Assistant General Counsel, Broker-Dealer Counsel

Employee Applicant Privacy Notice Who we are:Shape a brighter financial future with us.Together with our members, we're changing the way people think about and interact with personal finance.We're a next-generation financial services company and national bank using innovative, mobile-first technology to help our millions of members reach their goals. The...

Company: Fusco Corporation is a privately-owned family business which operates simultaneously and successfully in the spheres of commercial construction, property management and development. Under three generations of Fusco leadership, Fusco’s services have expanded to meet the evolving needs of clients and changes in the industry. Fusco offers a diverse...

We represent alternative investment financial technology platform looking to hire an Assistant Vice President or Vice President candidate to join its Regulatory and Compliance team and focus on Marketing. Responsibilities will include leading a team in reviewing all marketing materials and client communications generated by their registered broker dealer...

We represent alternative investment financial technology platform looking to hire an Assistant Vice President or Vice President candidate to join its Regulatory and Compliance team and focus on Marketing. Responsibilities will include leading a team in reviewing all marketing materials and client communications generated by their registered broker dealer...

We represent alternative investment financial technology platform looking to hire an Assistant Vice President or Vice President candidate to join its Regulatory and Compliance team and focus on Marketing. Responsibilities will include leading a team in reviewing all marketing materials and client communications generated by their registered broker dealer...

This is an outstanding opportunity for a senior-level M&A attorney! The successful candidate will be self-motivated, driven, team-oriented and comfortable working in a dynamic environment with a company that is undergoing transformational change and growth. This role is based in New York, NY. Primary Responsibilities * Taking a lead role in M&A and other...

Position at MTA Construction & Development This position is eligible for telework which is currently one day per week. New hires are eligible to apply 30 days after their effective date of hire. JOB TITLE: Assistant General Counsel AGENCY: Construction & Development DEPT/DIV: Contracts/Various REPORTS TO: Deputy General Counsel WORK LOCATION: 2...

This is an outstanding opportunity for a mid- to senior-level corporate attorney! The successful candidate will be self-motivated, driven, team-oriented and comfortable working in a dynamic environment with a company that is undergoing transformational change and growth. This role is based in New York, NY. Primary Responsibilities * Taking a lead role in...

About Our Client REIT Job Description The Assistant General Counsel will report to the General Counsel and will be responsible for: Work closely with the internal treasury function to advise on all legal matters pertaining to the company's relationships with various financial services institutionsProvide legal support for the Company's mortgage warehouse and...

Job DescriptionJob DescriptionWe are seeking a highly skilled and experienced Manager, Assistant Controller to join our dynamic finance team. This critical role involves overseeing our subsidiaries and managing the financial and regulatory reporting processes for our broker-dealer operations. The successful candidate will have a strong background in...

Job SummaryA Counsel – Litigation serves as a member of Flagstar Bank's Legal Department and is responsible for providing primary E-Discovery legal support, litigation management, and providing legal advice and support to Flagstar Bank's various lines of business under the supervision of managing attorneys.Pay Range: Local Minimum Wage - $0.00 - $0.00Job...

**Assistant General Counsel**: - Apply**Assistant General Counsel**: - Agency: DEPT OF CITYWIDE ADMIN SVCS - Posted on: 05/31/2024- Job type: Full-time Location NYC-ALL BOROS - Title Classification: No exam required Department OC/General Counsel - Salary range: $78,046.00 - $110,000.00- DCAS's mission is to make city government work for all New...

Company Description Israel Discount Bank of New York, also known by its registered service mark, "IDB Bank", is a full service commercial bank chartered by the State of New York and a member of the Federal Deposit Insurance Corporation (FDIC). Our liquidity and capital ratios are strong, and we are ranked by Crain's New York Business as the 24th largest...

Job DescriptionJob DescriptionWe are looking for a highly skilled and experienced Broker Dealer Accounting Manager to join our dynamic finance team. This pivotal role involves overseeing the financial and regulatory reporting processes for our broker-dealer operations. The successful candidate will have a strong background in broker-dealer accounting,...

Job DescriptionJob DescriptionWe are looking for a highly skilled and experienced Broker Dealer Accounting Manager to join our dynamic finance team. This pivotal role involves overseeing the financial and regulatory reporting processes for our broker-dealer operations. The successful candidate will have a strong background in broker-dealer accounting,...

We are looking for a highly skilled and experienced Broker Dealer Accounting Manager to join our dynamic finance team. This pivotal role involves overseeing the financial and regulatory reporting processes for our broker-dealer operations. The successful candidate will have a strong background in broker-dealer accounting, regulatory compliance, and financial...

Job DescriptionJob DescriptionGeneral CounselSocial and Human Services NonprofitNew York City (Hybrid) Salary: $175,000 to $200,000 per year, with potential flexibility based on experienceTerrific General Counsel position with a social and human services nonprofit in the New York City area. The General Counsel will be an integral member of the organization,...

About Our Client My client is a prominent capital markets and investment group based in the heart of NYC. Job Description Prepare information for regulatory filingsWork with CFO on updating policies and proceduresAssist with the delivery of information for the annual external audit of the broker dealer books and recordsPrepare monthly management...

Syncarpha CapitalAbout the CompanySyncarpha Capital is a New York based private equity firm with a “green” conscience, dedicated to developing, owning and operating solar photovoltaic (“PV”) and energy storage systems throughout the United States. The firm is focused on breaking down barriers to deliver a sustainable, clean energy future for the...

Syncarpha CapitalAbout the CompanySyncarpha Capital is a New York based private equity firm with a “green” conscience, dedicated to developing, owning and operating solar photovoltaic (“PV”) and energy storage systems throughout the United States. The firm is focused on breaking down barriers to deliver a sustainable, clean energy future for the...