Compliance Specialist
3 weeks ago
Position Details:
Client
Financial Services
Job Title
Compliance Specialist
Duration
6 Months (Possible Extension or Conversion)
Location
Phoenix AZ, Sandy, UT or Sunrise FL
Job Description:
The successful HR EDD analyst will be expected to:
Conduct time-sensitive, meticulous EDD reviews of high-risk customers utilizing a variety of research and investigative tools
Produce detailed analysis and summary of customer and transactional activity and, when appropriate, refer suspicious activity to the SAR and/or account termination process
Collaborate with line of business compliance partners to ensure proper review and risk assessment of high-risk customers
Work effectively with colleagues to meet aggressive deadlines and support management objectives
Exhibit a high level of professionalism, self-motivation and sense of urgency
Build strong relationships with strategic partners across the FIU to ensure effective coordination of significant investigations
Minimum Qualifications:
Ideal candidates must exhibit investigative, research-intensive, and/or strong writing skills while meeting one or more of the following qualifications:
A minimum of two years of experience in compliance, risk management, audit, investigations, or the broader financial industry
A minimum of two years of experience in the legal field without a Juris Doctorate (JD)
A minimum of two years of experience in BSA/AML compliance, sanctions or law enforcement
A bachelor’s degree or higher in one of the following or similar fields of study: Justice Studies, Law, English, Journalism, Business or Public Administration, Finance, Economics, Accounting, or other field involving intensive research, writing, and/or data analysis
JD or Master’s degree preferred
CAMS certification preferred
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