Licensing Regulatory Specialist KY

7 days ago

covington, United States Fidelity TalentSource LLC Full time

Licensing Regulatory Specialist 

Fidelity TalentSource is your destination for discovering your next temporary role at Fidelity Investments. We are currently sourcing for a Licensing Regulatory Coordinator to work hybrid at our Westlake, TX; Merrimack, NH; or Covington, KY facility.
 

As contractor, you will be working across both the State Regulatory Inquiries and Licensing Regulatory Specialist teams to cover volume spikes and parental leaves.  

The Purpose of Your Role
You play a crucial role in administering and maintaining associate Financial Licenses & State Registrations. This includes tracking regulatory tasks, scheduling exams, helping associates complete regulatory documentation, and coordinating answers and resources between the two teams you will be supporting. You will be handling complex regulatory situations. Your confidentiality is essential.

The Skills You Bring

  • Your flexibility to move to the area of most need which will be identified for you
  • Your ability to learn quickly
  • Your ability to collaborate with a team on interdependent work
  • Your ability to identify higher risk items and escalate them appropriately
  • Your ability to work proactively and independently.
  • Your effective written and oral communication skills.
  • Your organizational and time management-skills.
  • Your ability to work simultaneously on multiple tasks and manage priorities and workload.
  • Your discretion with sensitive information
  • Your knowledge of, or a willingness to learn the complex licensing process and regulatory requirements.
  • Your strong work ethic
  • Your outstanding attention to detail
  • Your positive team-player outlook

The Value You Deliver

Employees

  • Making associates aware of what the requirements are, helping them completed it accurately, thereby giving them the best opportunity at a successful registration.

Leaders

  • Informing leaders of their associate's status and providing them with the tools to help hold all parties accountable.

Firm

  • Accurate and complete submission of required documentation and testing is a determining factor for state and federal registration decisions. The SRI and LRS teams work to ensure that that all requirements are completed in an appropriate time frame for both state and federal levels. In order to do this successfully, you must follow established policy and procedure, learn quickly and reach out with questions when you are unsure. No industry experience is required.

Company Overview 

Fidelity TalentSource, formerly Veritude, is the in-house temporary staffing provider for Fidelity Investments, one of the largest and most diversified global financial services firms in the industry. We recruit individuals from a variety of backgrounds, including technology and customer service, to fill assignments across Fidelity’s U.S.-based regional and investor center locations. If you would like to experience Fidelity’s diverse and inclusive work environment while growing your skillset and developing your professional network, consider a role with Fidelity TalentSource.

For information about working at Fidelity TalentSource, visit FTSJobs.com.

Fidelity TalentSource is an equal opportunity employer.


Company Overview

 
Fidelity TalentSource is the in-house temporary staffing provider for Fidelity Investments, one of the largest and most diversified global financial services firms in the industry. We welcome individuals from all backgrounds, including technology and customer service, to fill assignments across Fidelity’s U.S.-based regional and investor center locations. If you would like to experience Fidelity’s supportive and collaborative culture while expanding your skill set and developing your professional network, consider a role with Fidelity TalentSource. Apply today at FTSJobs.com.
We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.
Fidelity TalentSource will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation, please contact our HR team at HR@ ftsjobs.com.


Information about Fidelity Investments

At Fidelity Investments, our customers are at the heart of everything we do. As a privately held company with a rich 75-year history, our mission has remained the same since our founding: to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients’ money. For information about working at Fidelity, visit FidelityCareers.com.

Fidelity’s hybrid working model blends the best of both onsite and offsite work experiences. Having the majority of our associates work onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most roles listed as Hybrid will require associates to work onsite all business days of every other week in a Fidelity office. This does not apply to roles listed as Remote or Onsite.


Fidelity Investments and Fidelity TalentSource are equal opportunity employers.

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