Senior Manager, Compliance Risk Testing – Broker-Dealer/Investment Advisory

Your Opportunity We are seeking a Senior Manager to join the Liquidity Governance group to manage the end-to-end Liquidity Stress Testing program. This is an individual contributor role. This is a role where you will be able to grow your expertise through consistent challenges with the backing of passionate leaders who will value your contributions and...

Your Opportunity We are seeking a Senior Manager to join the Liquidity Governance group to manage the end-to-end Liquidity Stress Testing program. This is an individual contributor role. This is a role where you will be able to grow your expertise through consistent challenges with the backing of passionate leaders who will value your contributions and...

We are seeking a Senior Manager to join the Liquidity Governance group to manage the end-to-end Liquidity Stress Testing program. The Liquidity, Funding and Collateral Management group within Treasury manages liquidity planning across the corporation and its subsidiaries. We monitor and manage regulatory ratios and develop associated tools to help our...

Your opportunity We are seeking a Senior Manager to join the Liquidity Governance group to manage the end-to-end Liquidity Stress Testing program. This is an individual contributor role. This is a role where you will be able to grow your expertise through consistent challenges with the backing of passionate leaders who will value your contributions and...

Job Description: The FFIO Risk Team is looking for a passionate, hard-working team member to help support the launch and ongoing support of new alternative products and related Sarbanes-Oxley Act Section 404 (SOX 404) compliance requirements.\u00A0 This will include identifying, monitoring, and mitigating risks in order to protect the interests of the firm...

Job Description:The FFIO Risk Team is looking for a passionate, hard-working team member to help support the launch and ongoing support of new alternative products and related Sarbanes-Oxley Act Section 404 (SOX 404) compliance requirements.\u00A0 This will include identifying, monitoring, and mitigating risks in order to protect the interests of the firm...

Job Description: Position Description: Conducts risk assessments -- detailing controls, identifying potential gaps and/or inconsistencies, and making sound recommendations for improvement and/or mitigation -- in alignment with regulatory guidelines. Modernizes risk management and tests using data investigation. Discovers solutions to address testing and...

Job Description:Position Description: Conducts risk assessments -- detailing controls, identifying potential gaps and/or inconsistencies, and making sound recommendations for improvement and/or mitigation -- in alignment with regulatory guidelines. Modernizes risk management and tests using data investigation. Discovers solutions to address testing and...

Job Description: PWM, Investment Management Consultant The Private Wealth Investment Management Consultant is a client-facing role that serves as an investment planning specialist for Fidelity's high net worth clients and their advisors. The Investment Management Consultant provides support for their aligned clients with Fidelity s Managed Account...

Your opportunity At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together. The Enterprise and Operational Risk Testing (EORT) team is part of the Corporate Risk Management (CRM) organization and executes...

Your Opportunity At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together. Retail Supervision and Risk Management (RSRM) is an independent group responsible for providing supervisory support through...

Senior Manager, Internal Audit- Corporate Your Opportunity The Internal Audit Department (IAD) of The Charles Schwab Corporation provides independent and objective assessments to figure out whether all significant risks are identified and appropriately reported by management and risk functions to the Board and Executive Management, to evaluate whether risks...

As one the nation’s premier retirement plan consulting and wealth management firms, SageView recognizes the importance of service, the power of collaboration and the value of promises kept. SageView is a team of collaborative professionals focused on advancing the financial lives of our clients, and we’ve become the destination of choice for financial...

As one the nation’s premier retirement plan consulting and wealth management firms, SageView recognizes the importance of service, the power of collaboration and the value of promises kept. SageView is a team of collaborative professionals focused on advancing the financial lives of our clients, and we’ve become the destination of choice for financial...

Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the finance industry together. Charles Schwab's Marketing, Planning, & Operations group handles and drives the strategy, planning, and operations and risk management for...

Job Description: Fidelity Investments has a phenomenal opportunity for a Senior Software Engineer in Test with strong software development talent. This individual will be responsible for crafting and developing test automation and inhouse software utilities as part of the Quality Engineering organization within Fidelity's Workplace Investing division. This...

Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us "challenge the status quo" and transform the finance industry together. Retail Supervision and Risk Management is an independent group responsible for providing supervisory support through direct supervision,...

Your Opportunity At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together. The Liquidity, Funding and Collateral Management group within Treasury handles liquidity planning across the corporation and...

JOB OVERVIEWThe Supervisor, Investment Operations provides guidance and oversees the Investment Operations teams which can include, Public Investments, Real Estate, Private Debt, Private Equity, Gold Level Service, Institutional Investments, Training, and Investment Loggers. Works closely with Team Leads to ensure the team members are meeting both team and...

JOB OVERVIEWThe Supervisor, Investment Operations provides guidance and oversees the Investment Operations teams which can include, Public Investments, Real Estate, Private Debt, Private Equity, Gold Level Service, Institutional Investments, Training, and Investment Loggers. Works closely with Team Leads to ensure the team members are meeting both team and...