Financial Assistant
2 weeks ago
Schott Financial Management is a full service, independent brokerage firm located in the beautiful mountain community of Prescott, AZ. Steve Schott, the lead advisor and owner of the business, is a registered securities representative. The Firm offers portfolio analysis, securities trading, annuities, life insurance, estate planning and a variety of other services. This position is expected to support the representative to cultivate relationships with clients.
Responsibilities
- · Client Account Servicing
- · Place trades upon instruction from representative or clients
- · Problem resolution through effective personal and written communication skills
- · Account transition servicing
- · Monitoring and transaction follow-up.
Qualifications
- · FINRA Series 7 license
- · 2 years minimum experience as a registered assistant
- · Excellent technology skills
- · Ability to learn and problem-solve
- · Must concede to a background check
- · Service and detail oriented
- · Team player
Benefits Include:
- · Paid vacation
- · Flexible schedule
- · Insurance stipend
- · 401(k) plan with profit sharing
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