Securities Litigation Attorney

1 week ago


florham park, United States Bressler, Amery & Ross, P.C. Full time

Bressler, Amery & Ross, a dynamic and growing national law firm, seeks a Securities Litigation & Regulatory Associate Attorney to join our Financial Institutions Practice Group located in our Florham Park, NJ office.


Job responsibilities include:


  • Participate in matters involving broad range of securities litigations, including arbitrations, and regulatory enforcement actions (SEC, FINRA and state).
  • Participate in client advisement in the scope of financial services legal counsel.
  • Conduct research and draft documents.
  • Effectively render opinions on client matters that pertain to compliance, litigation, and regulatory concerns.
  • Identify problems and promptly provide solutions.
  • As warranted, work as a team cross-functionally with lawyers residing in various firm offices.


Knowledge, Skills, Abilities & Education:


  • Juris Doctor from an accredited law school.
  • A member in good standing and licensed to practice law in the State of New Jersey is required; NY bar admission is a plus.
  • 4-6 years of substantive securities litigation and regulatory practice of law at a law firm, regulatory agency or in-house legal department of a financial services company is required.
  • Sound working knowledge of RIA and SEC/FINRA issues are essential for this position.
  • Must be able to concisely and accurately communicate, both orally and in writing, with principals, colleagues, and clients.
  • Able to multi-task and consistently meet deadlines.
  • Be a team player, and maintain effective and collaborative working relationships.


Equal Opportunity Employer/Disabled/Veteran.



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