Compliance Officer

4 weeks ago


Boston, United States destinationone Consulting Full time

destinationone Consulting specializes in recruitment across various sectors including Healthcare Health Tech Government Municipalities NonProfits Legal and more. We are proactively building a data bank for opportunities in these fields. By applying you ensure our recruiters can quickly match you with suitable roles when they arise.

Location: Various locations across Massachusetts

As a Compliance Officer you will be responsible for ensuring that the company and its employees comply with internal policies and external regulations. You will conduct audits assess risk and implement compliance programs to mitigate legal and regulatory risks.

Key Responsibilities:

  • Develop and implement compliance policies and procedures.
  • Conduct regular audits and assessments to ensure compliance with laws and regulations.
  • Provide training and guidance to employees on compliancerelated issues.
  • Investigate and resolve compliance issues and complaints.
  • Monitor changes in regulatory requirements and update compliance programs accordingly.


Requirements
  • Bachelor s degree in law business or a related field.
  • 3 years of experience in a compliance role preferably in a corporate environment.
  • Strong knowledge of compliance regulations and risk management practices.
  • Excellent analytical and problemsolving skills.
  • Strong communication and training abilities.

Disclaimer: Were proactively building a data bank for opportunities in Healthcare Health Tech Government NonProfits Legal and more. By applying you ensure our recruiters can quickly match you with suitable roles when they arise. We value Integrity Transparency and Innovation so we want you to know these are not active jobs. Join our network today and well promptly connect you with the right opportunities when they come up. Let us help you find your next career move

Follow us on LinkedIn to stay updated with information and developments: LINKEDIN


Juris Doctor (JD) degree from an accredited law school. Membership in good standing with the provincial Bar. 3+ years of experience in corporate law, preferably in a law firm setting. Strong understanding of corporate law, including M&A, governance, and compliance. Excellent negotiation, communication, and interpersonal skills.
  • Compliance Officer

    2 weeks ago


    Boston, Massachusetts, United States Fiducient Advisors Full time

    Job Title: Compliance OfficerFiducient Advisors is seeking a highly skilled Compliance Officer to join our team. As a Compliance Officer, you will play a vital role in ensuring the firm's compliance with applicable regulatory requirements.Key Responsibilities:Review and analyze marketing campaigns to ensure compliance with regulatory requirements.Collaborate...

  • Compliance Officer

    3 weeks ago


    Boston, United States Fiducient Advisors Full time

    Fiducient Advisors provides tailored and personalized investment consulting services to clients such as retirement plan sponsors, endowments and foundations, private clients, and financial institutions. We operate with over 200 professionals nationwide, supporting our distinct purpose of helping clients prosper.The Compliance Officer is responsible for...

  • Compliance Officer

    3 weeks ago


    Boston, United States Fiducient Advisors Full time

    Fiducient Advisors provides tailored and personalized investment consulting services to clients such as retirement plan sponsors, endowments and foundations, private clients, and financial institutions. We operate with over 200 professionals nationwide, supporting our distinct purpose of helping clients prosper.The Compliance Officer is responsible for...

  • Compliance Officer

    3 weeks ago


    Boston, United States Fiducient Advisors Full time

    Fiducient Advisors provides tailored and personalized investment consulting services to clients such as retirement plan sponsors, endowments and foundations, private clients, and financial institutions. We operate with over 200 professionals nationwide, supporting our distinct purpose of helping clients prosper.The Compliance Officer is responsible for...

  • Compliance Officer

    1 week ago


    boston, United States Fiducient Advisors Full time

    Fiducient Advisors provides tailored and personalized investment consulting services to clients such as retirement plan sponsors, endowments and foundations, private clients, and financial institutions. We operate with over 200 professionals nationwide, supporting our distinct purpose of helping clients prosper.The Compliance Officer is responsible for...

  • Compliance Officer

    4 weeks ago


    Boston, Massachusetts, United States Fidelity Investments Full time

    Job Title: Compliance OfficerAs a key member of the Fidelity Digital Asset Services, LLC (FDAS) Compliance team, you will play a critical role in promoting a culture of ethical conduct and commitment to compliance, regulatory, and legal obligations. In this role, you will lead the Controls, Testing, and Oversight Team, collaborating closely with within FDAS...

