VP of Compliance IN

1 month ago

carmel, United States Creative Financial Staffing Full time
Job Title: Vice President of Compliance
Location: Carmel, Indiana
Reports to: Chief Compliance Officer (CCO)
Department: Compliance
Salary: 125,000
Fully in office
Job Summary:
The Vice President (VP) of Compliance will lead the bank's compliance strategy and ensure adherence to all applicable banking regulations, laws, and industry standards. The VP will develop, implement, and manage the compliance program to mitigate risks and foster a culture of compliance across all functions of the bank. The role requires strong leadership, analytical thinking, and a deep understanding of regulatory requirements within the financial services industry.
Key Responsibilities:
- Strategic Leadership:
- Develop and implement the bank's compliance strategy in alignment with business objectives and regulatory requirements.
- Advise the executive team on regulatory changes and compliance risks.
- Collaborate with various departments to ensure compliance policies are understood and followed.
- Regulatory Oversight:
- Oversee the bank's adherence to federal and state regulations, including but not limited to BSA/AML, OFAC, FDIC, and CFPB requirements.
- Monitor regulatory developments and implement necessary adjustments to policies and procedures.
- Manage audits and examinations from regulatory bodies.
- Risk Management:
- Identify potential compliance risks and develop mitigation strategies.
- Lead internal audits and testing of compliance controls.
- Implement a system of internal controls to ensure the bank's operations comply with all relevant regulations.
- Policy Development:
- Develop, implement, and maintain compliance policies, standards, and procedures across the bank.
- Ensure all employees receive appropriate compliance training and certifications.
- Update compliance manuals and documentation as required by regulatory changes.
- Reporting:
- Report to the Chief Compliance Officer (CCO) and board on compliance matters, risk assessments, and regulatory concerns.
- Provide regular updates and reporting on the effectiveness of compliance programs.
- Team Management:
- Lead and manage the compliance team, providing guidance, mentorship, and development opportunities.
- Ensure proper staffing and training for the compliance department to meet regulatory demands and business needs.
- Relationship Management:
- Serve as the primary liaison with regulatory agencies.
- Work closely with legal counsel to address compliance issues.
- Maintain strong relationships with key stakeholders across the bank to ensure cross-departmental compliance.
Required Qualifications:
- Bachelor's degree in finance, business administration, law, or related field (Master's degree or JD preferred).
- 10+ years of experience in banking compliance, with at least 5 years in a leadership role.
- Strong knowledge of U.S. banking regulations, including BSA/AML, OFAC, FDIC, CFPB, and state-specific regulations.
- Experience with regulatory examinations and audits.
- Proven track record in developing and implementing compliance programs.
- Strong leadership and team management skills.
- Excellent communication and presentation skills.
Preferred Qualifications:
- Certified Regulatory Compliance Manager (CRCM) or similar compliance certification.
- Experience working in community or regional banks.
- Knowledge of risk management frameworks (e.g., COSO, Basel III).
Key Competencies:
- Strategic thinking and problem-solving.
- Strong attention to detail and analytical skills.
- Ability to influence and collaborate with senior leadership.
- Integrity and ethical judgment.

#LI-LS1

#LI-Onsite

  • Creative Financial Staffing | VP of Compliance IN | carmel, in

    1 month ago

    carmel, United States Creative Financial Staffing Full time

    Job Title: Vice President of ComplianceLocation: Carmel, IndianaReports to: Chief Compliance Officer (CCO)Department: ComplianceSalary: 125,000Fully in officeJob Summary:The Vice President (VP) of Compliance will lead the bank's compliance strategy and ensure adherence to all applicable banking regulations, laws, and industry standards. The VP will develop,...

  • Clinical Director of Healthcare Services

    4 weeks ago

    Carmel, Indiana, United States Wellbrooke of Carmel Full time

    Job OverviewWe are seeking a skilled Clinical Director of Healthcare Services to join our team at Wellbrooke of Carmel. This role is responsible for overseeing the daily operations of the Nursing Service Department and ensuring compliance with healthcare regulations.

  • Development Approval Specialist Lead

    5 days ago

    Carmel, Indiana, United States City Of Carmel Full time

    About the RoleWe are seeking an experienced Plan Review Coordinator to join our team. In this role, you will be responsible for coordinating the review process for construction plans, site plans, and other development-related projects.You will work closely with developers, contractors, and engineers to ensure compliance with approved designs and applicable...

  • City Planning Coordinator

    4 days ago

    Carmel, Indiana, United States City Of Carmel Full time

    Job DescriptionThis role involves overseeing the review process for development projects, working closely with developers, engineers, and other stakeholders. You will analyze data, provide guidance and recommendations, and ensure compliance with city regulations.Key SkillsData analysis and interpretationEffective communication and collaborationProject...

  • City of Carmel Plan Examiner

    7 days ago

    Carmel, Indiana, United States City Of Carmel Full time

    Key ResponsibilitiesThe City of Carmel Plan Examiner will be responsible for examining and approving development plans and projects. This includes reviewing plans for compliance with local zoning laws and regulations, conducting site visits, and communicating with developers, contractors, and other stakeholders.The successful candidate will have a strong...

  • Urban Planning Coordinator

    4 days ago

    Carmel, Indiana, United States City Of Carmel Full time

    Job SummaryThe City of Carmel is seeking a highly skilled Urban Planning Coordinator to join our team. As a key member of our development review process, you will play a crucial role in ensuring that projects meet the highest standards of quality and compliance. This is a fantastic opportunity for someone with a passion for urban planning and development.We...

