FIU Compliance Manager

About INTERACTIVE BROKERSThis is a hybrid role (3 days in the office/2 days remote).Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We push...

About INTERACTIVE BROKERS! This is a hybrid role (3 days in the office/2 days remote). Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We push...

About INTERACTIVE BROKERS! This is a hybrid role (3 days in the office/2 days remote). Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We push...

About INTERACTIVE BROKERSThis is a hybrid role (3 days in the office/2 days remote).Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We push...

Job DescriptionJob DescriptionAbout INTERACTIVE BROKERS!This is a hybrid role (3 days in the office/2 days remote).Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging...

Job DescriptionJob DescriptionAbout INTERACTIVE BROKERS!This is a hybrid role (3 days in the office/2 days remote).Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging...

About INTERACTIVE BROKERS! This is a hybrid role (3 days in the office/2 days remote). Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We push...

Elevate Your Career at Harbor Compliance! Location: Full-time Remote (Excluding CA, CO, MT, NY) About Harbor Compliance: Harbor Compliance is a trailblazer in the compliance sector, dedicated to simplifying the complexities of business licensing and legal entity management for nonprofits and businesses. A recognized leader with accolades from Inc. 5000 and...

Come join a Chicago-based Registered Investment Advisor (RIA) firm that specializes in providing investment advice and management services to high-net-worth individuals and institutional clients. They are seeking a Compliance Officer to join the team and work alongside the Compliance Manager, Chief Compliance Officer & General Counsel, and Chief Operating...

Come join a Chicago-based Registered Investment Advisor (RIA) firm that specializes in providing investment advice and management services to high-net-worth individuals and institutional clients. They are seeking a Compliance Officer to join the team and work alongside the Compliance Manager, Chief Compliance Officer & General Counsel, and Chief Operating...

Come join a Chicago-based Registered Investment Advisor (RIA) firm that specializes in providing investment advice and management services to high-net-worth individuals and institutional clients. They are seeking a Compliance Officer to join the team and work alongside the Compliance Manager, Chief Compliance Officer & General Counsel, and Chief Operating...

Come join a Chicago-based Registered Investment Advisor (RIA) firm that specializes in providing investment advice and management services to high-net-worth individuals and institutional clients. They are seeking a Compliance Officer to join the team and work alongside the Compliance Manager, Chief Compliance Officer & General Counsel, and Chief Operating...

Responsibilities:Develop and maintain a comprehensive understanding of the business areas, products, and supporting functions.Oversee the registration and ongoing compliance obligations of alternative investment vehicles registered under the Investment Company Act of 1940, including Board reporting, in coordination with legal counsel and external service...

Responsibilities:Develop and maintain a comprehensive understanding of the business areas, products, and supporting functions.Oversee the registration and ongoing compliance obligations of alternative investment vehicles registered under the Investment Company Act of 1940, including Board reporting, in coordination with legal counsel and external service...

Responsibilities:Develop and maintain a comprehensive understanding of the business areas, products, and supporting functions.Oversee the registration and ongoing compliance obligations of alternative investment vehicles registered under the Investment Company Act of 1940, including Board reporting, in coordination with legal counsel and external service...

Responsibilities:Develop and maintain a comprehensive understanding of the business areas, products, and supporting functions.Oversee the registration and ongoing compliance obligations of alternative investment vehicles registered under the Investment Company Act of 1940, including Board reporting, in coordination with legal counsel and external service...

Responsibilities:Develop and maintain a comprehensive understanding of the business areas, products, and supporting functions.Identify risks, assess mitigating controls, and make recommendations to improve the control environment.Follow up on open issues and ensure their resolution.Prepare various regulatory filings.Create, implement, review, and analyze...

Responsibilities:Develop and maintain a comprehensive understanding of the business areas, products, and supporting functions.Identify risks, assess mitigating controls, and make recommendations to improve the control environment.Follow up on open issues and ensure their resolution.Prepare various regulatory filings.Create, implement, review, and analyze...

Responsibilities:Develop and maintain a comprehensive understanding of the business areas, products, and supporting functions.Identify risks, assess mitigating controls, and make recommendations to improve the control environment.Follow up on open issues and ensure their resolution.Prepare various regulatory filings.Create, implement, review, and analyze...

The Compliance Risk Manager will be responsible for the execution and maintenance of programs within the Regulatory Compliance Management (RCM) framework for CIBC Bank USA. Primary programs within the framework include risk assessments, issues manage Risk, Manager, Compliance, Compliance Officer, Business, Management, Accounting