Broker-dealer Expert

Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

Title: Senior Manager, US Audit, Swap Dealer Compliance Requisition ID: 93952 Join the Global Community of Scotiabankers to help customers become better off. The Audit Department is the 3rd Line of Defense and plays a key role in the internal control system of the Bank. Its mandate is to provide independent and objective assurance over the design and...

151 W 42nd Street New York New York,10036 - Manages relationships with regulators, including FINRA/SEC/CME/NFA/OCC. - Manages the annual audit process with external auditor - Ensures a strong control environment and compliance with 17a-5 program. - Develops a high functioning and efficient team. - Supervises the monthly/quarterly FINRA reporting, including...

Job Description: A Business Analyst job is available with our client, a large investment firm, located in NYC. This is a Hybrid, W2 only contract role. The Business Analyst role is responsible for specific deliverables within the client's global/regional/line business focused program initiatives.It reports to the Head BA in TechnologyThis role partners...

A Business Analyst job is available with our client, a large investment firm, located in NYC. This is a Hybrid, W2 only contract role. The Business Analyst role is responsible for specific deliverables within the client's global/regional/line business focused program initiatives. It reports to the Head BA in Technology This role partners with Project...

A Business Analyst job is available with our client, a large investment firm, located in NYC. This is a Hybrid, W2 only contract role.The Business Analyst role is responsible for specific deliverables within the client's global/regional/line business focused program initiatives. It reports to the Head BA in Technology This role partners with Project Managers...

A Business Analyst job is available with our client, a large investment firm, located in NYC. This is a Hybrid, W2 only contract role.The Business Analyst role is responsible for specific deliverables within the client's global/regional/line business focused program initiatives. It reports to the Head BA in Technology This role partners with Project Managers...

A Business Analyst job is available with our client, a large investment firm, located in NYC. This is a Hybrid, W2 only contract role.The Business Analyst role is responsible for specific deliverables within the client's global/regional/line business focused program initiatives. It reports to the Head BA in Technology This role partners with Project Managers...

A Business Analyst job is available with our client, a large investment firm, located in NYC. This is a Hybrid, W2 only contract role.The Business Analyst role is responsible for specific deliverables within the client's global/regional/line business focused program initiatives. It reports to the Head BA in Technology This role partners with Project Managers...

We are hiring a Business Analyst Consultant (W2 only, no exceptions) for a role to document and strengthen the support model for our client’s Middle Office processing for US Govt Trading. This role requires a deep understanding of the functions, obligations and reporting requirements for market participants. You will work closely with the bank’s...

We are hiring a Business Analyst Consultant (W2 only, no exceptions) for a role to document and strengthen the support model for our client’s Middle Office processing for US Govt Trading. This role requires a deep understanding of the functions, obligations and reporting requirements for market participants. You will work closely with the bank’s...

Actively working with a rapidly expanding Broker Dealer Company, a prominent player in the financial services industry specializing in brokerage and investment solutions. Renowned for facilitating the buying and selling of diverse financial instruments, they have earned a reputation for providing clients with expert guidance and a wide range of investment...

Title: Business Analyst (Level III)Location: 100% Onsite (1100 AVE OF THE AMERICAS, New York, NY, 10036)Shift: Monday – Friday 8:30am - 5pmPay rate:NY - $50.18/hrFL & NC - $46.18/hrAbout Us:The Client Asset Control Group (CACG) within the Americas (AMRS) region is part of the Global Markets Operations team. We provide comprehensive oversight of customer...

Title: Business Analyst (Level III)Location: 100% Onsite (1100 AVE OF THE AMERICAS, New York, NY, 10036)Shift: Monday – Friday 8:30am - 5pmPay rate:NY - $50.18/hrFL & NC - $46.18/hrAbout Us:The Client Asset Control Group (CACG) within the Americas (AMRS) region is part of the Global Markets Operations team. We provide comprehensive oversight of customer...

Who We Are At Justworks, you’ll enjoy a welcoming and casual environment, great benefits, wellness program offerings, company retreats, and the ability to interact with and learn from leaders in the startup community. We work hard and care about our most prized asset - our people. We’re helping businesses get off the ground by enabling them to...

Who We AreAt Justworks, you'll enjoy a welcoming and casual environment, great benefits, wellness program offerings, company retreats, and the ability to interact with and learn from leaders in the startup community. We work hard and care about our most prized asset - our people.We're helping businesses get off the ground by enabling them to focus on running...

Who We Are At Justworks, you’ll enjoy a welcoming and casual environment, great benefits, wellness program offerings, company retreats, and the ability to interact with and learn from leaders in the startup community. We work hard and care about our most prized asset - our people. We’re helping businesses get off the ground by enabling them to...

About dub Founded in 2021 in NYC, dub is building the first social investing marketplace by providing a simple way to share, reward, and invest alongside the best portfolios and minds in asset management. dub's innovative copy-trading platform gives fund managers, financial experts, and regular investors a simple way to make their investment wisdom...

Our top banking client is seeking a Vice President of Compliance Monitoring & Testing (Swaps) to join their office in New York City. This position will  play an integral role in the development of the Monitoring and Testing program, and will have coverage over the banks Swap Dealer Operations.    Job Title: Vice President, Compliance Monitoring &...