Financial and Regulatory Compliance Attorney

3 weeks ago

allen, United States Eckard Enterprises, LLC Full time

About Eckard Enterprises, LLC:

Eckard Enterprises, LLC is a leading firm focused on natural resources, energy, and diversified financial markets. We pride ourselves on delivering strategic, compliant, and sustainable solutions to our clients. As we grow, we are seeking a Financial and Regulatory Compliance Attorney to join our legal team and ensure adherence to evolving financial laws and regulatory requirements.

Position Overview:

We are looking for a Financial and Regulatory Compliance Attorney to oversee all regulatory compliance matters and provide legal advice on financial transactions. In this role, you will be responsible for ensuring that Eckard Enterprises adheres to all federal and state laws, developing internal policies, and supporting corporate governance initiatives. You will also be responsible for regulatory filings and interactions with regulatory agencies to maintain our firm’s high standards of legal and ethical compliance.

Key Responsibilities:

  • Regulatory Compliance:
  • Provide expert guidance on compliance with applicable laws and regulations.
  • Develop, implement, and maintain compliance programs and policies that align with current regulatory frameworks.
  • Stay current on regulatory changes and proactively advise the company on necessary updates to practices and procedures.
  • Corporate Governance:
  • Ensure compliance with corporate governance regulations and best practices.
  • Advise on internal policies, codes of conduct, and ethical standards.
  • Work closely with senior management to advise on regulatory matters affecting corporate governance.
  • Financial Transactions:
  • Support legal aspects of financial transactions, including investments, acquisitions, and mergers.
  • Draft, review, and negotiate contracts, agreements, and other financial legal documents.
  • Provide legal advice on the structure and regulatory implications of new financial products and services.
  • Regulatory Liaison:
  • Manage interactions with external legal counsel on complex regulatory and compliance matters.

Qualifications:

  • Juris Doctor (JD) degree from an accredited law school.
  • Active membership in a state bar (jurisdiction where the firm operates is preferred).
  • 5+ years of experience in regulatory compliance, financial services law, or a related field.
  • Understanding of U.S. financial regulations (e.g., Dodd-Frank, BSA, AML) and experience in managing compliance programs.
  • Proven ability to interpret and apply complex legal and regulatory frameworks to real-world business operations.
  • Strong interpersonal, negotiation, and communication skills.
  • Ability to work independently and collaboratively in a fast-paced environment.
  • Experience working with financial institutions or investment firms is preferred.

Why Join Eckard Enterprises, LLC?

  • Competitive compensation and comprehensive benefits.
  • Be part of a growing company that values compliance, integrity, and strategic growth.
  • Collaborate with a dedicated team of professionals in a supportive and dynamic work environment.
  • Opportunity for career growth and advancement in the legal and financial services industry.


  • Financial and Regulatory Compliance Attorney

    1 month ago

    Allen, United States Eckard Enterprises, LLC Full time

    About Eckard Enterprises, LLC: Eckard Enterprises, LLC is a leading firm focused on natural resources, energy, and diversified financial markets. We pride ourselves on delivering strategic, compliant, and sustainable solutions to our clients. As we grow, we are seeking a Financial and Regulatory Compliance Attorney to join our legal team and ensure adherence...

  • Financial and Regulatory Compliance Attorney

    1 month ago

    allen, United States Eckard Enterprises, LLC Full time

    About Eckard Enterprises, LLC: Eckard Enterprises, LLC is a leading firm focused on natural resources, energy, and diversified financial markets. We pride ourselves on delivering strategic, compliant, and sustainable solutions to our clients. As we grow, we are seeking a Financial and Regulatory Compliance Attorney to join our legal team and ensure adherence...

  • Regulatory Compliance Expert for Financial Markets

    3 weeks ago

    Allen, Texas, United States Eckard Enterprises, LLC Full time

    About Eckard Enterprises, LLC:We are a leading firm focused on natural resources, energy, and diversified financial markets, dedicated to delivering strategic, compliant, and sustainable solutions to our clients. Our commitment to compliance is paramount, and we are seeking a highly skilled Financial and Regulatory Compliance Attorney to join our legal team...

  • Commercial Litigation Attorney

    4 weeks ago

    Glen Allen, Virginia, United States Jobot Full time

    Job OverviewOur client, a reputable law firm, is seeking a highly skilled Associate Litigation Attorney to join their dynamic legal team. This position offers a unique opportunity to work on complex and high-stakes cases, providing legal advice to a diverse clientele.Key ResponsibilitiesRepresent clients in court proceedings, mediations, and arbitrations...

  • Commercial Litigation Attorney

    1 month ago

    Glen Allen, Virginia, United States Jobot Full time

    About the RoleWe are seeking a highly motivated and experienced Associate Litigation Attorney to join our dynamic legal team. This position offers a unique opportunity to work on complex and high-stakes cases, providing legal advice to a diverse clientele.Key ResponsibilitiesRepresent clients in court proceedings, mediations, and arbitrations related to...

  • Real Estate Attorney

    4 weeks ago

    Glen Allen, United States CAPITAL CENTER LLC Full time

    CapCenter is a rapidly growing business that is trailblazing new homeownership solutions. By optimizing all the buying, selling, and home financing needs in one place, we are able to provide first-in-class service and one of a financial benefit. CapCenter exists to help individuals and families achieve all their homeownership dreams. When you join CapCenter,...

