Operational Risk/Compliance Testing Manager Variable US Locations

4 weeks ago

Dallas, United States Comerica Full time
Job Summary
The Operational Risk Manager position is designed to provide a national, holistic approach to advise/assess on risk and compliance topics. This position focuses on risk mitigation through policy and procedure management, review and implementation of new regulations, coordination of audits and exam deliverables, and compliance training course review by position and tracking for completion. The individual will manage a small team of Operational Risk Analysts/Specialists in a given function to ensure that a comprehensive approach to risk mitigation is achieved. Provide management oversight of compliance, audit and regulatory reviews; Manage the Operational Risk team to ensure a comprehensive approach to risk mitigation and prevention is achieved; Provide a national, holistic approach to assess/ advise on risk and compliance topics; Typically supports a small to medium department

Essential Duties and Responsibilities:
Manage a sustainable risk control testing program, ensuring all testing requirements are met and execute on a defined timeline.
Develop an Annual Testing Plan using a risk- based approach to include RCSA control testing, SOX and issue validations.
Manage issue validations on a defined schedule and provide aggregate results through formal reporting.
Drive change through the enhancement and execution of a strong testing/monitoring program and provide risk support/consulting for key partners.
Lead the strategy to execute control, compliance, and SOX testing requirements and create policies and procedures for consistent execution.
Create reporting to reflect the control environment for business decisions.
Establish strong relationships with business leaders, compliance, operations and other key stakeholders.
Policy, Process, and Procedure Improvement
Coordinates the development and updating of all procedures and department process flows.
Makes policy recommendations.
Provides oversight in ensuring that processes and procedures align with regulatory, policy compliance and control mitigation for the business unit.
Coordinate/lead initiatives to ensure that risk mitigation controls are operating effectively and efficiently.
Manage the review of changes in company processes, standards and technology to ensure the effectiveness of security controls and meet compliance requirements.
Ensure the business unit follows the supplier management and third party risk policies and processes to maintain proper oversight and awareness of Supplier Risk, Contract Term Management and Compliance
Control Testing Oversight
Assess new or changing regulatory requirements and the effect on department (s) to ensure all regulatory and compliance controls remain effective and current.
Measure against the appetite and the risk tolerance of the business unit and its processes.
Ensure all pending and unresolved compliance issues are appropriately tracked and closed.
Provides risk management, regulatory, compliance and technical advice and support for staff.
Provide guidance to the business unit on recommendations for remediation of control gaps.
Committees and Projects
Participate in multiple industry forums to share, decipher and create solutions to address risk and compliance trends.
Provide recommendations and counsel to senior management to gain support for implementation of new strategies.
Primary point of contact for large to complex corporate and department projects representing department needs while ensuring adherence to corporate and/or department direction.
Strategy
Responsible for creating a compliance and risk framework that develops, documents and maintains repeatable processes to determine, measure and report accurate view of significant current and future potential risks.
Provide a roadmap for ensuring Risk Control Self Assessments are being conducted along with remediation efforts to close any gaps.
Lead development and reporting of risk metrics, including Key Risk Indicators (KRIs).
Manage and develop a risk dashboard for the Business Unit, tracking risk assessment activities, remediation efforts, and consolidated risk metric reporting.
Management Responsibilities
Manages department staff.
Provide coaching developments and training to ensure staff has the necessary skills and tools to be successful.
Perform all management activities including: performance management, staff development, and training.
Establishes appropriate PMPs and development plans for staff including career path discussions and recommendations.

Position Qualifications:
Bachelor's Degree or High School Diploma or GED and 12 years of Technology or Risk experience
8 years of experience with regulatory examination process
8 years of experience with financial, regulatory, and audit principles/concepts, methodologies with ability to interpret and translate into procedural documents
8 years of experience in developing and implementing internal controls, policies, and procedures
5 years of experience managing others
This position is not eligible for sponsorship. Must have indefinite employment authorization
Comerica Bank Tower
8:00am - 5:00pm Monday - Friday

  • Risk and Compliance Consultant

    7 days ago

    Dallas, United States Cynet Systems Full time

    Job Description: Responsibilities: Work with internal/external teams to understand the security audit requirements and deliver against project plans. Build NERC CIP control testing procedure based on IT Environment and manage Compliance. Perform NERC CIP control testing for application and IT infrastructure. ssist in compliance initiatives at...

