Banking First Line Compliance Specialist
4 weeks ago
This position is NOT remote eligible. This position will work in the Nashville, Franklin, Knoxville, or Lexington, TN FirstBank office.
Position Summary
The First Line Compliance Specialist support's the bank's First Line of Defense for compliance. Specialists support the First Line Compliance Manager and will partner with all segments of the bank to help with the development, implementation and execution of the institution's first line controls and monitors within the various areas of the bank.
Essential Duties & Responsibilities:
* Perform first line daily check backs, weekly reviews or monthly reviews for quality control of critical bank compliance processes and procedures
* Perform periodic testing of procedures as governed by the bank's Enterprise Risk Management function
* Support the First Line compliance manager in responding to 2nd line compliance monitors.
* Perform research in areas of compliance to ensure a good understanding of the recommendations and findings presented in audits.
* Develop best practices of ongoing quality control reviews for bank compliance
* Periodically review governing processes and procedures for specific bank functions and provide suggestions for improvement.
* Support the bank's goal of validating existing controls are consistently applied.
Qualifications:
* Demonstrated detailed knowledge of banking regulations.
* Demonstrated understanding of bank processes and procedures related to bank operations.
* Ability to work effectively under the pressure of deadlines.
* Demonstrated ability to communicate effectively verbally or in writing with all levels within the company. This includes communicating potential needs for improvements in a way that fosters teamwork and cooperation.
* Willingness to complete training courses that are available to compliment work experience.
Education and/or Experience
* 3 years or more experience in bank compliance and areas of bank operations or a combination thereof.
* High School Diploma or equivalent is required.
* Compliance certifications are a plus
-
First Line Compliance Specialist
4 weeks ago
Nashville, United States First Bank Full timeThe First Line Compliance Specialist support's the bank's First Line of Defense for compliance. Specialists support the First Line Compliance Manager and will partner with all segments of the bank to help with the development, implementation and exec Compliance Specialist, Banking, Compliance Manager, Specialist, Compliance, Operations, Healthcare
-
Banking First Line Compliance Specialist
7 days ago
Nashville, United States First Bank Online Full timeThis position is NOT remote eligible. This position will work in the Nashville, Franklin, Knoxville, or Lexington, TN FirstBank office. Position Summary The First Line Compliance Specialist support's the bank's First Line of Defense for compliance. Specialists support the First Line Compliance Manager and will partner with all segments of the bank to help...
-
Banking First Line Compliance Specialist
2 days ago
Nashville, United States First Bank Online Full timeThis position is NOT remote eligible. This position will work in the Nashville, Franklin, Knoxville, or Lexington, TN FirstBank office. Position Summary The First Line Compliance Specialist support's the bank's First Line of Defense for compliance. Specialists support the First Line Compliance Manager and will partner with all segments of the bank to help...
-
Banking First Line Compliance Specialist
4 weeks ago
Nashville, United States FirstBank Full timeDescription This position is NOT remote eligible. This position will work in the Nashville, Franklin, Knoxville, or Lexington, TN FirstBank office. Position Summary The First Line Compliance Specialist support’s the bank’s First Line of Defense for compliance. Specialists support the First Line Compliance Manager and will partner with all...
-
Banking First Line Compliance Specialist
2 days ago
Nashville, United States FirstBank Full timeDescription This position is NOT remote eligible. This position will work in the Nashville, Franklin, Knoxville, or Lexington, TN FirstBank office. Position Summary The First Line Compliance Specialist support’s the bank’s First Line of Defense for compliance. Specialists support the First Line Compliance Manager and will partner with all...
-
First Line Compliance Manager
4 weeks ago
Nashville, United States First Bank Full timeManage the receipt and review of incoming audits and reviews conducted within the bank segments. Assist in preparation of management responses and development of remediation plans to ensure adherence to established timelines. Partner with business se Compliance Manager, Manager, Banking, Compliance, Operations, Business Services
-
Banking Center Manager II
2 weeks ago
Nashville, United States First Horizon Full timeLocation: Onsite in Nashville, TN Summary The Banking Center Manager manages all banking center employees and supervises day-to-day operations of the banking center while ensuring safety, operational soundness and excellent service levels. This position is also responsible for the sales culture in the banking center and the development of new and existing...
-
Banking Center Manager II
1 day ago
Nashville, United States First Horizon Full timeLocation: Onsite in Nashville, TN Summary The Banking Center Manager manages all banking center employees and supervises day-to-day operations of the banking center while ensuring safety, operational soundness and excellent service levels. This position is also responsible for the sales culture in the banking center and the development of new and existing...