  • Compliance Officer

    3 weeks ago


    Boston, Massachusetts, United States Massachusetts General Hospital Full time

    Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at Massachusetts General Hospital. The successful candidate will be responsible for ensuring regulatory compliance within the areas of the animal care and use program, leading the investigation, review, and reporting of potential compliance concerns and adverse events, and...


  • Boston, Massachusetts, United States PeopleFluent Full time

    Chief Compliance OfficerWe are a growing Registered Investment Advisory firm located in downtown Boston. Our primary distribution channels are in the US broker-dealer and investment advisor marketplace. We are seeking a Chief Compliance Officer who can provide advisory oversight in all facets of our business.Key Responsibilities:Develop a detailed...


  • Boston, Massachusetts, United States Jupiter V Institute, Inc Full time

    Compliance and Admissions OfficerWe are seeking a highly skilled Compliance and Admissions Officer to join our team at Jupiter V Institute, Inc. in Boston, MA.Requirements:Bachelor's degree in Business Administration, Business Analytics, Information and Decision Sciences, or a related fieldAt least 12 months of relevant experience in the use of CRMKnowledge...


  • Boston, Massachusetts, United States Federal Reserve Bank Full time

    About the RoleThe Federal Reserve Bank of Boston is seeking a highly skilled and experienced Chief Office Regulatory and Compliance Officer to join our team. As a key member of our Human Resources department, you will be responsible for leading the development and implementation of our regulatory and compliance strategies.Key ResponsibilitiesDevelop and...


  • Boston, Massachusetts, United States PeopleFluent Full time

    We are a growing Registered Investment Advisory firm located in downtown Boston. Our primary distribution channels are in the US broker-dealer and investment advisor marketplace. We are seeking a Chief Compliance Officer who can provide advisory oversight in all facets of our business.The ideal candidate will have extensive knowledge of today's compliance...


  • Boston, Massachusetts, United States Mass Inc Full time

    The Department of Unemployment Assistance (DUA) administers the Unemployment Insurance (UI) program, providing temporary income assistance to Massachusetts workers who are unemployed through no fault of their own and who are able to work, available for work, and looking for a job.The Compliance Officer II plays a crucial role in maintaining the integrity of...


  • Boston, United States PeopleFluent Full time

    We are a growing Registered Investment Advisory firm located in downtown Boston. Our primary distribution channels are in the US broker-dealer and investment advisor marketplace. We are seeking a Chief Compliance Officer who can provide advisory oversight in all facets of our business. The ideal candidate will have extensive knowledge of today's compliance...


  • Boston, Massachusetts, United States Wellington Management Full time

    About UsWellington Management is a leading investment management firm that offers a comprehensive range of investment solutions to institutional clients globally. Our investment capabilities span nearly all segments of the global capital markets, and we are committed to delivering exceptional investment performance and risk management to our clients.About...


  • Boston, Massachusetts, United States Wellington Management Full time

    About UsWellington Management is a leading investment management firm that offers a comprehensive range of investment solutions to institutional clients worldwide.Our investment solutions are designed to meet the unique needs of our clients, and we are committed to delivering exceptional results through our proprietary research and collaborative...


  • Boston, Massachusetts, United States Wellington Management Full time

    About UsWellington Management is a leading investment management firm that offers a comprehensive range of investment solutions to institutional clients globally. Our commitment to delivering exceptional investment performance and risk management is underpinned by a robust proprietary research framework and a collaborative culture that fosters independent...


  • Boston, Massachusetts, United States Wellington Management Full time

    About UsWellington Management is a leading investment management firm that offers comprehensive investment solutions to institutional clients worldwide.Our investment approach is built on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate.About the RoleWe are seeking a highly skilled...


  • Boston, United States Wellington Management Company, LLP Full time

    About Us Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that...

  • Compliance Officer

    4 days ago


    Boston, Massachusetts, United States destinationone Consulting Full time

    Job OverviewDestinationone Consulting is a leading recruitment agency specializing in diverse sectors, including Healthcare, Health Tech, Government, Municipalities, Non-Profits, Legal, and Public Accounting. We are committed to building a robust data bank for opportunities in these fields. By applying, you enable our recruiters to quickly match you with...


  • Boston, Massachusetts, United States State Street Corporation Full time

    About the RoleWe are seeking a highly skilled Compliance Officer to join our team at State Street Corporation. As a key member of our Compliance Department, you will play a critical role in preventing, detecting, and mitigating compliance, regulatory, and reputational risk across the organization.Key ResponsibilitiesAdvise and implement enhancements to the...