Manager, Broker-Dealer Compliance
1 day ago
Join Coinbase: Institutional Compliance RoleReady to be pushed beyond what you think you're capable of? At Coinbase, our mission is to increase economic freedom in the world. It's a massive, ambitious opportunity that demands the best of us, every day, as we build the emerging onchain platform and with it, the future global financial system. To achieve our mission, we're seeking a very specific candidate. We want someone who is passionate about our mission and who believes in the power of crypto and blockchain technology to update the financial system. We want someone who is eager to leave their mark on the world, who relishes the pressure and privilege of working with high caliber colleagues, and who actively seeks feedback to keep leveling up. We want someone who will run towards, not away from, solving the company's hardest problems. Our work culture is intense and isn't for everyone. But if you want to build the future alongside others who excel in their disciplines and expect the same from you, there's no better place to be. While many roles at Coinbase are remote-first, we are not remote-only. In-person participation is required throughout the year. Team and company-wide offsites are held multiple times annually to foster collaboration, connection, and alignment. Attendance is expected and fully supported.Job DutiesThis role will provide critical support to Coinbase Capital Markets ("CCM" a FINRA member broker-dealer) in meeting its regulatory obligations to assist the Product team in developing a successful equities product offering.Providing senior compliance oversight to all aspects of CCM, including trading, reporting, policies and procedures and training.Coordinate closely with cross functional partners in Legal, Operations, Risk, Tax, Finance and Audit to ensure a best-in class control framework.Partner with exam management team to respond to all regulatory exams and inquiries.Work with Market Surveillance team and Clearing Firm to ensure deployment of a robust monitoring program.Work with the principals to design and document the firm's supervisory structure (FINRA Rule 3110) to effectively supervise all business activities and associated persons.Job RequirementsWe are looking for someone with:7+ years experience working in a retail broker-dealer compliance team.Comfortable working in a fast-paced environment with high levels of accountability.Experience with FINRA exams/inquiries.Knowledge of 15c3-5 Market Access, Best Execution and CAT reporting.Experience setting up broker-dealer compliance programs, or at least parts of programs.Experience with institutional and retail customers.Nice to haves:Experience supporting a retail (fully disclosed) introducing broker.J.D., Series 7, Series 24.Experience working at FINRA.Crypto Experience or willingness to learn.Pay Range: $162,010$190,600 USD
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Sr Manager Digital Retail- Strategy
4 weeks ago
Juneau, United States Alaska Staffing Full timeSenior Manager Digital Retail Experience -- Strategy & Dealer Tools LeaderWe are the movers of the world and the makers of the future. We get up every day, roll up our sleeves and build a better world -- together. At Ford, we're all a part of something bigger than ourselves. Are you ready to change the way the world moves? Enterprise Technology plays a...
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Senior Manager, Digital Retail Experience
2 weeks ago
Juneau, United States Ford Motor Company Full timeA prominent automotive manufacturer is seeking a Senior Manager for Digital Retail Experience in Juneau, AK. The role involves leading strategies for dealer tools, enhancing customer experiences, and driving dealer efficiencies. Candidates should have extensive experience in technology strategies related to vehicle sales and demonstrate strong leadership...
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Senior Manager, Digital Retail Experience
2 weeks ago
Juneau, United States Ford Motor Company Full timeA prominent automotive manufacturer is seeking a Senior Manager for Digital Retail Experience in Juneau, AK. The role involves leading strategies for dealer tools, enhancing customer experiences, and driving dealer efficiencies. Candidates should have extensive experience in technology strategies related to vehicle sales and demonstrate strong leadership...
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Remote Dealer Success Operations Lead
2 weeks ago
Juneau, United States Capital One Full timeA financial services company is looking for a Principal Ops Coordinator to support dealer success from home. Responsibilities include managing E2E billing support and dealer navigator solutions. The ideal candidate will have at least 3 years of customer service experience and strong communication skills. The position offers a salary range of $56,800 -...
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CBRE Broker Program
2 weeks ago
Juneau, United States CBRE Full timeCBRE Broker Program (2025) Job ID Posted 10-Apr-2025 Role type Full-time Areas of Interest Sales/Brokerage Location(s) Remote - US - Remote - US - United States of America CBRE is using this platform to provide general information to individuals who want to learn more about a career at CBRE. If an opportunity opens that matches your qualifications, we will...
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Empower Dealer Success
4 weeks ago
Juneau, United States Alaska Staffing Full timeEmpower Dealer Success (EDS) Principal Ops CoordinatorDue to the amazing growth and future projections of Navigator Platform, and the need to invest in world class service for our valuable dealer partners, we are looking to expand the footprint of Empower Dealer Success (EDS) operations. The associate will engage in dealer resolutions, Dealer Navigator...
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Work from Home Empower Dealer Success
2 weeks ago
Juneau, United States Capital One Full timeWork from Home Empower Dealer Success (EDS) Principal Ops Coordinator Due to the amazing growth and future projections of the Navigator Platform and the need to invest in ICONIC service for our valuable dealer partners, we are looking to backfill an open Principal Coordinator role. We are offering eligible agents an opportunity to become part of the Dealer...
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Strategic Ops Coordinator, Dealer Success
2 weeks ago
Juneau, United States Capital One Full timeA financial services corporation is seeking a Principal Ops Coordinator to manage retail dealer issues and improve service quality. This role involves handling inventory, escalations, and coordinating with various teams. Candidates must have a high school diploma, significant customer service experience, and proficiency with Google Suite or Microsoft Office....
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Strategic Ops Coordinator, Dealer Success
2 weeks ago
Juneau, United States Capital One Full timeA financial services corporation is seeking a Principal Ops Coordinator to manage retail dealer issues and improve service quality. This role involves handling inventory, escalations, and coordinating with various teams. Candidates must have a high school diploma, significant customer service experience, and proficiency with Google Suite or Microsoft Office....
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CBRE Broker Program
2 weeks ago
Juneau, United States CBRE Full timeCBRE Broker Program (2025)Job ID215557Posted10-Apr-2025Role typeFull-timeAreas of InterestSales/BrokerageLocation(s)Remote - US - Remote - US - United States of AmericaCBRE is using this platform to provide general information to individuals who want to learn more about a career at CBRE. If an opportunity opens that matches your qualifications, we will reach...
