Senior Auditor-Capital Markets
2 days ago
JOB INFORMATION
Assist with planning, executing and reporting financial, operational and compliance related audits/projects to facilitate compliance with federal laws, corporate standards and generally accepted accounting principles. Senior Internal Auditors are expected to fully demonstrate generalized knowledge of the mortgage industry and Fannie Mae's business operations and to pursue specialized functional area expertise in one or more areas.
KEY JOB FUNCTIONS
Successfully perform all key job functions of the Internal Auditor role at a higher level of complexity, scope and autonomy. Coordinate and lead audit team meetings to discuss the audit plan, including audit background, preliminary objectives/scope (identified during the Annual Audit Planning process), audit budget, audit execution schedule, affected departments, contacts and expectations. Take ownership and independently manage subsets of audits with minimal oversight from Audit Manager/Director. Conduct first-level review of Internal Auditor work and documentation; leverage Internal Audit Manager/Director guidance as needed. Review audit documentation; begin to determine risks and the potential impact of risks on the organization. Perform root cause analysis on exceptions identified during audits. Validate and document Risk Control Matrix; write test procedures based on Risk Control Matrix. Draft audit reports; revise and finalize with Audit Manager/Director. Write ICIs, discuss with audit management and validate issues with customers; assist with additional report writing as needed. Assist with tracking results of prior audits, identifying audit themes across organizations and determining if appropriate corrective action has been taken regarding significant audit concerns. Contribute to strengthening and improving the governance, risk and control environment of the organization; share issues, ideas and recommendations with the Internal Audit Manager/Director and Internal Audit teams. Provide informal, day-to-day coaching and guidance to Internal Auditors. Share knowledge of specialty areas to build knowledge and capabilities across Internal Audit. Build and maintain relationships with business partners at the manager and staff levels. Provide advice and share Internal Audit knowledge with business partner managers and staff to strengthen governance, risk and control environments, as appropriate.
SPECIALIZED KNOWLEDGE & SKILLS
3 years of experience in audits of internal controls preferred. Experience working in a trading environment preferred. Knowledge of or experience in front office preferred but not required. Knowledge of financial products such as derivatives, futures, options, commodities, fixed income, ABS/MBS/CMBS, swaps, swaptions, etc., preferred but not required. Prior experience in pricing and valuations preferred but not required. Demonstrated ability to document and analyze a business or operation in order to evaluate risk and identify and test controls. Analytical skills, including the ability to evaluate facts and data to draw conclusions, even if information is limited as well as explain problems or situations using a systematic framework. Strong communication skills, including ability to build relationships and articulate thoughts clearly and effectively. Ability to articulate a basic understanding of the current role of Fannie Mae in the market as well as of the lending industry and secondary mortgage market. Ability to succeed in a frequently changing and unstructured environment and deal with ambiguity. Team player that works collaboratively with various team members to accomplish integrated solutions.
-
Senior Auditor, Financial Crimes Compliance
3 days ago
McLean, VA, United States Capital One Full timeCenter 1 (19052), United States of America, McLean, Virginia Senior Auditor, Financial Crimes Compliance (Hybrid) Capital One’s Audit function is a dedicated group of professionals focused on delivering top-quality assurance services to the organization’s Audit Committee. Audit professionals are experienced, well-trained and credentialed, and operate...
-
Chicago, IL, United States BMO Capital Markets Full timeMarketing Manager II at BMO Capital Markets in Chicago, IL Minimum Qualifications Typically between 5 - 7 years of relevant experience and post-secondary degree in related field of study Degree/diploma in marketing, advertising or communications Advanced experience in developing Marketing and Customer Communications plans Advertising and/or creative agency...
-
Senior Tax Accountant
2 days ago
Washington, DC, United States Builders Capital Full timeWe are seeking a highly skilled and experienced Senior Tax Accountant to join our dynamic team at Builders Capital. The Senior Tax Accountant will play a crucial role in overseeing state and local tax-related activities for all 50 states, ensuring compliance and regulatory requirements, and implementing tax strategies to optimize financial performance. The...
-
Canton, OH, United States Capital Senior Living Full timeSales Director at Capital Senior Living in Canton, OH Qualifications The ideal candidate will have one or more years of successful sales experience, preferably in senior housing (IL, AL, or LTC). The candidate must be a self-starter with good follow-up and multi-tasking skills. The ability to be on call and work weekends and holidays is also necessary....
-
Washington, Washington, D.C., United States Community Preservation Corporation Full timeAbout UsCPC Climate Capital is a sub-award partner of Climate United Fund, supporting Calvert Impact in deploying approximately $2.5 billion in Greenhouse Gas Reduction funds.We advance the CPC Climate Capital Multifamily Decarbonization Strategy nationally, collaborating with the Environmental Protection Agency to provide subordinate debt financing to...
-
Director, Senior Counsel
3 weeks ago
New York, NY, United States Michael Page Full timeThe Senior Counsel will handle a wide range of capital markets legal matters for investment banking client. This role has the potential to manage attorneys and will be hybrid in NYC. Client DetailsInvestment bank.DescriptionThe Senior Counsel will handle a wide range of capital markets transactional matters, in addition to: Work closely with the General...
