Senior Compliance Manager

4 weeks ago

Philadelphia, United States Macquarie Group Full time

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We have an exciting career opportunity at the center of a rapidly growing global asset management firm. The Senior Compliance Manger will be part of the client solutions compliance team and will play an integral part of supporting client-facing activities for the public markets business.

At Macquarie, we are working to create lasting value for our communities, our clients and our people. We are a global financial services group operating in 34 markets and with 54 years of unbroken profitability. You'll be part of a supportive team where everyone - no matter what role - contributes ideas and drive outcomes.

What role will you play?

The Senior Compliance Manager, Client Solutions will work under the general direction of the Head of Compliance, Client Solutions and will support the client-facing activities for the public markets business of Macquarie Asset Management. Key responsibilities of your role include reviewing sales and marketing materials, managing compliance associates, and supporting the compliance program of the firm's limited purpose broker Delaware Distributors, specifically efforts relating to sales practices.

What you offer

* Minimum of 7 to 10 years relevant experience in addition to a Bachelor's degree in finance, business, or a related field.
* Proficient with relevant SEC and FINRA regulation in addition to the Series 7 and Series 24 licensures.
* Experience with electronic document management and workflow software/systems such as Admaster Redoak.
* Experience working in a global environment preferred with a proven track record of developing and managing a team, establishing, and maintaining relationships with key stakeholders, and collaborating with colleagues across functions and geographies.
* Excellent written and oral communication skills; capable of synthesizing, condensing, and conveying complex regulatory and policy information to key stakeholders in clear and simple terms.

Macquarie employees can access a wide range of benefits which, depending on eligibility criteria and location, include:

* Hybrid and flexible working arrangements
* One wellbeing leave day per year and minimum 25 days of annual leave
* Primary caregivers are eligible for 20 weeks paid leave along with 12 days of transition leave upon return to work and 6 weeks paid leave for secondary caregivers
* Paid volunteer leave and donation matching
* Range of benefits to support your physical, psychological and financial wellbeing
* Employee Assistance Program, a robust behavioral health network with counseling and coaching services
* Recognition and service awards

About Macquarie Asset Management

In Macquarie Asset Management, you will join a global asset manager that aims to deliver positive impact for everyone. Join a team that is trusted by institutions, pension funds, governments, and individuals to manage billions in assets globally. We provide access to specialist investment expertise across a range of capabilities including fixed income, equities, multi-asset solutions, private credit, infrastructure, green investments, natural assets, real estate, and asset finance.

We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.

Our commitment to Diversity, Equity and Inclusion

We are committed to providing a working environment that embraces diversity, equity and inclusion. As an inclusive employer, Macquarie does not discriminate on the grounds of age, disability, sex, sexual orientation, gender identity or expression, marriage, civil partnership, pregnancy, maternity, race (including color and ethnic or national origins), religion or belief.

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