  • Project Development Coordinator

    4 weeks ago

    Carmel, Indiana, United States City Of Carmel Full time

    About the City of Carmel">">The City of Carmel is a forward-thinking leader in city government, dedicated to delivering innovative solutions and exceptional service. Our employees are passionate about what they do, and we continuously strive to improve the quality of life for our citizens.Job Summary:We are seeking a highly skilled Project Development...

  • Pediatric Educator

    3 days ago

    Carmel, Indiana, United States The Goddard School of Carmel (Westfield), IN Full time

    The Goddard School of Carmel (Westfield), IN is committed to providing a high-quality education and care for young children. As a Lead 2yr old Teacher, you will play a vital role in achieving this mission.About the Job:This position requires a highly skilled and experienced educator who can plan and implement engaging lessons, maintain a safe and nurturing...

  • Early Childhood Educator

    2 days ago

    Carmel, Indiana, United States The Goddard School of Carmel (West), IN Full time

    About the Role:As a Lead Infant/Toddler Teacher at The Goddard School of Carmel (West), IN, you will play a vital role in shaping the minds of our youngest learners. We are seeking an experienced and passionate educator to join our team and lead our infant and toddler classes.Job Summary:We offer a premium educational experience in our state-of-the-art...

  • Child Development Specialist

    2 days ago

    Carmel, Indiana, United States The Goddard School of Carmel (West), IN Full time

    About the RoleWe are seeking a skilled and compassionate Lead Infant/Toddler Teacher to lead our classroom team and develop engaging lesson plans that promote learning and exploration. As a key member of our educational team, you will work closely with parents and colleagues to ensure a collaborative and supportive learning environment.Key...

  • Lead Toddler Teacher

    2 months ago

    Carmel, United States The Goddard School of Carmel (Westfield), IN Full time

    Benefits: Competitive salary Flexible schedule Paid time off Training & development No nights and weekends! The Goddard School in Carmel/Westfield is looking for assistant teachers (part-time and full-time) to join our team today. If you are interested in a career working with children, we’d love to talk to you about what your career path could look like...

  • Career Opportunity for Early Childhood Educators

    4 weeks ago

    Carmel, Indiana, United States The Goddard School of Carmel (Westfield), IN Full time

    We are seeking a part-time Afternoon Resource Teacher to join our team at The Goddard School of Carmel (Westfield), IN. This is an excellent opportunity for individuals interested in early childhood education to gain teaching experience and develop their career.Job DescriptionThe ideal candidate will establish and maintain a safe, healthy, and nurturing...

  • Child Development Coach

    5 days ago

    Carmel, Indiana, United States The Goddard School of Carmel (West), IN Full time

    Discover a Rewarding Career as a Lead Infant/Toddler Teacher!The Goddard School of Carmel (West), IN, invites applications from motivated and caring individuals who want to make a positive impact in the lives of young children. As a Lead Infant/Toddler Teacher, you will be part of a dynamic team that prioritizes teacher support, professional growth, and...

  • Carmel Teacher Aide

    5 days ago

    Carmel, Indiana, United States The Goddard School of Carmel (Westfield), IN Full time

    Assistant Teacher PositionThe Goddard School of Carmel (Westfield), IN, is hiring a dedicated Assistant Teacher to support the Lead Teacher in providing high-quality education for 3-year-old students. This role requires strong communication skills, patience, and enthusiasm.Responsibilities:Collaborate with the Lead Teacher to develop engaging lesson...

  • Learning Support Specialist

    5 days ago

    Carmel, Indiana, United States The Goddard School of Carmel (Westfield), IN Full time

    Job DescriptionWe are looking for an energetic and nurturing person to join our team as an Assistant Teacher. At The Goddard School, we prioritize teacher support and student success.Responsibilities:Implement age-appropriate lesson plans under the guidance of the Lead Teacher.Support children's overall development through individualized attention and...

  • Early Childhood Education Assistant

    5 days ago

    Carmel, Indiana, United States The Goddard School of Carmel (Westfield), IN Full time

    Assistant Teacher Job OpportunityThe Goddard School of Carmel (Westfield), IN, is seeking a motivated and caring Assistant Teacher to support the Lead Teacher in creating engaging programs for 3-year-old students. This role involves assisting with lesson plans, supervising children, and maintaining a safe and stimulating environment.Key...

  • Project Coordinator Specialist

    3 days ago

    Carmel, Indiana, United States City Of Carmel Full time

    Job OverviewThe City of Carmel is a forward-thinking leader in city government, dedicated to delivering innovative solutions and exceptional service. Our employees are passionate about what they do, and we continuously strive to improve the quality of life for our citizens.As a key member of our team, you will play a vital role in developing and implementing...

  • Infrastructure Development Coordinator

    3 days ago

    Carmel, Indiana, United States City Of Carmel Full time

    About the Position:The City of Carmel is seeking a highly skilled and experienced Construction Manager to join our engineering department. The successful candidate will be responsible for coordinating infrastructure development projects and ensuring compliance with City regulations and standards.Main Responsibilities:Coordinate infrastructure development...

  • Clinical Operations Director

    4 weeks ago

    Carmel, Indiana, United States Wellbrooke of Carmel Full time

    We are seeking a highly skilled Clinical Operations Director to join our team at Wellbrooke of Carmel. As a key member of our leadership team, you will play a crucial role in supporting the Director of Health Services in overseeing daily nursing operations and ensuring compliance with healthcare regulations.Key Responsibilities:Coordinate clinical team...

  • Physiotherapist Specialist

    5 days ago

    Carmel, United States Wellbrooke of Westfield Full time

    About the RoleWe are seeking a highly skilled Physiotherapist to join our team at Wellbrooke of Westfield. As a key member of our healthcare team, you will be responsible for providing high-quality physical therapy services to patients.Job SummaryThe successful candidate will have a degree in Physical Therapy from an accredited program and current state...