-
Venture Capital Investor
3 days ago
San Francisco, CA, United States Partners Capital Full timeWe are seeking to hire a Venture Capital Investor in our San Francisco or Boston offices. S/he will lead and participate in all aspects of our investment process for our venture capital portfolio, including sourcing, due diligence, and portfolio monitoring. As a senior member of the Private Equity and Real Estate team, the candidate will also be expected to...
-
Senior Auditor
3 days ago
McLean, VA, United States Sterling Freeman Full timeSenior Auditor - McLean, VA CPA Firm Our Senior Auditors work with Mid-Sized and Small companies in multiple industries. As a Senior Auditor with our firm, you’ll be responsible for completing client engagements while developing strong working relationships with clients built around understanding their businesses and challenges. As a Senior Auditor,...
-
Senior Auditor
2 days ago
Charlotte, NC, United States Sterling Freeman Full timeSenior Auditor - Charlotte, NC CPA Firm Our Senior Auditors work with Mid-Sized and Small companies in multiple industries. As a Senior Auditor with our firm, you’ll be responsible for completing client engagements while developing strong working relationships with clients built around understanding their businesses and challenges. As a Senior Auditor,...
-
Senior Auditor
3 weeks ago
Jacksonville, FL, United States Michael Page Full timeAs a Senior Internal Auditor, you will play a crucial role in evaluating and enhancing the effectiveness of our internal controls, risk management, and governance processes. You will lead complex audits, manage audit projects, and provide strategic recommendations to senior management to strengthen the organization's control environment and ensure compliance...
-
Senior Auditor
2 days ago
Denver, CO, United States Sterling Freeman Full timeSenior Auditor – Denver, CO CPA Firm Job Passion, Innovation, Cooperation, Vision, Health. Some have even described us as the un-accountants. Words you might not expect from a CPA firm, but that's how we work and how we live, and what has made us one of the largest, most successful accounting firms in the country. With more than 75 industry and service...
-
Senior Auditor
3 days ago
Atlanta, GA, United States Sterling Freeman Full timeSenior Auditor - Atlanta, GA CPA Firm Our Senior Auditors work with Mid-Sized and Small companies in multiple industries. As a Senior Auditor with our firm, you’ll be responsible for completing client engagements while developing strong working relationships with clients built around understanding their businesses and challenges. As a Senior Auditor,...
-
Senior Auditor
3 days ago
Alexandria, VA, United States Sterling Freeman Full timeSenior Auditor - Alexandria, VA CPA Firm Our Senior Auditors work with Mid-Sized and Small companies in multiple industries. As a Senior Auditor with our firm, you’ll be responsible for completing client engagements while developing strong working relationships with clients built around understanding their businesses and challenges. You will manage...
-
Senior Financial Auditor
1 week ago
Washington, Washington, D.C., United States The Midtown Group Full timeJob Title: Senior Financial AuditorSalary Range: $80,000 - $110,000 per yearAbout the RoleWe are seeking a highly skilled Senior Financial Auditor to join our team on a long-term assignment. As a Senior Financial Auditor, you will be responsible for performing in-depth reviews of financial transactions and activities to assess quality and consistency.The...
-
Senior Auditor TX
2 weeks ago
Houston, TX, United States Creative Financial Staffing Full timeSenior AuditorRotational program, Hybrid, Excellent Benefits, International, and Expatriate Opportunities Why you should consider applying to this Senior Auditor role Our client is a successful company doing business in 120 countries around the globe. Diversity is an understatement. They represent over 160 nationalities! The company is almost 100 years...
-
Senior Auditor
3 days ago
Stamford, CT, United States Sterling Freeman Full timeSenior Auditor – Stamford, CT CPA Firm This is a high-energy, positive environment. We highly value delivering superior service to our clients, a high-growth atmosphere to our team members, and a positive contribution to our community. Our clients are dynamic and ensure you a continuously satisfying variety of engagements including International. When you...
-
Senior Auditor
2 days ago
San Jose, CA, United States Sterling Freeman Full timeSenior Auditor – San Jose CPA Firm Job We offer leading edge, high-touch tax advisory service to U.S. and International clients: corporate, tech, ultra and high net worth. A high-growth, but also well-managed environment where professional advancement is based on capability. Our culture is primed for career acceleration. We take pride in our energetic,...
-
Senior Analyst
2 days ago
Boston, MA, United States HighVista Strategies LLC. Full timeHighVista Strategies Overview HighVista Strategies is a Boston-based investment firm with approximately $10 billion in assets under management and 70 employees. We were founded in 2004 and have been managing funds since 2005 for a variety of institutional investors including sovereign wealth funds, endowments, foundations and pension funds, as well as...
-
Washington, United States Breakwater Strategy Full timeCapital Markets Insights Associate RoleBreakwater Strategy, a leading strategic communications and capital markets insights agency, is seeking an organized and detail-oriented Associate to join our growing team. With expertise in primary public opinion research and data analytics, we provide an insights-driven approach to support clients navigating unique...
-
Senior Product Manager
3 days ago
Washington, DC, United States Builders Capital Full timeWe’re looking to add a Senior Product Manager who can take ownership of sprints to get improvements or new features out fast and effectively. Builders Capital is the nation’s largest private construction lender, offering innovative financing solutions to a wide spectrum of developers and homebuilders. Loan products include options for Acquisition,...
