Compliance Testing Consultant

Compliance Consultancy Director - Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

About Our Client Our client is foreign investment bank located in New York, NY. They offer a wide range of financial services to both individual and corporate clients, including: Corporate Banking, Retail Banking, International Trade Services, Foreign Exchange Services, and Investment Banking. Job Description The Compliance Monitoring and Testing QA...

Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits   New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

About Our Client Our client is a Chinese Commercial Bank that is located in Midtown NYC. This bank has been around for over 40 years and has locations all over the globe. This bank focuses on both commercial and correspondent banking activities. Job Description Responsible for monitoring and testing the Branch's activities in correlation to the Corporate...

About Our Client Our client is a french investment bank located in New York, NY. They primarily focuses on providing corporate and investment banking services to clients. These services may include investment banking, corporate finance, capital markets, structured finance, and advisory services. The New York office likely serves a wide range of clients,...

Job DescriptionJob DescriptionIron Road Partners is a leading regulatory, governance, and compliance consulting firm serving some of the largest and most sophisticated investment advisors in the world.Our mission is to bring industry expertise and analytical rigor to regulatory consulting. We seek to be our clients’ partner in developing practical...

We're seeking passionate and experienced Cannabis Compliance Consultants to collaborate with multiple clients across the US. This is an exciting opportunity to contribute your expertise to various cultivation projects and help shape the success of our industry in the rapidly evolving cannabis market.Responsibilities:Provide expert guidance on cannabis...

About Dragonfly Dragonfly is a global technology and delivery acceleration specialist, focused on the financial services sector and beyond. We are dedicated to providing specialist domain skills, expert knowledge and delivery capability to the entire technology and test landscape.We are:+ Experts in banking and payments, capital markets and wealth and asset...

About Dragonfly Dragonfly is a global technology and delivery acceleration specialist, focused on the financial services sector and beyond. We are dedicated to providing specialist domain skills, expert knowledge and delivery capability to the entire technology and test landscape.We are:+ Experts in banking and payments, capital markets and wealth and asset...

About Dragonfly Dragonfly is a global technology and delivery acceleration specialist, focused on the financial services sector and beyond. We are dedicated to providing specialist domain skills, expert knowledge and delivery capability to the entire technology and test landscape. We are: + Experts in banking and payments, capital markets and wealth and...

Employee Applicant Privacy Notice Who we are:Shape a brighter financial future with us.Together with our members, we're changing the way people think about and interact with personal finance.We're a next-generation financial services company and national bank using innovative, mobile-first technology to help our millions of members reach their goals. The...

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At BBH: If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can....

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line...

At BBH we value diverse backgrounds, so if your experience looks a little different from what we've outlined and you think you can bring value to the role, we will still welcome your application! What You Can Expect At BBH: If you join BBH you will find a collaborative environment that enables you to step outside your role to add value wherever you can. You...

About Our Client One of the largest and most established banking institutions in NYC. Job DescriptionMonitor operational processes across departments to ensure compliance and efficiency.Assist with Risk and Control Self-Assessment (RCSA) testing to evaluate the effectiveness of controls.Collaborate on Compliance Control Testing and Strategic Risk/Reputation...

About Our Client One of the largest and most established banking institutions in NYC. Job DescriptionMonitor operational processes across departments to ensure compliance and efficiency.Assist with Risk and Control Self-Assessment (RCSA) testing to evaluate the effectiveness of controls.Collaborate on Compliance Control Testing and Strategic Risk/Reputation...

TransUnion's Job Applicant Privacy Notice Personal Information We Collect Your Privacy Choices **What We'll Bring**: At TransUnion, we strive to build an environment where our associates are in the driver’s seat of their professional development, while having access to help along the way. We encourage everyone to pursue passions and take ownership of...

**Work Location**: New York, New York **Hours**: 40 **Pay Details**: $110,760 - $178,880 USD **Line of Business**: Compliance The Manager, Compliance Testing leads and develops team(s) responsible for planning and overseeing independent Compliance testing. This role is responsible for leading all phases of the assigned testing engagement. Provides...

Sia Partners is a next-generation management consulting firm. We offer a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior value to our clients. Counting 3,000 consultants in 19 countries, we expect to achieve USD 420 million in turnover for the current fiscal year. With a global footprint and expertise in more...

Job DescriptionJob DescriptionCompany DescriptionSia Partners is a next-generation management consulting firm. We offer a unique blend of AI and design capabilities, augmenting traditional consulting to deliver superior value to our clients. Counting 3,000 consultants in 19 countries, we expect to achieve USD 420 million in turnover for the current fiscal...