Investment Management-Financial Institutions-Midlevel/Senior Associate Attorney-Philadelphia
1 month ago
AM Law 100 Firm's Philadelphia office is seeking associates to join its investment management practice.
Requirements
- Experience: seeks to hire a highly qualified midlevel or senior associate with law firm experience to join our Investment Management – Financial Institutions practice group in either the New York, Philadelphia, or Washington, DC office.
The successful applicant must:
- Possess 4-8 years of experience with investment adviser regulatory matters.
- Have comparable law firm experience and/or experience working at the Securities and Exchange Commission.
- Have familiarity and demonstrated experience with the Investment Advisers Act of 1940 and other federal securities law.
- Be experienced in counseling top tier investment management firms on investment adviser regulatory matters, including registration, conflicts of interest and disclosure, compliance policies and procedures, advertising and marketing, SEC regulatory examinations and enforcement defense, and the development of new products and services.
- Have excellent academic credentials as well as strong organization, drafting, communication, and analytical skills.
- Be an active member of the bar in the state of the office for which you are applying.
- 4 to 8 years of experience.
- For positions in New York, the salary wage range for this job posting is $215,000 to $415,000.
- Submit: Resume.
About DEI Legal, LLC.
As DEI Legal's clients value a diverse workforce, candidates of all backgrounds are encouraged to apply.
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