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Supervisory Analyst
2 months ago
Key Responsibilities
Review all documents produced by the Equity Research department to ensure compliance with regulatory and departmental standards
Collaborate with Research Analysts, Editing staff, and Compliance to publish accurate research materials in a timely manner
Conduct extensive work with editing and research staff to maintain document quality prior to publication
Required Qualifications
Bachelor's degree in business, accounting, finance, economics, or a related field
3+ years of experience as a Supervisory Analyst, Research Analyst, or Associate
Series 16 license required
Flexible work hours, especially during quarterly earnings seasons
Proficiency with Windows-based software, particularly Microsoft Excel