Vice President, Fidelity Digital Assets Compliance
1 month ago
Job Description:
The RoleAs a leader within the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and dedication to compliance, regulatory and legal obligations. In this role you will lead the Compliance Product Advisory program, collaborating closely within FDAS and across the Fidelity organization.
You will:- Lead the Compliance Product Advisory team supporting launch of new products, existing offerings, implementing new rules, and developing the Product Advisory program including communication and marketing review
- Partner with international compliance teams to support compliance readiness
- Understand and communicate the strategic vision and product road map
- Define compliance requirements, identify and document controls, and develop compliance policies and procedures
- Identify potential gaps in controls and collaborate on remediation plans
- Provide Compliance leadership for Business Acceptance, New Product, and Trade Oversight Committees
- Partner with AML and Risk on surveillance
- Partner with Compliance Governance and Operations team on product risk assessments
- Remain up-to-date on regulatory changes and landscape, best practices and new developments in the industry
- Promote compliance awareness through training and education
- Assist Regulatory Management in responding to relevant regulatory matters
- 15+ years of combined experience in Compliance, Risk, and Legal
- Strong leadership skills with experience managing teams
- 4-year college degree required, master’s degree, MBA or JD is a plus
- Have a strong understanding of money services business regulation including MTL, Regulation E, UDAAP, and AML/BSA
- Strong attention to detail and experience supporting a regulatory compliance program
- Strong analytical, organizational, and problem-solving skills
- Strong relationship and communication skills; ability to work independently and as part of a team
- Ability to influence key decision makers through a combination of knowledge, reasoning and relationships
- Ability to thrive in a fast paced, start-up environment operating in an uncharted regulatory environment
- Experience working collaboratively across various teams, including Legal, Operations, Risk and Audit
- A curiosity about learning the digital assets space
This team reports to the Chief Compliance Officer for Fidelity Digital Assets, a full-service, enterprise-grade platform for securing, trading, and supporting investments in digital assets.
Company OverviewFidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients’ money.
Join UsAt Fidelity, you’ll find endless opportunities to build a meaningful career that positively impacts peoples’ lives, including yours. You can take advantage of flexible benefits that support you through every stage of your career, empowering you to thrive at work and at home. Honored with a Glassdoor Employees’ Choice Award, we have been recognized by our employees as a top 10 Best Place to Work in 2024.
Fidelity Investments is an equal opportunity employer. We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.
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Boston, MA, United States Fidelity Investments Full timeJob Description: Vice President, Fidelity Digital Assets Compliance – Product Advisory The Role As a leader within the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and dedication to compliance, regulatory and legal obligations. In this...
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