Financial Advisor

4 weeks ago

Charlotte, United States Vanguard Full time
Job Description

Responsibilities:  

Vanguard Personal Advisor Select® advisors are responsible for establishing, growing, and maintaining trusting, long-term advised relationships. They partner with investors who need help planning their financial goals and are seeking disciplined investing approaches, tax management strategies, and additional financial planning support. Our advisors truly get to know their clients’ goals and aspirations to develop a personalized investment strategy and deliver financial planning guidance for the moments that matter.   

 

Advisors partner with clients with $500,000 up to $5M through an ongoing advice relationship. At the onset of a relationship, personalized consultations are conducted to assess investors’ financial situations, goals, risk tolerance, and financial planning needs to develop a personalized investment plan. Advisors maintain deep relationships and high client satisfaction and loyalty by delivering personalized interactions enabled by digital experiences, investment planning expertise, and shaping client financial health through proactive outreach helping them stay focused on their goals. Advisors will join a collaborative and supportive team with opportunities to grow and develop others and self.   

Qualifications:  

  • CFP® designation required.  

  • Series 7, 63 or 66 (or ability to acquire within 3 months of assuming position).  

  • Minimum of 3 years of advisory experience, specifically in advice planning, book of business management, and relationship management.  

  • Shown experience managing a book of business with a track record of client satisfaction and loyalty.  

  • Apply trust and estate planning knowledge to help preserve client’s wealth.  

  • In-depth knowledge of financial planning, investment strategies, and industry regulations.  

  • Positive and resilient change agent while fostering collaboration as both a peer and business partner.  

Special Factors:  

  • Vanguard is not offering visa sponsorship for this position.  

  • Relocation available to those who qualify.  

Special Factors

Sponsorship

Vanguard is not offering visa sponsorship for this position.

About Vanguard

At Vanguard, we don't just have a mission—we're on a mission.

To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best.

Our commitment to diversity, equity, and inclusion

Vanguard’s commitment to diversity, equity, and inclusion (DEI) is central to our ability to deliver on our mission. We aspire to create a work environment that is inclusive, equitable, and diverse—one that enables our employees, whom we call crew, to thrive and bring their best selves to work every day on behalf of our clients.

Cultivating DEI lifts our entire organization, and everyone shares accountability for our progress—from our senior leaders who lay the foundation and set the example for inclusive behaviors to crew who are growing in their personal DEI learning experiences.

Together, we’re on a mission. We are fueled by the value of diverse voices and connected through friendships and a culture of care—for our clients, our communities, and each other.    

Vanguard’s DEI journey has no finish line. Our commitment is enduring, and we remain focused on the path ahead. To learn more about Vanguard goals and progress toward DEI, download our Diversity, Equity, and Inclusion Report.

How We Work

Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.

  • First Financial Group | Financial Advisor | charlotte, nc

    6 days ago

    charlotte, United States First Financial Group Full time

    We are seeking a highly motivated and experienced Financial Advisor to provide sound financial advice to our diverse clientele. The ideal candidate must have exceptional analytical skills, strong communication skills, and a passion for helping clients achieve their financial goals. Responsibilities· Meet with clients to determine their financial objectives,...

  • Senior Financial Advisor

    4 weeks ago

    Charlotte, United States Vanguard Full time

    Job DescriptionAbout this job: Vanguard’s mission is “to take a stand for all investors, to treat them fairly, and to give them the best change for investment success.” By joining the Vanguard Personal Advisor Select® team, advisors drive our mission forward every day by providing personalized investment strategies and financial planning expertise...

  • Financial Advisor

    6 months ago

    Charlotte, United States Northwestern Mutual Full time

    GET MORE OUT OF YOUR CAREERChoose a career where changing and impacting someone else’s life for the better is also life-changing for you – personally, professionally, and financially.FINANCIAL PLANNING WITH NORTHWESTERN MUTUALAre you looking for more fulfillment from your career? Are you experiencing some career frustrations or simply hit a ceiling?...

  • Financial Advisor

    4 weeks ago

    Charlotte, United States Pinnacle Bank Full time

    At Pinnacle, our goal is to create an atmosphere where people become fully engaged, enjoy what they're doing and be successful. We work to ensure that every associate embraces what makes Pinnacle different and unique. For us, it starts with hiring the right people. We hire like-minded individuals who share our values of Integrity, Fairness, Learning,...

  • Associate Financial Advisor

    3 weeks ago

    Charlotte, United States Hobart Wealth Full time

    Position Title: Associate Financial Advisor / Paraplanner Location: 7733 Ballantyne Commons Parkway, Charlotte, NC Reports To: Senior Wealth Manager Firm: Hobart Wealth ManagementPosition Overview Hobart Wealth, in independent private wealth firm, is seeking an Associate Financial Advisor to join our dedicated and exceptional team, working closely with a...

  • Associate Financial Advisor

    3 weeks ago

    charlotte, United States Hobart Wealth Full time

    Position Title: Associate Financial Advisor / Paraplanner Location: 7733 Ballantyne Commons Parkway, Charlotte, NC Reports To: Senior Wealth Manager Firm: Hobart Wealth ManagementPosition Overview Hobart Wealth, in independent private wealth firm, is seeking an Associate Financial Advisor to join our dedicated and exceptional team, working closely with a...

  • Associate Financial Advisor

    3 weeks ago

    Charlotte, United States Hobart Wealth Full time

    Position Title: Associate Financial Advisor / Paraplanner Location: 7733 Ballantyne Commons Parkway, Charlotte, NC Reports To: Senior Wealth Manager Firm: Hobart Wealth ManagementPosition Overview Hobart Wealth, in independent private wealth firm, is seeking an Associate Financial Advisor to join our dedicated and exceptional team, working closely with a...

