlassociates.comGlobal Banking & Markets - Operations - Credit Loans Middle Office -...
-
Dallas, United States Paladin, Inc Full timeJob Title: Asset & Wealth Management - Operations - Reg Middle Office -Analyst Work Location: Dallas, TX Duration: Long Term Contract Education/Experience Required: Bachelor's degree Job Description & Responsibilities: The Regulatory Middle Office ("RMO”) team is responsible for providing business management and expertise in Asset Management's...
-
Credit Loans Middle Office
7 days ago
Dallas, United States Strategic Staffing Solutions Full timeJob Title: Credit Loans Middle Office Analyst – Hiring FAST! Location: Dallas, TX Pay Rate: $19-22/HR on W2 Only – NO C2C Setting: Onsite Required (Hybrid/Remote is NOT an Option) Duration: 12+ months. ***WE DO VISA TRANSFERS*** Required Qualifications: • Knowledge of Loan Operations • Bachelors degree • Highly motivated, energetic...
-
Credit Loan Middle Office Analyst
3 weeks ago
Dallas, United States Paladin, Inc Full timePaladin Consulting is currently hiring a Credit Loan Middle Office Analyst to join our team working onsite at our client's office located in Dallas, TX. We work with companies that offer environments for our employees to contribute, learn, and advance their career. We treat you like you are part of the family. Job Title: Credit Analyst Work Location:...
-
Private Equity Analyst
1 month ago
Dallas, United States LP Analyst Full timeCompany Overview LP Analyst is a leading independent private asset cloud-based analytics and consulting solutions firm that works closely with many of the industry’s most prominent institutional investors (LPs) and fund managers (GPs) to get better, more actionable decision-making intelligence into the hands of today’s demanding investors. Our firm truly...
-
Private Equity Analyst
3 months ago
Dallas, United States LP Analyst Full timeJob DescriptionJob DescriptionCompany OverviewLP Analyst is a leading independent private asset cloud-based analytics and consulting solutions firm that works closely with many of the industry’s most prominent institutional investors (LPs) and fund managers (GPs) to get better, more actionable decision-making intelligence into the hands of today’s...
-
Private Equity Analyst
2 months ago
Dallas, United States LP Analyst Full timeCompany OverviewLP Analyst is a leading independent private asset cloud-based analytics and consulting solutions firm that works closely with many of the industry’s most prominent institutional investors (LPs) and fund managers (GPs) to get better, more actionable decision-making intelligence into the hands of today’s demanding investors.Our firm truly...
-
Private Equity Analyst
1 day ago
Dallas, United States LP Analyst Full timeJob DescriptionJob DescriptionCompany OverviewLP Analyst is a leading independent private asset cloud-based analytics and consulting solutions firm that works closely with many of the industry’s most prominent institutional investors (LPs) and fund managers (GPs) to get better, more actionable decision-making intelligence into the hands of today’s...
-
Private Asset Analyst Intern
2 months ago
Dallas, United States LP Analyst Full timeCompany Overview LP Analyst is a leading independent private asset cloud-based analytics and consulting solutions firm that works closely with many of the industry’s most prominent institutional investors (LPs) and fund managers (GPs) to get better, more actionable decision making intelligence into the hands of today’s demanding investors. Our firm truly...
-
Private Asset Analyst Intern
2 months ago
Dallas, United States LP Analyst Full timeCompany Overview LP Analyst is a leading independent private asset cloud-based analytics and consulting solutions firm that works closely with many of the industry's most prominent institutional investors (LPs) and fund managers (GPs) to get better, more actionable decision making intelligence into the hands of today's demanding investors. Our firm truly...
-
Private Asset Analyst Intern
3 months ago
Dallas, United States LP Analyst Full timeJob DescriptionJob DescriptionCompany OverviewLP Analyst is a leading independent private asset cloud-based analytics and consulting solutions firm that works closely with many of the industry’s most prominent institutional investors (LPs) and fund managers (GPs) to get better, more actionable decision making intelligence into the hands of today’s...
-
Private Equity Analytics Senior Analyst
3 months ago
Dallas, United States LP Analyst Full timeJob DescriptionJob DescriptionCompany OverviewLP Analyst is a leading independent private asset cloud-based analytics and consulting solutions firm that works closely with many of the industry’s most prominent institutional investors (LPs) and fund managers (GPs) to get better, more actionable decision-making intelligence into the hands of today’s...
-
Private Equity Analytics Senior Analyst
3 months ago
Dallas, United States LP Analyst Full timeCompany OverviewLP Analyst is a leading independent private asset cloud-based analytics and consulting solutions firm that works closely with many of the industry’s most prominent institutional investors (LPs) and fund managers (GPs) to get better, more actionable decision-making intelligence into the hands of today’s demanding investors.Our firm truly...
-
Private Equity Analytics Senior Analyst
3 months ago
Dallas, United States LP Analyst Full timeCompany OverviewLP Analyst is a leading independent private asset cloud-based analytics and consulting solutions firm that works closely with many of the industry’s most prominent institutional investors (LPs) and fund managers (GPs) to get better, more actionable decision-making intelligence into the hands of today’s demanding investors.Our firm truly...
