Internal Audit-Regulatory Relations-VP

4 weeks ago

New York NY United States Goldman Sachs Full time
In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions
Our group has unique insight on the financial industry and its products and operations
We're looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm's operations and control processes

IA is comprised of global functional audit teams covering the various business areas of the firm: Asset & Wealth Management, Platforms Solutions, Finance, Compliance, Global Banking & Markets, and Engineering
Our group has unique insight on the financial industry and its products and operations

Based on IA's responsibilities, we have extensive interactions with the various regulators
We are looking for a detail-oriented individual who has an interest in financial markets and want to gain insight into the firm's operations and control processes

Key Responsibilities

As the liaison between IA and the regulators on matters of regulatory compliance, the Regulatory Relations Team works closely with the various IA functional teams
The team is responsible for overseeing the examination process for IA
The primary responsibilities and expectations of the team members include:
  • Ensure that incoming regulatory matters that concern IA are appropriately tracked
  • Work with the IA functional teams regarding regulatory information requests and the responses
  • Providing best practices for regulatory interactions, submissions and meeting management
  • Monitor the teams progress in completing undertakings made to regulators during the course of inquiries and exams, among other responsibilities
  • Senior management reporting
  • Escalate situations, as appropriate, to relevant to senior leadership
  • Take ownership of processes and controls within the team, drive the development of methods to improve processes and / or controls to ensure that these are efficient, effective and relevant
  • Execute and manage ad-hoc projects
  • Maintain a centralized warehouse for documents related to requests, responses and commitments
Business knowledge / Qualifications
  • Undergraduate degree in finance, accounting or other quantitative discipline
  • Minimum of 5 years of experience in financial analysis / accounting, operational management, reporting and analysis, or project/portfolio management
  • Highly organized and detail-oriented with excellent multi-tasking and follow-through ability
  • Strong project and time management skills
  • Good communicator who can manage multiple stakeholders, keen to drive consensus and influence the outcomes
  • Strong interpersonal, verbal and written communication skills
  • Proficient in Microsoft Excel, Word, PowerPoint and Sharepoint or other Business Intelligence (BI) tools
  • Solutions and innovation minded with strong analytical and problem-solving skills, including process re-engineering, the ability to organize and analyze and report results to various audiences
  • Energetic, self-directed and self-motivated, able to build and sustain long-term relationships with teammates and colleagues
  • Excellent team player who is enthusiastic, motivated to learn and detailed oriented
ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow
Founded in 1869, we are a leading global investment banking, securities and investment management firm
Headquartered in New York, we maintain offices around the world

We believe who you are makes you better at what you do
We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs
Learn more about our culture, benefits, and people at GS.com/careers

We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process
Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

© The Goldman Sachs Group, Inc., 2023
All rights reserved

Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

Salary Range
The expected base salary for this New York, New York, United States-based position is $115000-$250000
In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end

Benefits
Goldman Sachs is committed to providing our people with valuable and competitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience
A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here

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