SEC Compliance Director
4 weeks ago
Our client is a fast growing venture capital firm based in the south bay. This is a high exposure role, reporting to the CEO. This role is also very hands on with a lot of upward mobility
Day to Day:
- Oversee compliance program and manage any day-to-day regulatory issues and communicate any compliance requirements with HQ.
- Responsible for all SEC compliance filings and reporting (Form ADV, Form PF etc.)
- Develop and/or direct the formulation and maintenance of compliance policies and procedures including related internal controls, compliance training, independent testing, AML and recordkeeping requirements.
- Perform regular compliance annual testing.
Ideal Candidate:
- 5+ years of accounting experience within the financial services compliance/legal space
- FRNA and SEC filing reporting is a huge plus but if no, risk control experience will do as well
- Mandarin is a MUST
- Culture fit: someone who is willing to learn and interested in working for a startup fund environment
Why work here:
- Fast growing and successful venture capital fund
- Great benefits
- Flexible hours, flexible schedule
- Not strict reporting structure, so lots of potential to grow
- Lots of upward mobility
- Team is very friendly, very easy to work with and open minded communication style
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SEC Compliance Director
4 weeks ago
Palo Alto, United States Robert Half Full timeOur client is a fast growing venture capital firm based in the south bay. This is a high exposure role, reporting to the CEO. This role is also very hands on with a lot of upward mobility!Day to Day: Oversee compliance program and manage any day-to-day regulatory issues and communicate any compliance requirements with HQ.Responsible for all SEC compliance...
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SEC Compliance Director
1 week ago
Palo Alto, United States Robert Half Full timeOur client is a fast growing venture capital firm based in the south bay. This is a high exposure role, reporting to the CEO. This role is also very hands on with a lot of upward mobility!Day to Day: Oversee compliance program and manage any day-to-day regulatory issues and communicate any compliance requirements with HQ.Responsible for all SEC compliance...
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SEC Compliance Director
4 weeks ago
Palo Alto, United States Robert Half Full timeOur client is a fast growing venture capital firm based in the south bay. This is a high exposure role, reporting to the CEO. This role is also very hands on with a lot of upward mobility!Day to Day: Oversee compliance program and manage any day-to-day regulatory issues and communicate any compliance requirements with HQ.Responsible for all SEC compliance...
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Sr. Director of Accounting
2 weeks ago
Palo Alto, United States LEDGENT Finance & Accounting - Roth Staffing Companies, L.P. Full timeClient is looking for a talented Sr. Director of Accounting to join their dynamic team. Ideal candidate will have Bacherlors degree, CPA Certification, 5 years of Public Accounting and 5 years of Management experience. Will have full responsibilites and oversee: SEC reporting, FPA/Budgeting, Internal/External Audits, Tax compliance. Able to lead and have...
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Sr. Director of Accounting
1 week ago
Palo Alto, United States LEDGENT Finance & Accounting - Roth Staffing Companies, L.P. Full timeClient is looking for a talented Sr. Director of Accounting to join their dynamic team. Ideal candidate will have Bacherlors degree, CPA Certification, 5 years of Public Accounting and 5 years of Management experience. Will have full responsibilites and oversee: SEC reporting, FPA/Budgeting, Internal/External Audits, Tax compliance. Able to lead and have...
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Senior Director of Accounting
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Palo Alto, United States Sciton Full timeWe are an equal employment opportunity employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, national origin, disability status, protected veteran status or any other characteristic protected by law. Senior Director, Accounting Compensation And Benefits The salary range for this position is...
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Director II Compliance
1 week ago
Palo Alto, California, United States Elevance Health Full timeDirector II ComplianceThis position will work in a hybrid model (virtual and office). The ideal candidate will live within 50 miles of one of our Elevance Health PulsePoint locations.Elevance Health supports a hybrid workplace model with PulsePoint sites used for collaboration, community, and connection, with the minimum in-office commitment being 1-2 days...
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Director II Compliance
2 weeks ago
Palo Alto, California, United States Elevance Health Full timeDirector II ComplianceThis position will work in a hybrid model (virtual and office). The ideal candidate will live within 50 miles of one of our Elevance Health PulsePoint locations.Elevance Health supports a hybrid workplace model with PulsePoint sites used for collaboration, community, and connection, with the minimum in-office commitment being 1-2 days...
