Associate General Counsel, Broker-Dealer/Investment Advisor Group

3 weeks ago


Rockville, United States Financial Industry Regulatory Authority Full time

This position is primarily responsible for working with the Vice President, Broker-Dealer/ Investment Adviser Group, to develop and direct OGCs program with respect to regulatory matters requiring specialized expertise in the regulation of broker-de Investment, General Counsel, Broker, Advisor, Business Operations, Associate, Banking



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