Larson Maddox | Vice President, Non-Financial Regulatory Reporting | tampa, fl

1 month ago


tampa, United States Larson Maddox Full time

A leading financial services firm is looking for you to join the team as it's next Vice President, Non-Financial Regulatory Reporting This is an exciting time to join the business and own the non-financial regulatory reporting program while being located in beautiful Tampa, FL. If you are looking to advance in your career and take on a brand new challenge, apply into the Vice President, Non-Financial Regulatory Reporting now

The Vice President, Non-Financial Regulatory Reporting will be responsible for:

  • Oversee the creation, validation, and submission of non-financial regulatory reports, such as the Consolidated Audit Trail (CAT), Electronic Blue Sheets (EBS), and Large Options Position Report (LOPR).
  • Collaborate with management to identify and implement improvements in operational efficiency and productivity, aiming to reduce financial, reputational, and regulatory risks.
  • Support the development and coordination of operational procedures and written supervisory policies (WSPs), ensuring reports are complete and accurate before submission.
  • Strong knowledge of securities and commodities regulations, particularly in non-financial reporting areas like CAT, Reg NMS, Reg SHO, and LOPR.
  • Experience designing operational testing and tracking systems.
  • Proficient in Microsoft Office (Excel, Access, PowerPoint), SQL, JIRA, and other relevant software applications.

The Vice President, Non-Financial Regulatory Reporting should have the following qualifications:

  • Bachelor's Degree.
  • 5 - 10 years of relevant experience.
  • Knowledge of non-financial regulatory reporting rules and issues, such as OATS/CAT, LOPR, Short Interest Reporting, INSITE, TRACE, OTCRF/TRF, LTR/OCR, and Portfolio Margin/Margin Balance Reporting.
  • Willingness to obtain Series 7 and/or Series 99 certifications.
  • Solid understanding of financial markets, trading products, and market regulations.
  • Familiarity with fintech culture and experience working with developers and engineers.

This opportunity has the potential to move quickly, so don't hesitate to apply into this Vice President, Non-Financial Regulatory Reporting opportunity



  • Tampa, Florida, United States Larson Maddox Full time

    Larson Maddox is a leading financial services firm with an exciting opportunity for a highly skilled Vice President, Non-Financial Regulatory Reporting to join its team in Tampa, FL.As a key member of the organization, you will oversee the creation, validation, and submission of non-financial regulatory reports, including CAT, EBS, and LOPR. Your expertise...


  • Tampa, United States Larson Maddox Full time

    Job DescriptionJob DescriptionA leading financial services firm is looking for you to join the team as it's next Vice President, Non-Financial Regulatory Reporting! This is an exciting time to join the business and own the non-financial regulatory reporting program while being located in beautiful Tampa, FL. If you are looking to advance in your career...


  • Tampa, United States Larson Maddox Full time

    A leading financial services firm is looking for you to join the team as it's next Vice President, Non-Financial Regulatory Reporting! This is an exciting time to join the business and own the non-financial regulatory reporting program while being located in beautiful Tampa, FL. If you are looking to advance in your career and take on a brand new challenge,...


  • Tampa, Florida, United States Larson Maddox Full time

    Job SummaryWe are seeking a seasoned Senior Regulatory Reporting Director to lead our non-financial regulatory reporting program in Tampa, FL. As a key member of the team, you will be responsible for overseeing the creation, validation, and submission of critical reports, including the Consolidated Audit Trail (CAT), Electronic Blue Sheets (EBS), and Large...


  • tampa, United States Creative Financial Staffing Full time

    Senior Accountant- Financial Reporting Tampa, FL Why take a Senior Accountant- Financial Reporting with this company? A highly regarded organization in the Tampa area is looking for a Senior Accountant Our client is a leader in their industry The company has a team-oriented culture, with team events outings throughout the year Recognized as a Top Place to...


  • Tampa, United States Larson Maddox Full time

    A leading financial services firm is looking for you to join it's team as their next Compliance Director, Investment Products! This is an exciting time to join the business and own the compliance investment products program while being located in beautiful Tampa, FL. If you are looking to advance in your career and take on a brand new challenge, apply into...


  • tampa, United States Creative Financial Staffing Full time

    Staff Accountant Overview of Position and Company: The Staff Accountant will report directly to the Assistant Controller Tons of opportunity for advancement Really get a good grasp of accounting and learn the in's and out's of the full accounting process Company has been in business for since 1960 - tons of stability! Headquartered in beautiful Tampa,...