  • Financial Advisor

    3 months ago

    Charlotte, United States Northwestern Mutual Full time

    *CURRENTLY HIRING FOR OUR BALLANTYNE LOCATION WITH OUR TRAINING CLASS STARTING IN DECEMBER*Entrepreneurship while making an impact.This is a career shift that could change everything.If you’ve considered starting a business, this may be what you’re looking for.As a Financial Advisor, you will work with individuals, families, and small businesses to help...

  • Financial Advisor

    1 month ago

    charlotte, United States Northwestern Mutual Full time

    *CURRENTLY HIRING FOR OUR BALLANTYNE LOCATION WITH OUR TRAINING CLASS STARTING IN DECEMBER*Entrepreneurship while making an impact.This is a career shift that could change everything.If you’ve considered starting a business, this may be what you’re looking for.As a Financial Advisor, you will work with individuals, families, and small businesses to help...

  • Financial Advisor

    2 months ago

    Charlotte, United States Northwestern Mutual Full time

    *CURRENTLY HIRING FOR OUR BALLANTYNE LOCATION WITH OUR TRAINING CLASS STARTING IN DECEMBER*Entrepreneurship while making an impact.This is a career shift that could change everything.If you’ve considered starting a business, this may be what you’re looking for.As a Financial Advisor, you will work with individuals, families, and small businesses to help...

  • Financial Advisor

    3 weeks ago

    Charlotte, United States Northwestern Mutual Full time

    *CURRENTLY HIRING FOR OUR BALLANTYNE LOCATION WITH OUR TRAINING CLASS STARTING IN FEBRUARY*Entrepreneurship while making an impact.This is a career shift that could change everything.If you’ve considered starting a business, this may be what you’re looking for.As a Financial Advisor, you will work with individuals, families, and small businesses to help...

  • Financial Advisor

    2 months ago

    Charlotte, United States Northwestern Mutual Full time

    *CURRENTLY HIRING FOR OUR SOUTHPARK LOCATION WITH OUR TRAINING CLASS STARTING IN DECEMBER*Entrepreneurship while making an impact.This is a career shift that could change everything.If you’ve considered starting a business, this may be what you’re looking for.As a Financial Advisor, you will work with individuals, families, and small businesses to help...

  • Financial Advisor

    2 months ago

    Charlotte, United States Northwestern Mutual Full time

    *CURRENTLY HIRING FOR OUR SOUTHPARK LOCATION WITH OUR TRAINING CLASS STARTING IN DECEMBER*Entrepreneurship while making an impact.This is a career shift that could change everything.If you’ve considered starting a business, this may be what you’re looking for.As a Financial Advisor, you will work with individuals, families, and small businesses to help...

  • Financial Advisor

    4 weeks ago

    charlotte, United States Northwestern Mutual Full time

    *CURRENTLY HIRING FOR OUR SOUTHPARK LOCATION WITH OUR TRAINING CLASS STARTING IN DECEMBER*Entrepreneurship while making an impact.This is a career shift that could change everything.If you’ve considered starting a business, this may be what you’re looking for.As a Financial Advisor, you will work with individuals, families, and small businesses to help...

  • Financial Advisor

    4 weeks ago

    charlotte, United States Northwestern Mutual Full time

    *CURRENTLY HIRING FOR OUR SOUTHPARK LOCATION WITH OUR TRAINING CLASS STARTING IN DECEMBER*Entrepreneurship while making an impact.This is a career shift that could change everything.If you’ve considered starting a business, this may be what you’re looking for.As a Financial Advisor, you will work with individuals, families, and small businesses to help...

  • Financial Advisor

    3 weeks ago

    Charlotte, United States Northwestern Mutual Full time

    *CURRENTLY HIRING FOR OUR BALLANTYNE LOCATION WITH OUR TRAINING CLASS STARTING IN FEBRUARY*Entrepreneurship while making an impact.This is a career shift that could change everything.If you’ve considered starting a business, this may be what you’re looking for.As a Financial Advisor, you will work with individuals, families, and small businesses to help...

  • Senior Financial Advisor

    1 week ago

    Charlotte, North Carolina, United States The Pelora Group Full time

    About The Pelora GroupWe are a community of professionals dedicated to helping individuals achieve their financial goals and make a positive impact on their communities.Compensation PackageThe estimated salary for this role is $80,000 - $120,000 per year, depending on experience and qualifications.Job DescriptionWe are seeking a highly motivated and...

  • Financial Advisor

    2 months ago

    Charlotte, United States Northwestern Mutual Full time

    GET MORE OUT OF YOUR CAREERChoose a career where changing and impacting someone else’s life for the better is also life-changing for you – personally, professionally, and financially.FINANCIAL PLANNING WITH NORTHWESTERN MUTUALAre you looking for more fulfillment from your career? Are you experiencing some career frustrations or simply hit a ceiling?...

  • Associate Financial Aid Advisor

    3 weeks ago

    Charlotte, United States Strategic Education Inc. Full time

    The Associate Financial Aid Advisor role is responsible for providing best-in-class financing and financial aid support to Capella's learners before, during, and after their program enrollment. This position will provide personalized interactions through different communication channels (phone, email, chat, text), and will coach learners through key...

  • Financial Advisor: Career Shift for Impactful Change

    4 weeks ago

    Charlotte, North Carolina, United States Northwestern Mutual Full time

    Make a Meaningful Difference in People's LivesAs a Financial Advisor with Northwestern Mutual, you will work closely with individuals, families, and small businesses to help them achieve financial stability and peace of mind.You will have the opportunity to provide customized financial strategies and solutions through fact-finding and holistic financial...