Financial Assistant

2 weeks ago


Prescott, United States Schott Financial Management Full time
Job DescriptionJob Description

Schott Financial Management is a full service, independent brokerage firm located in the beautiful mountain community of Prescott, AZ. Steve Schott, the lead advisor and owner of the business, is a registered securities representative. The Firm offers portfolio analysis, securities trading, annuities, life insurance, estate planning and a variety of other services. This position is expected to support the representative to cultivate relationships with clients.

 Responsibilities

  • ·         Client Account Servicing
  • ·         Place trades upon instruction from representative or clients
  • ·         Problem resolution through effective personal and written communication skills
  • ·         Account transition servicing
  • ·         Monitoring and transaction follow-up.

Qualifications

  • ·         FINRA Series 7 license
  • ·         2 years minimum experience as a registered assistant
  • ·         Excellent technology skills
  • ·         Ability to learn and problem-solve
  • ·         Must concede to a background check
  • ·         Service and detail oriented
  • ·         Team player

Benefits Include:

  • ·         Paid vacation
  • ·         Flexible schedule
  • ·         Insurance stipend
  • ·         401(k) plan with profit sharing

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