  • Tampa, Florida, United States Creative Financial Staffing Full time

    Compensation Package: As a seasoned professional in accounts receivable and collections, you can expect an estimated annual salary of $65,000 to $80,000, commensurate with experience and qualifications. Job Overview: Creative Financial Staffing is seeking an exceptional AR & Collections Supervisor to lead our team in Tampa, FL. The successful candidate...


  • Tampa, Florida, United States Creative Financial Staffing Full time

    About Our CompanyCreative Financial Staffing is a leading provider of financial staffing solutions, headquartered in beautiful Tampa, FL. With over 60 years of experience and annual sales exceeding $1M, we have established ourselves as one of the largest and most respected companies in our industry.Job SummaryWe are seeking an experienced Senior Accounting...


  • Tampa, United States Creative Financial Staffing Full time

    AP SpecialistTampa, FLWhy take an AP Specialist role with this company?Team oriented company headquartered in Tampa, FLFlexible hours and strong work/life balanceManager is very easy going and not a micromanager Company represents over 300 years of experienceGreat opportunity for someone who wants to make their mark on a companyReport directly to the AP...


  • tampa, United States Creative Financial Staffing Full time

    li>Team oriented company headquartered in Tampa, FL Flexible hours and strong work/life balance Process Invoices: Review and verify invoices for accuracy, ensuring they align with purchase orders and company policies.Reconcile Accounts: Reconcile AP accounts with vendor statements and resolve discrepancies or payment issues.Maintain Records: Maintain...


  • Tampa, FL, United States Creative Financial Staffing Full time

    Staff Accountant Overview of Position and Company: The Staff Accountant will report directly to the Assistant Controller Tons of opportunity for advancement Really get a good grasp of accounting and learn the in's and out's of the full accounting process Company has been in business for since 1960 - tons of stability! Headquartered in beautiful Tampa,...


  • tampa, United States Creative Financial Staffing Full time

    Chief Financial Officer Tampa, FL Overview of the company: Organization is a leading healthcare provider. Organization is dedicated to ensuring access to essential healthcare services. Company is seeking a highly skilled and strategic Chief Financial Officer (CFO) to join their leadership team. The CFO will play a pivotal role in guiding the financial...


  • Tampa, Florida, United States Creative Financial Staffing Full time

    Billing Coordinator Opportunity in TampaCompany OverviewCreative Financial Staffing, a reputable staffing firm, is seeking a highly skilled Billing Coordinator to join our team. Our company prides itself on offering exceptional work-life balance and providing its employees with the necessary tools and training to excel.Job DescriptionThe successful candidate...


  • Tampa, Florida, United States Goodwin Recruiting Full time

    About the RoleWe are seeking a detail-oriented and experienced Senior Financial Analyst to join our in-house accounting team in Tampa, FL. This role will be essential in maintaining accurate financial records, preparing financial reports, and supporting the overall financial operations of the company.Key Responsibilities:Maintain and update the general...


  • Tampa, Florida, United States WSP Full time

    Are you a seasoned environmental engineer looking for a new challenge? WSP USA is seeking a talented Assistant Vice President Environmental Engineer to join our team in Tampa, Florida. This is an exciting opportunity to lead projects related to contaminated land remediation and environmental compliance.


  • tampa, United States Creative Financial Staffing Full time

    Accounting Supervisor Tampa, Florida Why take this Accounting Supervisor role? Non-profit organization with a strong mission and dedication to improving the lives of others The company fosters a collaborative environment and equips employees with the necessary tools and training for success. Work for a company that promotes within Amazing opportunity to be...


  • Tampa, United States Creative Financial Staffing Full time

    Accounting SupervisorTampa, Florida Why take this Accounting Supervisor role?Non-profit organization with a strong mission and dedication to improving the lives of othersThe company fosters a collaborative environment and equips employees with the necessary tools and training for success.Work for a company that promotes withinAmazing opportunity to be a part...


  • tampa, United States Creative Financial Staffing Full time

    Accounting Supervisor Tampa, Florida Why take this Accounting Supervisor role? Non-profit organization with a strong mission and dedication to improving the lives of others The company fosters a collaborative environment and equips employees with the necessary tools and training for success. Work for a company that promotes within Amazing opportunity to be...


  • tampa, United States Creative Financial Staffing Full time

    SEC AccountantLocation: Downtown TampaWhy take the SEC Accountant position with the Company: Our client, a strongly performing company, is seeking a Senior SEC Accountant. The company has been in the Top 10 places to work in the Tampa Bay area for the last 3 years running and was nominated one of the fastest growing businesses in the Tampa market. This is...