Chief Compliance Officer

3 weeks ago

Danbury, Connecticut, United States Phaxis Full time
Compliance, Fincrime, & Risk Management | Talent Acquisition, Relationship Building

Overview:

A financial institution is seeking a senior compliance leader to oversee its organization-wide compliance efforts. This individual will be responsible for developing and managing a comprehensive compliance management program, including regulatory change oversight, risk assessments, internal reviews, and regulatory reporting. The role also includes accountability for identity theft, privacy, accessibility, and customer complaint programs.

Required Qualifications:

  • Bachelor's degree in Business or related field, or equivalent work experience in banking
  • At least 5 years of direct experience with federal and state consumer compliance regulations
  • Prior management or team leadership experience
  • Proficiency with Microsoft Office applications, including Word, Excel, PowerPoint, and Outlook

Preferred Qualifications:

  • CRCM certification (Certified Regulatory Compliance Manager)

Core Responsibilities:

  • Lead the institution's efforts to comply with consumer-related lending and deposit regulations
  • Chair internal compliance committee meetings, including review of regulatory updates, monitoring reports, and internal findings
  • Manage regulatory change tracking and implement corresponding policy and procedural updates
  • Collaborate with external compliance advisors on monitoring schedules, enterprise risk assessments, and related reviews
  • Report material findings and compliance concerns to executive leadership and the Board
  • Ensure timely remediation of issues identified through audits, risk reviews, and assessments
  • Oversee internal compliance testing conducted by compliance staff
  • Coordinate regulatory exam preparation across various compliance domains
  • Maintain and manage the consumer complaint program, including response processes, trend analysis, and reporting
  • Support adherence to fair lending practices, marketing standards, and UDAAP regulations
  • Review all marketing and advertising materials (including digital content) to ensure compliance with applicable laws
  • Provide guidance on AML/OFAC compliance and serve as a resource for CRA program oversight
  • Participate in internal committees related to suspicious activity, community reinvestment, product development, and enterprise risk
  • Manage institution-wide programs related to identity theft prevention, customer privacy, and digital/physical accessibility
  • Ensure ongoing compliance with insurance disclosures, escheatment rules, record retention, and consumer protection laws
Seniority level

Executive

Employment type

Full-time

Job function

Finance

Industries

Banking

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