Compliance Officer

3 weeks ago


Paris, United States Ardian Full time

Le rôle

Au sein d'une équipe de 23 professionnels dans le monde, le/la Compliance Officer intègrera l'équipe parisienne composée de 8 personnes. Les principales missions seront les suivantes :

* Collaborer avec l'équipe Conformité à Paris et les équipes internationales (Londres, New-York, Tokyo, Singapour, Luxembourg, Zurich) ;


* Effectuer des contrôles de second niveau selon nos politiques, couvrant notamment la valorisation, les fonds propres, les ratios financiers, la gestion des conflits d'intérêts, etc. ;


* Suivre et analyser les nouvelles réglementations avec les départements et équipes Conformité locales ;


* Mettre à jour et rédiger des politiques/procédures internes à la suite d'évolutions réglementaires ou opérationnelles ;


* Assurer le respect des règles internes par les collaborateurs : déclaration des comptes titres, activités externes, cadeaux et plus généralement au respect du Code de déontologie du groupe ;


* Assister les équipes d'investissement dans les diligences relatives à la prévention du blanchiment de capitaux et du financement du terrorisme lors des investissements et des désinvestissements ;


* Contribuer à la rédaction des réponses relevant du périmètre de la conformité et du contrôle interne dans le cadre d'appel d'offres ou de due diligences menées par les investisseurs ;


* Examiner les documents produits par les équipes, tels que les présentations commerciales, les communiqués de presse et les rapports de gestion, etc. ;


* Contribuer à la structuration de nouveaux produits/services sous l'angle réglementaire ;


* Conseiller et former les employés sur les bonnes pratiques et la réglementation ;


* Participer à la rédaction des rapports à destination de l'AMF et la direction ;


* Contribuer à l'application du dispositif anti-corruption du groupe.



Le/la Compliance Officer sera en contact avec un grand nombre de collaborateurs d'Ardian à travers l'ensemble de ses bureaux étrangers.

Compétences requises

* Rigueur


* Motivation


* Curiosité


* Autonomie


* Proactivité


* Esprit d'équipe


* Bonne communication



Le profil

* Etudes : formation de niveau Bac + 5, grande école, université, droit, finance, audit, ou contrôle interne, intérêt pour les problématiques réglementaires du secteur financier ;


* Expérience : au moins 2 ans d'expérience dans un environnement de conformité et de contrôle interne, idéalement dans le secteur de la gestion d'actifs ;


* Compétences informatiques : la maîtrise d'Excel est requise, et des connaissances en VBA seraient un atout supplémentaire ;


* Langues : Anglais courant impératif.



A propos de l'équipe

ARDIAN France est une société de gestion agréée par l'Autorité des Marchés Financiers (AMF) qui évolue ainsi dans opère dans un cadre réglementaire strict. Son équipe Conformité et Contrôle interne est en charge du maintien et de l'amélioration du dispositif de conformité et de contrôle interne visant au respect de la réglementation AMF.



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