  • Compliance Testing Analyst

    2 weeks ago

    Dallas, United States FirstCash Financial Services, Inc. Full time

    What makes an AFF Compliance Analyst - Monitoring and Testing: * The Compliance Analyst will be responsible for the execution of second-line compliance monitoring and testing and risk identification to ensure compliance with state and federal consumer protection laws and regulatory requirements as well as the Companies policies and procedures. This role...

  • Risk & Compliance Manager

    4 weeks ago

    Dallas, United States Axis Energy Services Full time

    ***TO APPLY, VISIT OUR COMPANY WEBSITE:Job Postings | Axis Energy Services (axisofs.com)The Risk & Compliance Manager ensures that the organization conducts its business processes in compliance with laws and regulations, professional standards, and accepted business practices and is responsible for managing the risk insurance programs that ensure that our...

  • Risk & Compliance Manager

    7 days ago

    Dallas, United States Axis Energy Administration Full time

    Description The Risk & Compliance Manager ensures that the organization conducts its business processes in compliance with laws and regulations, professional standards, and accepted business practices and is responsible for managing the risk insurance programs that ensure that our company remains fully compliant with relevant local, state, and federal...

  • IT Governance, Risk, and Compliance Manager

    7 days ago

    Dallas, United States Trinity Industries Full time

    Trinity Industries is hiring an IT Governance, Risk, and Compliance Manager in our Dallas, TX office. Below, you will find a complete breakdown of everything required of potential candidates, as well as how to apply Good luck. The IT Governance, Risk, and Compliance (IT GRC) Manager functions within the Information GRC (IGRC) team, reporting to the Senior...

  • IT Governance, Risk, and Compliance Manager

    4 weeks ago

    Dallas, United States TrinityRail Full time

    Trinity Industries is hiring an IT Governance, Risk, and Compliance Manager in our Dallas, TX office. The IT Governance, Risk, and Compliance (IT GRC) Manager functions within the Information GRC (IGRC) team, reporting to the Senior Director of IGRC within the Information Risk Management organization. The IT GRC Manager will be responsible for the execution...

  • IT Governance, Risk, and Compliance Manager

    3 weeks ago

    Dallas, United States Trinity Industries, Inc. Full time

    Trinity Industries is hiring an IT Governance, Risk, and Compliance Manager in our Dallas, TX office.The IT Governance, Risk, and Compliance (IT GRC) Manager functions within the Information GRC (IGRC) team, reporting to the Senior Director of IGRC within the Information Risk Management organization. The IT GRC Manager will be responsible for the execution...

  • IT Governance, Risk, and Compliance Manager

    3 weeks ago

    Dallas, United States Trinity Industries, Inc. Full time

    Trinity Industries is hiring an IT Governance, Risk, and Compliance Manager in our Dallas, TX office.The IT Governance, Risk, and Compliance (IT GRC) Manager functions within the Information GRC (IGRC) team, reporting to the Senior Director of IGRC within the Information Risk Management organization. The IT GRC Manager will be responsible for the execution...

  • IT Governance, Risk, and Compliance Manager

    3 weeks ago

    Dallas, United States Trinity Industries, Inc. Full time

    Trinity Industries is hiring an IT Governance, Risk, and Compliance Manager in our Dallas, TX office.The IT Governance, Risk, and Compliance (IT GRC) Manager functions within the Information GRC (IGRC) team, reporting to the Senior Director of IGRC within the Information Risk Management organization. The IT GRC Manager will be responsible for the execution...

  • Risk, Operational Risk, Associate, Dallas

    2 weeks ago

    Dallas, United States Goldman Sachs Group, Inc. Full time

    Consumer and Transaction Banking Operational Risk Operational Risk is an independent risk management function (2nd line), responsible for developing and implementing a standardized framework to identify, measure, and monitor operational risk across the firm. This role requires an energetic self-starter that can liaise with stakeholders across business units...

