Advisory Compliance Testing Manager

4 weeks ago


Saint Petersburg, United States Raymond James Financial Full time

Under intermittent supervision, uses extensive knowledge and skills obtained through education and experience in securities and/or the banking industry to ensure firm policies and procedures are designed and operating as intended and commensurate wit Manager, Compliance, Advisor, Industry, Compliance Specialist, Project Management, Business Services



  • Saint Petersburg, United States Raymond James Full time

    Job Summary Under intermittent supervision, uses extensive knowledge and skills obtained through education and experience in securities and/or the banking industry to ensure firm policies and procedures are designed and operating as intended and commensurate with the level of risk being mitigated. Leads large or multiple testing projects with significant...


  • Saint Petersburg, United States Raymond James Full time

    Job Summary Under intermittent supervision, uses extensive knowledge and skills obtained through education and experience in securities and/or the banking industry to ensure firm policies and procedures are designed and operating as intended and commensurate with the level of risk being mitigated. Leads large or multiple testing projects with significant...


  • St Petersburg, United States Raymond James Full time

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