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Director II Compliance
1 week ago
PALO ALTO, United States Elevance Health Full timeDirector II Compliance This position will work in a hybrid model (virtual and office). The ideal candidate will live within 50 miles of one of our Elevance Health PulsePoint locations. Elevance Health supports a hybrid workplace model with PulsePoint sites used for collaboration, community, and connection, with the minimum in-office commitment being...
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Director II Compliance
2 weeks ago
PALO ALTO, United States Elevance Health Full timeDirector II Compliance This position will work in a hybrid model (virtual and office). The ideal candidate will live within 50 miles of one of our Elevance Health PulsePoint locations. Elevance Health supports a hybrid workplace model with PulsePoint sites used for collaboration, community, and connection, with the minimum in-office commitment being...
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Palo Alto, United States Stanford Children's Health | Lucile Packard Children's Hospital Stanford Full timeHere you have the potential and support to achieve extraordinary outcomes for healthier, happy livesThank you for your interest in career opportunities for current employees. Please note the following:You must be a current employee to use this site.Enter your employee ID number and SCH email address to submit your application.You must use your legal name as...
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Palo Alto, United States Lucile Packard Children's Hospital Stanford Full timeQuality 1.0 FTE, 8 Hour Day Shift At Stanford Children's Health, we know world-renowned care begins with world-class caring. That's why we combine advanced technologies and breakthrough discoveries with family-centered care. It's why we provide our caregivers with continuing education and state-of-the-art facilities, like the newly remodeled Lucile Packard...
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Palo Alto, United States Lucile Packard Children's Hospital Stanford Full timeQuality 1.0 FTE, 8 Hour Day Shift At Stanford Children’s Health, we know world-renowned care begins with world-class caring. That's why we combine advanced technologies and breakthrough discoveries with family-centered care. It's why we provide our caregivers with continuing education and state-of-the-art facilities, like the newly remodeled Lucile...
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Palo Alto, United States Lucile Packard Children's Hospital Stanford Full timeQuality 1.0 FTE, 8 Hour Day Shift At Stanford Childrens Health, we know world-renowned care begins with world-class caring. That's why we combine advanced technologies and breakthrough discoveries with family-centered care. It's why we provide our caregivers with continuing education and state-of-the-art facilities, like the newly remodeled Lucile Packard...
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Palo Alto, United States Stanford Children's Health | Lucile Packard Children's Hospital Stanford Full timeHere you have the potential and support to achieve extraordinary outcomes for healthier, happy lives Thank you for your interest in career opportunities for current employees. Please note the following: You must be a current employee to use this site. Enter your employee ID number and SCH email address to submit your application. You must use your legal name...
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Palo Alto, United States Stanford Children's Health | Lucile Packard Children's Hospital Stanford Full timeHere you have the potential and support to achieve extraordinary outcomes for healthier, happy lives Thank you for your interest in career opportunities for current employees. Please note the following: You must be a current employee to use this site. Enter your employee ID number and SCH email address to submit your application. You must use your legal name...
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Palo Alto, United States Lucile Packard Children's Hospital Full timeQuality 1.0 FTE, 8 Hour Day Shift At Stanford Children's Health, we know world-renowned care begins with world-class caring. That's why we combine advanced technologies and breakthrough discoveries with family-centered care. It's why we provide our caregivers with continuing education and state-of-the-art facilities, like the newly remodeled Lucile Packard...
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Palo Alto, United States Lucile Packard Children's Hospital Stanford Full timeQuality 1.0 FTE, 8 Hour Day Shift At Stanford Childrens Health, we know world-renowned care begins with world-class caring. That's why we combine advanced technologies and breakthrough discoveries with family-centered care. It's why we provide our caregivers with continuing education and state-of-the-art facilities, like the newly remodeled Lucile Packard...
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Palo Alto, United States Lucile Packard Children's Hospital Full timeQuality 1.0 FTE, 8 Hour Day Shift At Stanford Children's Health, we know world-renowned care begins with world-class caring. That's why we combine advanced technologies and breakthrough discoveries with family-centered care. It's why we provide our caregivers with continuing education and state-of-the-art facilities, like the newly remodeled Lucile Packard...
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Palo Alto, United States Stanford Children's Health | Lucile Packard Children's Hospital Stanford Full timeHere you have the potential and support to achieve extraordinary outcomes for healthier, happy lives Thank you for your interest in career opportunities for current employees. Please note the following: You must be a current employee to use this site. Enter your employee ID number and SCH email address to submit your application. You must use your legal...