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Compliance Officer
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New York, United States Cardea Group Full timeCompliance Officer – Trade Compliance and Generalist (New York, NY) : Our client a Hedge Fund with over $2B in AUM is seeking a Compliance professional to join their growing legal and compliance team.This new hire will be reporting to the Chief Compliance Officer and be the go to compliance resource in the New York Office.Firm has an entrepreneurial...
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New York, New York, United States Amalgamated Bank of NY Full timeJob Title: Compliance OfficerAmalgamated Bank of NY is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will play a critical role in ensuring the Bank's loan, deposit products, and services maintain compliance with federal and state regulations, as well as all Bank compliance-related policies and procedures.Key...
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Compliance Officer
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New York, New York, United States Social Capital Resources Full timeCompliance Expert Sought by Social Capital ResourcesTop-Tier Bank in Midtown, Manhattan is seeking a seasoned Compliance professional to support their Front Office.Key Responsibilities:Support the implementation and execution of compliance initiatives, processes, and controls that manage compliance risks and ensure regulatory adherence.Maintain and update...
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Compliance Officer
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New York, United States Cardea Group Full timeCompliance Officer – Trade Compliance and Generalist (New York, NY): Our client a Hedge Fund with over $2B in AUM is seeking a Compliance professional to join their growing legal and compliance team. This new hire will be reporting to the Chief Compliance Officer and be the go to compliance resource in the New York Office. Key Points: Role is newly created...
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Compliance Officer
3 weeks ago
New York, United States Cardea Group Full timeCompliance Officer – Trade Compliance and Generalist (New York, NY): Our client a Hedge Fund with over $2B in AUM is seeking a Compliance professional to join their growing legal and compliance team. This new hire will be reporting to the Chief Compliance Officer and be the go to compliance resource in the New York Office. Key Points: Role is newly created...
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Compliance Officer
2 weeks ago
New York, United States Cardea Group Full timeCompliance Officer – Trade Compliance and Generalist (New York, NY): Our client a Hedge Fund with over $2B in AUM is seeking a Compliance professional to join their growing legal and compliance team. This new hire will be reporting to the Chief Compliance Officer and be the go to compliance resource in the New York Office.Key Points:Role is newly created...
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Compliance Officer
2 weeks ago
New York, United States Cardea Group Full timeCompliance Officer – Trade Compliance and Generalist (New York, NY): Our client a Hedge Fund with over $2B in AUM is seeking a Compliance professional to join their growing legal and compliance team. This new hire will be reporting to the Chief Compliance Officer and be the go to compliance resource in the New York Office.Key Points:Role is newly created...
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Compliance Officer
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New York, New York, United States Anonymous Full timeCompliance Officer Job DescriptionAnonymous, a top-tier hedge fund, is seeking a highly motivated and detail-oriented Compliance Officer to join their team in New York City.This key hire will play a strategic role in running the day-to-day compliance program as the firm continues to build an industry-leading team.The ideal candidate will have:Strong...
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Compliance Officer
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New York, New York, United States PineBridge Investments Full timeAbout the RolePineBridge Investments is seeking a highly skilled Investment & Trade Compliance Specialist to join our team. As a key member of our Global Compliance Team, you will play a critical role in ensuring the compliance of our asset management business with relevant securities laws and regulations.Key ResponsibilitiesSupport the Head of Global...
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Compliance Officer
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New York, United States Mai Placement Full timeJob DescriptionJob DescriptionCompliance Officer - Real EstateBrooklyn (Williamsburg), NY150kThe Compliance Officer will be responsible for developing, implementing, and overseeing the compliance programs for our real estate and property management operations. This role involves ensuring that all business activities are conducted in accordance with...
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Compliance Officer
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New York, New York, United States Harrington Starr Full timeAbout the RoleWe are seeking a highly skilled Compliance Analyst to join our team at Harrington Starr in New York. As a key member of our middle and back office functions, you will work closely with our COO to develop and maintain our compliance framework.The ideal candidate will have a strong background in compliance, with a focus on building relationships...
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Compliance Officer
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New York, New York, United States Interactive Resources - iR Full timeJob Title: VP, Compliance OfficerJob Summary:The VP, Compliance Officer will serve as an advisor to the Advanced Clearing and Prime Services (ACaPS) Division, Fixed Income, Commodities, Currencies, and Stock Lending Division (FICCS), and the Operations Department. Key activities in these areas include correspondent clearing services, prime brokerage, fixed...
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Compliance Officer
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New York, New York, United States Cardea Group Full timeOur client, a leading financial institution, is seeking a seasoned Compliance Officer to join their Asset Based Finance team in New York. As a key member of the team, you will be responsible for ensuring the company's compliance with all relevant rules and regulations. Your expertise will be instrumental in developing and implementing compliance initiatives,...
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Compliance Officer
1 week ago
New York, New York, United States Cardea Group Full timeOur client, a leading financial institution, is seeking a seasoned Compliance Officer to join their Asset Based Finance team. As a key member of the team, you will be responsible for ensuring the company's compliance with all relevant rules and regulations. Your expertise will be instrumental in developing and implementing policies and procedures to mitigate...
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Compliance Officer
1 day ago
New York, New York, United States Cardea Group Full time{"title": "Senior Compliance Professional", "subtitle": "Join Cardea Group", "content": "Cardea Group is seeking a highly skilled Senior Compliance Professional to join our team. As a key member of our compliance team, you will play a critical role in ensuring the firm's compliance program is robust and effective in addressing evolving regulatory...
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Compliance Officer
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New York, United States iStaff Global Solutions Full timeHi,The job responsibilities and requirements are as follows(Direct Hire/Fulltime Job with Benefits) in NYC, NY. Responsibilities: Focus on Specialization: Broker-Dealer, FINRA Series 7, 24, 14, 53, and/or 79. 2-5 years of broker-dealer compliance experienceEquity capital markets and/or investment banking experienceFINRA Series 7 and 24 license required....
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Compliance Officer
3 days ago
New York, United States iStaff Global Solutions Full timeHi,The job responsibilities and requirements are as follows(Direct Hire/Fulltime Job with Benefits) in NYC, NY. Responsibilities: Focus on Specialization: Broker-Dealer, FINRA Series 7, 24, 14, 53, and/or 79. 2-5 years of broker-dealer compliance experienceEquity capital markets and/or investment banking experienceFINRA Series 7 and 24 license required....
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Compliance Officer
2 weeks ago
New York, New York, United States Cardea Group Full time{"title": "Compliance Officer - Trade Compliance Specialist", "content": "Compliance Officer - Trade Compliance SpecialistCardea Group is seeking a highly skilled Compliance Officer to join our team in New York. As a key member of our legal and compliance team, you will be responsible for ensuring our client's compliance with regulatory requirements and...
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Compliance Officer
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New York, United States destinationone Consulting Full timeJob DescriptionJob Descriptiondestinationone Consulting specializes in recruitment across various sectors, including Healthcare, Health Tech, Government, Municipalities, Non-Profits, Legal, and more. We are proactively building a data bank for opportunities in these fields. By applying, you ensure our recruiters can quickly match you with suitable roles when...
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Chief Compliance Officer
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New York, New York, United States StoneX Group Inc. Full timeJob Title: Chief Compliance OfficerStoneX Group Inc. is seeking a highly experienced Chief Compliance Officer to lead our swap dealer compliance program. As a key member of our team, you will be responsible for ensuring our compliance with applicable rules and regulations.Key Responsibilities:Lead the oversight of the swap dealer compliance program, ensuring...
Compliance Officer
4 months ago
Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Rates - Vice President
Job ID:R0331339 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2024-05-10 Location: New York