Financial Innovation

4 days ago

Washington, DC, United States Steptoe LLP Full-time

Overview

  • The role is within the firm’s Financial Innovation & Regulation practice, part of the Government Affairs and Public Policy group.
  • Candidates should have experience counseling clients on securities laws and regulations, including matters involving broker-dealers, investment advisers, private funds, trading platforms, and other financial services firms.
  • Preferred experience includes advising on SEC and FINRA regulatory requirements, securities compliance, registrations, examinations, enforcement actions, and transactional or product-related regulatory analysis.
  • The position requires experience advising on securities-related digital asset matters, including tokenization, and familiarity with applying federal securities laws to digital asset products, platforms, and transactions.
  • Prior law firm experience is strongly preferred.