-
Banking Center Manager II
3 days ago
Nashville, United States First Horizon Bank Full timeLocation: Onsite in Nashville, TN Summary The Banking Center Manager manages all banking center employees and supervises day-to-day operations of the banking center while ensuring safety, operational soundness and excellent service levels. This position is also responsible for the sales culture in the banking center and the development of new and existing...
-
Banking Center Manager II
2 days ago
Nashville, United States First Horizon Bank Full timeJob DescriptionLocation: Onsite in Nashville, TNSummaryThe Banking Center Manager manages all banking center employees and supervises day-to-day operations of the banking center while ensuring safety, operational soundness and excellent service levels. This position is also responsible for the sales culture in the banking center and the development of new...
-
Compliance Testing Specialist
4 weeks ago
Nashville, United States UBS Full timeYour role Are you ready to partner with key stakeholders across our business to ensure we remain in compliance with applicable laws and regulations? We are looking for someone who can: * Support Compliance Officers across a range of consumer compliance matters. * Effectively communicate with stakeholders and management at a variety of levels. * Work with...
-
Compliance Testing Specialist
2 days ago
Nashville, United States UBS Full timeYour role Are you ready to partner with key stakeholders across our business to ensure we remain in compliance with applicable laws and regulations? We are looking for someone who can: * Support Compliance Officers across a range of consumer compliance matters. * Effectively communicate with stakeholders and management at a variety of levels. * Work with...
-
Compliance Specialist
1 week ago
Nashville, United States DCI Donor Services Full timeJob DescriptionJob DescriptionDCI Donor Services (DCIDS) is looking for a dynamic and enthusiastic team member to join us to save lives!! Our mission at DCIDS is to save lives through organ and tissue donation, and we want professionals on our team that will embrace this important work!! We are specifically wanting someone to join our team as a Compliance...
-
Compliance Specialist
2 days ago
Nashville, United States DCI Donor Services Full timeJob DescriptionJob DescriptionDCI Donor Services (DCIDS) is looking for a dynamic and enthusiastic team member to join us to save lives!! Our mission at DCIDS is to save lives through organ and tissue donation, and we want professionals on our team that will embrace this important work!! We are specifically wanting someone to join our team as a Compliance...
-
API Banking Product Owner
2 weeks ago
Nashville, United States First Horizon Bank Full timeDescription Location : On site in Raleigh, NC, Birmingham, AL, Nashville, TN, Atlanta, GA, Charlotte, NC or Memphis, TN. Summary The API Banking Product Manager is a thought leader with the Digital & Product team, responsible for defining the vision and experience. This role balances business, technology and design priorities to deliver differentiated...
-
Family Office Services Client Specialist
2 weeks ago
Nashville, United States First Horizon Bank Full timeLocation: On site at location listed in job posting. Summary Provides consulting and strategic services to various banking business lines through development of strategies and programs for enhancement of the Customer Experience, to include but not be limited to support/development of business products, customer database generation and reporting, customer...
-
Family Office Services Client Specialist
5 days ago
Nashville, United States First Horizon Bank Full timeJob DescriptionLocation: On site at location listed in job posting.SummaryProvides consulting and strategic services to various banking business lines through development of strategies and programs for enhancement of the Customer Experience, to include but not be limited to support/development of business products, customer database generation and reporting,...
-
Family Office Services Client Specialist
7 days ago
Nashville, United States First Horizon Bank Full timeLocation: On site at location listed in job posting. Summary Provides consulting and strategic services to various banking business lines through development of strategies and programs for enhancement of the Customer Experience, to include but not be limited to support/development of business products, customer database generation and reporting, customer...
-
Family Office Services Client Specialist
2 days ago
Nashville, United States First Horizon Bank Full timeJob DescriptionLocation: On site at location listed in job posting.SummaryProvides consulting and strategic services to various banking business lines through development of strategies and programs for enhancement of the Customer Experience, to include but not be limited to support/development of business products, customer database generation and reporting,...
-
Family Office Services Client Specialist
9 hours ago
Nashville, United States First Horizon Bank Full timeLocation: On site at location listed in job posting. Summary Provides consulting and strategic services to various banking business lines through development of strategies and programs for enhancement of the Customer Experience, to include but not be limited to support/development of business products, customer database generation and reporting, customer...