  • Litigation Associate Attorney

    2 months ago

    Glen Allen, United States Jobot Full time

    Job DescriptionJob DescriptionThis Jobot Job is hosted by: Taylor ThibodeauAre you a fit? Easy Apply now by clicking the "Apply Now" buttonand sending us your resume.Salary: $85,000 - $130,000 per yearA bit about us:My client is a law firm that handles both simples and complex cases. In addition to transportation, commercial litigation, and workers...

  • Trial Attorney

    4 days ago

    Allen Park, United States State Farm Full time

    OverviewWe are not just offering a job but a meaningful career! Come join our passionate team!As a Fortune 50 company, we hire the best employees to serve our customers, making us a leader in the insurance and financial services industry. State Farm embraces diversity and inclusion to ensure a workforce that is engaged, builds on the strengths and talents of...

  • Trial Attorney

    2 weeks ago

    Allen Park, United States State Farm Full time

    OverviewWe are not just offering a job but a meaningful career! Come join our passionate team!As a Fortune 50 company, we hire the best employees to serve our customers, making us a leader in the insurance and financial services industry. State Farm embraces diversity and inclusion to ensure a workforce that is engaged, builds on the strengths and talents of...

  • Trial Attorney

    1 week ago

    Allen Park, United States State Farm Full time

    OverviewWe are not just offering a job but a meaningful career! Come join our passionate team!As a Fortune 50 company, we hire the best employees to serve our customers, making us a leader in the insurance and financial services industry. State Farm embraces diversity and inclusion to ensure a workforce that is engaged, builds on the strengths and talents of...

  • Trial Attorney

    4 weeks ago

    Allen Park, United States State Farm Full time

    OverviewWe are not just offering a job but a meaningful career! Come join our passionate team! As a Fortune 50 company, we hire the best employees to serve our customers, making us a leader in the insurance and financial services industry. State Farm embraces diversity and inclusion to ensure a workforce that is engaged, builds on the strengths and talents...

  • Trial Attorney

    4 weeks ago

    Allen Park, United States State Farm Full time

    OverviewWe are not just offering a job but a meaningful career! Come join our passionate team!As a Fortune 50 company, we hire the best employees to serve our customers, making us a leader in the insurance and financial services industry. State Farm embraces diversity and inclusion to ensure a workforce that is engaged, builds on the strengths and talents of...

  • Trial Attorney

    3 weeks ago

    Allen Park, United States State Farm Full time

    OverviewWe are not just offering a job but a meaningful career! Come join our passionate team!As a Fortune 50 company, we hire the best employees to serve our customers, making us a leader in the insurance and financial services industry. State Farm embraces diversity and inclusion to ensure a workforce that is engaged, builds on the strengths and talents of...

  • Trial Attorney

    1 week ago

    Allen Park, United States State Farm Careers Full time

    OverviewWe are not just offering a job but a meaningful career! Come join our passionate team!As a Fortune 50 company, we hire the best employees to serve our customers, making us a leader in the insurance and financial services industry. State Farm embraces diversity and inclusion to ensure a workforce that is engaged, builds on the strengths and talents of...

  • Trial Attorney

    1 month ago

    Allen Park, United States State Farm Full time

    OverviewWe are not just offering a job but a meaningful career! Come join our passionate team!As a Fortune 50 company, we hire the best employees to serve our customers, making us a leader in the insurance and financial services industry. State Farm embraces diversity and inclusion to ensure a workforce that is engaged, builds on the strengths and talents of...

  • Trial Attorney

    7 days ago

    Allen Park, United States State Farm Careers Full time

    OverviewWe are not just offering a job but a meaningful career! Come join our passionate team!As a Fortune 50 company, we hire the best employees to serve our customers, making us a leader in the insurance and financial services industry. State Farm embraces diversity and inclusion to ensure a workforce that is engaged, builds on the strengths and talents of...

  • Trial Attorney

    1 month ago

    Allen Park, United States State Farm Full time

    OverviewWe are not just offering a job but a meaningful career! Come join our passionate team!As a Fortune 50 company, we hire the best employees to serve our customers, making us a leader in the insurance and financial services industry. State Farm embraces diversity and inclusion to ensure a workforce that is engaged, builds on the strengths and talents of...

  • Trial Attorney

    3 weeks ago

    Allen Park, United States State Farm Full time

    Job DescriptionOverviewWe are not just offering a job but a meaningful career! Come join our passionate team!As a Fortune 50 company, we hire the best employees to serve our customers, making us a leader in the insurance and financial services industry. State Farm embraces diversity and inclusion to ensure a workforce that is engaged, builds on the strengths...

  • Trial Attorney

    3 weeks ago

    Allen Park, United States State Farm Full time

    OverviewWe are not just offering a job but a meaningful career! Come join our passionate team!As a Fortune 50 company, we hire the best employees to serve our customers, making us a leader in the insurance and financial services industry. State Farm embraces diversity and inclusion to ensure a workforce that is engaged, builds on the strengths and talents of...

  • Trial Attorney

    5 days ago

    Allen Park, United States State Farm Careers Full time

    OverviewWe are not just offering a job but a meaningful career! Come join our passionate team!As a Fortune 50 company, we hire the best employees to serve our customers, making us a leader in the insurance and financial services industry. State Farm embraces diversity and inclusion to ensure a workforce that is engaged, builds on the strengths and talents of...