  • Operational Risk Management Lead

    4 weeks ago

    Dallas, United States Comerica Full time

    Operational Risk Management LeadOperational Risk Management Lead with extensive knowledge of risk mitigation and internal control evaluation within the financial services industry. This person must be a strategic thinker with a solid understanding of risk and control identification, as well as the ability to identify control weaknesses and challenge issues...

  • Operations-Operational Risk

    2 weeks ago

    Dallas, United States Goldman Sachs Full time

    OPERATIONAL RISK Operational Risk is an independent risk management function (2nd line), responsible for developing and implementing a standardized framework to identify, measure, and monitor operational risk across the firm. This role requires an energetic self-starter that can liaise with stakeholders across business units and federation teams both...

  • Operations-Operational Risk

    1 month ago

    Dallas, United States Goldman Sachs Full time

    OPERATIONAL RISK Operational Risk is an independent risk management function (2nd line), responsible for developing and implementing a standardized framework to identify, measure, and monitor operational risk across the firm. This role requires an energetic self-starter that can liaise with stakeholders across business units and federation teams both...

  • Operational Risk Analyst

    19 hours ago

    Dallas, United States GAINSCO Full time

    Are You Driven? We Are. We are a company of driven, enthusiastic, and determined people. We celebrate achievement and success.We foster innovation, determination, and recognition. Because of that, our employees feel recognized and rewarded for the contributions they make daily. At GAINSCO, it is our people that set us apart. If you are looking for a place...

  • Security Risk and Compliance Associate

    6 days ago

    Dallas, United States Triumph Financial Full time

    Join TriumphX! TriumphX provides a concentration of technology and project management resources the members of the Triumph Financial portfolio of brands - TriumphPay, Triumph and TBK Bank - via a shared service model. We're looking for top tech and project management talent to analyze, recommend and build strategic solutions that support Triumph Financial's...

  • Manager of Quality and Risk

    4 days ago

    Dallas, United States Planned Parenthood of Greater Texas Full time

    Overview:The Manager of Quality and Risk provides oversight for the quality and risk management functions at Planned Parenthood of Greater Texas (PPGT). Supervises efforts for the risk and quality department to include developing policies, audits and corrective action plans for all departments. Develops and executes informative and motivating annual...

  • Corporate Planning

    2 weeks ago

    Dallas, United States Goldman Sachs Full time

    Execute high priority and complex risk and control transformation projects for the firm by using best-in-class project management skills and strong working knowledge of financial services and GS-specific operational risk processes. The role creates an opportunity to design and deliver key operational risk frameworks for the firm, engaging at all stages of...

  • Senior Operational Risk Director

    6 days ago

    Dallas, United States Comerica Full time

    Sr. Operational Risk DirectorThe Sr. Operational Risk Director is responsible for partnering with the Lines of Business to develop and maintain the operational risk framework, methodologies, tools, and systems, providing guidance and advice on operational risk matters, facilitating the identification, assessment, measurement, monitoring, and reporting of...

  • VP Corporate Compliance, Risk-based Functions

    2 weeks ago

    Dallas, United States Baylor Scott & White Health Full time

    JOB SUMMARY Reporting to the SVP, Chief Corporate Ethics and Compliance Officer, the VP Corporate Compliance is responsible for planning, developing, and enforcing compliance programs for Baylor Scott and White Health (BSWH), which includes varied compliance risk-based functions and programs such as hospital regulatory compliance, provider compliance,...

  • Manager, Risk Management

    2 weeks ago

    Dallas, Texas, United States ServiceNow Full time

    Job Description We’re not yesterday’s IT department, we're Digital Technology. The world around us keeps changing and so do we. We’re redefining what it means to be IT with a mindset centered on transformation, experience, AI-driven automation, innovation, and growth. We’re all about delivering delightful, secure customer and employee experiences...