Research Compliance Associate

A global investment firm is looking to hire a Research Compliance Associate to sit either in their New York City or Miami office. Responsibilities Administer the Firm's research compliance program including the initial due diligence and ongoing surveillance of third-party research providers. Administer the Firm's data compliance program including the...

**About the Role** **Responsibilities**: - Coordinate and oversee the day-to-day workflow of the Research Coordinator team, including but not limited to onboarding, training, and ongoing mentorship/support - Liaise between Senior Research Analysts and their teams to develop strategies for workplace efficiency, goal achievement and overall professional...

**About the Role**: Wolfe Research is seeking an Associate to join its Institutional Investor-ranked Integrated Oil & Gas Exploration team. The associate will report to the Senior Analyst and will be responsible for assisting in all aspects of the Oil & Gas franchise including modeling, note writing, and helping to create differentiated research analyses. As...

Wolfe Research is seeking an experienced associate to join its #1 II-Ranked Accounting & Tax Policy Macro Research Team focusing on Special Situations/Event Driven research. The associate will assist in all facets of this franchise as a generalist analyzing such opportunities as spin-offs, activist situations, asset sales and other value investment...

Associate Algorithm Researcher- New York, NY- Monitor portfolio of live trading strats & make adjs based on mkt conds, recent strat perf & behav & risk & capital limits. Analyze order plcmnt strats to ensure that they exhibit logical & sound behav & create math model fixes when sub-optim behav is detected. Mentor new grp members, providing guidance on res...

Associate Algorithm ResearcherNew York, NYMonitor portfolio of live trading strats & make adjs based on mkt conds, recent strat perf & behav & risk & capital limits. Analyze order plcmnt strats to ensure that they exhibit logical & sound behav & create math model fixes when sub-optim behav is detected. Mentor new grp members, providing guidance on res...

Job DescriptionJob DescriptionOptima Partners is looking for a Compliance Associate / Senior Compliance Associate in it's New York Office to assist with compliance reviews and advisory assessments for asset managers, hedge funds, private equity and real-estate clients. Considered Compliance Associate candidates will have:Lead or joint lead roles for...

**General Description**: The CUNY Institute for State and Local Governance (ISLG) has a mission to improve the financing, delivery, and measurement of critical public services through research, technical assistance, and education. We lead projects aimed at reforming the criminal legal system, measuring urban inequality, expanding the reach of social service...

Join our client's legal team as a **Compliance Associate** and be part of an incredible journey! Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They're growing and establishing international initiatives and engaging in innovative...

Join our client's legal team as a **Compliance Associate** and be part of an incredible journey! Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They're growing and establishing international initiatives and engaging in innovative...

Clinical Research Associate Clinical Project Manager/Scientist New York, NY, US Pay Rate Low: 71 | Pay Rate High: 84 + Added - 10/05/2024 Apply for Job Exciting 2-year CRA development opportunity to work for a global leader dedicated to helping people see brilliantly. The largest device company in the world - with complementary businesses in Surgical...

Join our client's legal team as a **Compliance Associate** and be part of an incredible journey! Our client, a dynamic New York not-for-profit organization, is dedicated to transforming the lives of children and families struggling with mental health and learning disorders. They're growing and establishing international initiatives and engaging in innovative...

**General Description**: As New York’s leader in online education since 2006, the CUNY School of Professional Studies (CUNY SPS) offers the most online bachelor’s and master’s degree options at the City University of New York, and serves as the University’s only undergraduate all-transfer college. With 24 degrees and numerous other non-degree and...

CAIPA MSO is a management service organization in which we service over 2500 providers in the Greater New York City area. Our mission is to alleviate our provider's administrative tasks so they can focus on patient care. CAIPA MSO is a certified Great Place to Work organization as we strive to take care of our team and the clients we service. The Compliance...

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of complianceCompliance accomplishes these through the firm's enterprise-wide compliance risk management programAs an independent control function and part of the firm's second line of...

Summary:The Child Mind Institute ("CMI") seeks a Compliance Associate to join our legal team. CMI is an independent New York not-for-profit organization dedicated to transforming the lives of children and families struggling with mental health and learning disorders. CMI is growing. We are establishing initiatives to serve children and families...

Summary:The Child Mind Institute ("CMI") seeks a Compliance Associate to join our legal team. CMI is an independent New York not-for-profit organization dedicated to transforming the lives of children and families struggling with mental health and learning disorders. CMI is growing. We are establishing initiatives to serve children and families...

Job DescriptionJob DescriptionSummary:The Child Mind Institute (“CMI”) seeks a Compliance Associate to join our legal team. CMI is an independent New York not-for-profit organization dedicated to transforming the lives of children and families struggling with mental health and learning disorders. CMI is growing. We are establishing initiatives to serve...

Job DescriptionJob DescriptionOptima Partners is looking for a Senior Associate of Compliance or Associate Director of Compliance to have senior oversight of client regulatory compliance matters for some or all of the following: asset managers, hedge funds, private equity, real-estate clients, banks and broker-dealers. Considered candidates for these...

Compliance Associate NewtonX | New York, Chicago, Remote About NewtonX: NewtonX is the world's leading B2B research company. We use proprietary, AI-driven search that scans 1.1 billion professionals across 140 industries to find the exact person to answer any kind of question. Our research has been cited by WSJ, Fortune, Forbes, Adweek and more. We partner...