-
Private Equity Analyst Intern
1 week ago
Dallas, Texas, United States LP Analyst Full timeCompany Overview LP Analyst is a premier independent analytics and consulting firm specializing in private asset cloud-based solutions. We collaborate closely with some of the most distinguished institutional investors (LPs) and fund managers (GPs) to enhance actionable decision-making intelligence for today's discerning investors. Our organization operates...
-
Private Equity Analysts
1 day ago
Dallas, United States LP Analyst Full timeCompany Overview LP Analyst is a leading independent private asset cloud-based analytics and consulting solutions firm that works closely with many of the industry's most prominent institutional investors (LPs) and fund managers (GPs) to get better, more actionable decision-making intelligence into the hands of today's demanding investors. Our firm truly...
-
Private Equity Analyst
1 day ago
Dallas, United States LP Analyst Full timeJob DescriptionJob DescriptionCompany OverviewLP Analyst is a leading independent private asset cloud-based analytics and consulting solutions firm that works closely with many of the industry’s most prominent institutional investors (LPs) and fund managers (GPs) to get better, more actionable decision-making intelligence into the hands of today’s...
-
Private Asset Investment Analyst Intern
3 days ago
Dallas, Texas, United States LP Analyst Full timeCompany Overview LP Analyst is a premier independent firm specializing in cloud-based analytics and consulting solutions for private assets. We collaborate closely with many of the most distinguished institutional investors (LPs) and fund managers (GPs) to provide actionable insights that enhance decision-making processes for today's discerning investors....
-
Dallas, United States LP Analyst Full timeCompany OverviewLP Analyst is the leading cloud-based private asset portfolio management analytics platform for institutional limited partners. We work closely with many of the industry’s most prominent institutional investors and fund managers to get better, more actionable decision-making intelligence into the hands of today’s demanding investors. Our...
![Strategic Staffing Solutions](https://media.trabajo.org/img/noimg.jpg)
Regulatory Middle Office Analyst
2 months ago
STRATEGIC STAFFING SOLUTIONS HAS AN OPENING
This is a Contract Opportunity with our company that MUST be worked on a W2 Only. No C2C eligibility for this position. Visa Sponsorship is Available The details are below.
Regulatory Middle Office Analyst
Onsite
Dallas, TX
Duration: 4+ months
Job ref# 236470
Job Description:
Our Regulatory Middle Office team is seeking a professional who is looking to collaborate with portfolio managers, client relationship managers, compliance specialists and attorneys to mitigate risks associated with the capture and documentation of regulatory position and transaction reporting.
OUR IMPACT
• Operations is a dynamic, multi-faceted division that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world.
• In addition, Operations provides essential risk management and control to preserve and enhance the firm's assets and its reputation.
• For every trade agreed, every new product launched or market entered, every transaction completed, it is Operations that develops the processes and controls that makes business flow.
• The Regulatory Middle Office (“RMO”) team is responsible for providing business management and expertise in Asset Management's regulatory reporting, filings, and trade surveillance, as well as initializing and driving the full-cycle of various audits.
• RMO serves as the regulatory interface for internal and external business partners including Auditors, Fund Administrators, Custodians, Controllers, Legal, Compliance, Trading Desks, Client Relationship Management, Technology, and other Operational teams.
• RMO is keenly focused on risk management; ensuring the accuracy and precision of regulatory reporting and audit management.
Duties:
• Gain a holistic ownership and understanding of Regulatory Reporting requirements from an Asset Management Operations perspective.
• Perform surveillance to monitor for potential breaches for various limits set forth by regulators and exchanges
• Perform reconciliations to ensure data accuracy for reportable transactions under the Investment Adviser Act of 1940
• Coordinate quarterly and monthly Board Reporting for our 1940 Act Proprietary and Sub-Advised funds
• Coordinate monthly TIC-S filing to the Federal Reserve Bank and Form N-CEN filings to the SEC
• Assist with providing data for regulatory filings such as Form ADV, Form PF, CPO-PQR, and CPO-CTA
• Ensure data accuracy and oversight in handling requests relating to Regulations and Audits (ADV-E)
• Daily correspondence with our strategic business partners to review open requests and assign ownership
• Pro-actively review processes in an effort to gain efficiencies and improved risk oversight
Requirements:
• Bachelor's degree
• Proficient in Microsoft Excel
• Team oriented and contributes to an inclusive environment
• Excellent interpersonal skills and the ability to forge strong relationships with internal and external clients
• Strong verbal and written communication skills with the ability to influence a wide range of stakeholders
• Strong analytical and problem-solving skills
• Demonstrates understanding of risk management: understanding of controls, escalations and engagement of relevant groups
• Ability to combine tactical and strategic thinking
Preferred Qualifications:
• Experience in the Finance Industry and/or Regulatory Industry
• Experience in Regulatory Reporting
• Experience with change management or process improvement a plus
• Interest in Business Intelligence and Analytics tools